HK ELECTRIC INVESTMENTS AND HK ELECTRIC INVESTMENTS LIMITED For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/01/2015
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | HK Electric Investments and HK Electric Investments Limited |
Date Submitted | 02/02/2015 |
I. Movements in Authorised Share Capital
1. Ordinary Shares (as a component of Share Stapled Units Note 3)
(1) Stock code : 02638 Description : Ordinary Shares
No. of ordinary shares
Par value
(State currency)
Authorised share capital
(State currency)
Balance at close of preceding month 20,000,000,000 HK$0.0005 HK$10,000,000 Increase/(decrease) 0 0 Balance at close of the month 20,000,000,000 HK$0.0005 HK$10,000,000
(2) Stock code : Description :
No. of ordinary shares
Par value
(State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares (as a component of Share Stapled Units Note 3)
For Main Board and GEM listed issuers
Stock code : 02638 Description : Preference Shares
No. of preference shares
Par value
(State currency)
Authorised share capital
(State currency)
Balance at close of preceding month | 20,000,000,000 | HK$0.0005 | HK$10,000,000 |
Increase/(decrease) | 0 | 0 | |
Balance at close of the month | 20,000,000,000 | HK$0.0005 | HK$10,000,000 |
3. Other Classes of Securities (as a component of Share Stapled Units Note 3)
Stock code : 02638 Description : Units
No. of other classes of securities
Par value
(State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A N/A N/A
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State currency) : HK$20,000,000
For Main Board and GEM listed issuers II. Movements in Issued Ordinary Shares, Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled Units Note 3
Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month | No. of ordinary shares No. of No. of No. of share other classes (1) (2) preference shares No. of Units stapled units Note 3 of shares |
Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month | 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 0 0 0 0 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 |
Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month | 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 0 0 0 0 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 |
Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month | 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 0 0 0 0 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 |
Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month | 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 0 0 0 0 8,836,200,000 8,836,200,000 8,836,200,000 8,836,200,000 |
III. Details of Movements in Issued Ordinary Shares, Preference Shares and Units (as components of Share
Stapled Units Note 3) and Issued Share Stapled Units Note 3
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares No. of new shares of option scheme of issuer issued issuer which may be including EGM during the month issued pursuant thereto approval date Movement during the month pursuant thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed |
1. ( / / ) shares (Note 1) 2. ( / / ) shares (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) Total funds raised during the month from exercise of options (State currency) |
1. ( / / ) shares (Note 1) 2. ( / / ) shares (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) Total funds raised during the month from exercise of options (State currency) |
1. ( / / ) shares (Note 1) 2. ( / / ) shares (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) Total funds raised during the month from exercise of options (State currency) |
1. ( / / ) shares (Note 1) 2. ( / / ) shares (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) Total funds raised during the month from exercise of options (State currency) |
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued Nominal value month pursuant Currency of at close of Exercised Nominal value pursuant thereto as at Description of warrants nominal preceding during the at close of the thereto close of the (Date of expiry - dd/mm/yyyy) value month month month month |
1. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month Class and description outstanding month month month |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options
(other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month |
1. 2. 3. | |
1. 2. 3. | |
1. 2. 3. | |
1. 2. 3. | ( / / ) |
1. 2. 3. | shares (Note 1) |
1. 2. 3. | |
1. 2. 3. | |
1. 2. 3. | |
1. 2. 3. | ( / / ) |
1. 2. 3. | shares (Note 1) |
1. 2. 3. | |
1. 2. 3. | |
1. 2. 3. | |
1. 2. 3. | ( / / ) |
1. 2. 3. | shares (Note 1) |
1. 2. 3. | |
1. 2. 3. | Total D. (Ordinary shares Note 3) |
1. 2. 3. | (Preference shares Note 3) |
1. 2. 3. | (Units Note 3) |
1. 2. 3. | (Share stapled units Note 3) |
1. 2. 3. | (Other class) |
1. 2. 3. | (Other class) |
For Main Board and GEM listed issuers
Other Movements in Issued Ordinary Shares, Preference Shares and Units (as components of Share Stapled
Units Note 3) and Issued Share Stapled Units Note 3
No. of new No. of new shares of shares of issuer issued issuer which during the may be month issued pursuant pursuant thereto thereto as at close of the Type of Issue month |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be month issued pursuant pursuant thereto thereto as at close of the Type of Issue month |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 8. Consideration issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 8. Consideration issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be month issued pursuant pursuant thereto thereto as at close of the Type of Issue month |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Class of shares issuable (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
Total E. (Ordinary shares Note 3) (Preference shares Note 3) (Units Note 3) (Share stapled units Note 3) (Other class) |
Total increase / (decrease) in ordinary shares Note 3 during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in share stapled units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Or Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled | N/A |
Total increase / (decrease) in ordinary shares Note 3 during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in share stapled units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Or Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled | N/A |
Total increase / (decrease) in ordinary shares Note 3 during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in share stapled units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Or Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled | N/A |
Total increase / (decrease) in ordinary shares Note 3 during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in share stapled units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Or Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled | N/A |
Total increase / (decrease) in ordinary shares Note 3 during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in share stapled units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Or Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled | N/A |
Total increase / (decrease) in ordinary shares Note 3 during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in share stapled units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Or Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled | N/A |
Total increase / (decrease) in ordinary shares Note 3 during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in share stapled units Note 3 during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Or Preference Shares and Units (as components of Share Stapled Units Note 3) and Issued Share Stapled | dinary Shares, Units Note 3").) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Alex Ng
Title: Company Secretary (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
3. A Share Stapled Unit is the combination of the following securities or interests in securities which, subject to the provisions in the trust deed constituting HK Electric Investments, can only be dealt with together and may not be dealt with individually or one without the others: (a) a Unit in HK Electric Investments; (b) the beneficial interest in a specifically identified ordinary share of HK Electric Investments Limited ("Ordinary Share") linked to the Unit and held by HK Electric Investments Manager Limited as legal owner in its capacity as trustee-manager of HK Electric Investments; and (c) a specifically identified preference share of HK Electric Investments Limited ("Preference Share") stapled to the Unit. Each of the Ordinary Shares and the Preference Shares which forms a component of a Share Stapled Unit is fully paid up.
The Share Stapled Units, and individually the Units, the Ordinary Shares and the Preference Shares are all listed on the Main Board of The Stock Exchange of Hong Kong Limited (the "Stock Exchange"). However, for so long as the Share Stapled Units are listed on the Stock Exchange, trading on the Stock Exchange will only take place in the form of Share Stapled Units.
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