Tracy Maitland
Chief Executive Officer at ADVENT CONVERTIBLE AND INCOME FUND
Net worth: 406 999 $ as of 2024-03-30
Profile
Mr. Tracy V.
Maitland is a Chairman, President & Chief Executive Officer at Advent Convertible & Income Fund and a President & Chief Investment Officer at Advent Capital Management LLC.
Prior to founding Advent, Mr. Maitland was a Director in the Convertible Securities Department in the Capital Markets Division at Merrill Lynch.
As the major distribution link between investors and issuers, he leveraged Merrill Lynch’s preeminent position in convertibles creating a unique advantage in investing and trading in the convertible market.
He also served on the board at Merrill Lynch & Co., Inc. /Old/ and The American Society for the Prevention of Cruelty to Animals.
He received his undergraduate degree from Columbia University.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 2023-12-19 | 34,087 ( 0.10% ) | 406 999 $ | 2024-03-30 |
Tracy Maitland active positions
| Companies | Position | Start |
|---|---|---|
| ADVENT CONVERTIBLE AND INCOME FUND | Chief Executive Officer | 2003-04-28 |
Advent Capital Management LLC
 Advent Capital Management LLC Investment ManagersFinance Advent Capital Management LLC (Advent) is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded by Tracy V. Maitland in 1995 as a division of Utendahl Capital Management LP and became independent in 2001. They manage assets across several traditional and alternative strategies on behalf of both institutional investors and private clients. Advent is a signatory to the UN Principles for Responsible Investment (UNPRI) and supporter of the Task Force on Climate-Related Financial Disclosures (TCFD). | Chief Executive Officer | 1994-12-31 |
Former positions of Tracy Maitland
| Companies | Position | End |
|---|---|---|
Advent Claymore Global Convertible Securities & Income Fund
 Advent Claymore Global Convertible Securities & Income Fund Investment Trusts/Mutual FundsMiscellaneous Advent Claymore Global Convertible Securities & Income Fund. is a Closed-End Investment Fund/Investment Trust. The company is headquartered in New York, NY. | President | 2012-04-29 |
The American Society for the Prevention of Cruelty to Animals
 The American Society for the Prevention of Cruelty to Animals Agricultural Commodities/MillingProcess Industries The American Society for the Prevention of Cruelty to Animals operates as a non-profit organization that promotes humane principles, prevents cruelty, and alleviates pain, fear and suffering of animals through nationwide information, awareness and advocacy. The company was founded by Henry Bergh on April 10, 1866 and is headquartered in New York City, NY. | Director/Board Member | - |
Advent Claymore Convertible Securities & Income Fund II
 Advent Claymore Convertible Securities & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Advent Claymore Convertible Securities & Income Fund II is a closed end investment trust. It focuses on convertible securities and non-convertible income-producing securities, each of U.S. and non-U.S. issuers. The fund was founded on May 24, 2007 and is headquartered in New York, NY. | Chief Executive Officer | - |
| ADVENT/CLAYMORE ENHANCED GROWTH & INCOME | Chief Executive Officer | - |
Merrill Lynch & Co., Inc. /Old/
 Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Director/Board Member | - |
Training of Tracy Maitland
| The Trustees of Columbia University in The City of New York | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 7 |
|---|---|
Merrill Lynch & Co., Inc. /Old/
Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Finance |
Advent Capital Management LLC
Advent Capital Management LLC Investment ManagersFinance Advent Capital Management LLC (Advent) is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded by Tracy V. Maitland in 1995 as a division of Utendahl Capital Management LP and became independent in 2001. They manage assets across several traditional and alternative strategies on behalf of both institutional investors and private clients. Advent is a signatory to the UN Principles for Responsible Investment (UNPRI) and supporter of the Task Force on Climate-Related Financial Disclosures (TCFD). | Finance |
Advent Convertible & Income Fund
 Advent Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Advent Convertible & Income Fund operates as a closed-end investment fund, which focuses on convertible securities and non-convertible income securities. The company was founded on February 19, 2003 and is headquartered in New York, NY. | Miscellaneous |
Advent/Claymore Enhanced Growth & Income Fund
 Advent/Claymore Enhanced Growth & Income Fund Investment Trusts/Mutual FundsMiscellaneous Advent Claymore Enhanced Growth & Income Fund operates as a closed-end investment fund/investment trust. The company was founded on January 30, 2004 and is headquartered in New York, NY. | Miscellaneous |
The American Society for the Prevention of Cruelty to Animals
The American Society for the Prevention of Cruelty to Animals Agricultural Commodities/MillingProcess Industries The American Society for the Prevention of Cruelty to Animals operates as a non-profit organization that promotes humane principles, prevents cruelty, and alleviates pain, fear and suffering of animals through nationwide information, awareness and advocacy. The company was founded by Henry Bergh on April 10, 1866 and is headquartered in New York City, NY. | Process Industries |
Advent Claymore Global Convertible Securities & Income Fund
Advent Claymore Global Convertible Securities & Income Fund Investment Trusts/Mutual FundsMiscellaneous Advent Claymore Global Convertible Securities & Income Fund. is a Closed-End Investment Fund/Investment Trust. The company is headquartered in New York, NY. | Miscellaneous |
Advent Claymore Convertible Securities & Income Fund II
Advent Claymore Convertible Securities & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Advent Claymore Convertible Securities & Income Fund II is a closed end investment trust. It focuses on convertible securities and non-convertible income-producing securities, each of U.S. and non-U.S. issuers. The fund was founded on May 24, 2007 and is headquartered in New York, NY. | Miscellaneous |
- Stock Market
- Insiders
- Tracy Maitland
