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Allen Klee
Analyst-Equity at Maxim Group LLC
Network origin in Allen Klee first degree
Entity | Entity type | Industry | |
---|---|---|---|
Rutgers State University of New Jersey
227
| College/University | Other Consumer Services | 227 |
The Leonard N Stern School of Business
108
| College/University | Other Consumer Services | 108 |
Sidoti & Co. LLC
![]() Sidoti & Co. LLC Investment Banks/BrokersFinance Sidoti & Co. LLC (S&C) is a registered broker and equity research firm headquartered in New York City. The firm is a subsidiary of Sidoti Holding Co. LLC and was founded in 1999. S&C provides research exclusively to institutional investors. The firm covers the following sectors: housing, retail, basic industries, technology, business services, capital goods, automotive, computer software, regional banking, telecommunications, entertainment, healthcare and consumer products. Their analysts conduct their own due diligence which includes visiting companies and meeting with operating and financial management. In addition, the firm's analysts focus on fundamentals, particularly cash flow from operations and EPS.
77
| Subsidiary | Investment Banks/Brokers | 77 |
Maxim Group LLC
![]() Maxim Group LLC Investment Banks/BrokersFinance Founded in 2002, Maxim Group LLC is a registered broker/dealer located in New York City. The firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products and global institutional equity, fixed-income and derivative sales and trading to a diverse range of corporate clients, institutional investors and high net-worth individuals. Maxim Group's niche is emerging-growth companies in a variety of sectors including healthcare, technology, retail and others. They utilize a fundamental, bottom-up approach to investment recommendations. The firm combines rigorous financial analysis of specific companies and industries with due diligence that includes frequent consults with suppliers, customers, competitors and senior management. The firm focuses on under-covered, small- to-mid-cap companies where valuation levels may be out of sync with fundamental trends. Maxim's coverage universe often represents attractive niche industries where stocks tend to be inefficient. This research coverage fills a void created by the downsized research ranks and shrinking coverage of small- to mid-cap stocks by large investment banks. Maxim Group is a member of FINRA, the MSRB, the SIPC, the ISE, NASDAQ and NYSE Arca.
32
| Subsidiary | Investment Banks/Brokers | 32 |
National Securities Corp. (Broker)
![]() National Securities Corp. (Broker) Investment Banks/BrokersFinance National Securities Corp., a subsidiary of National Holdings Corp., is an international, full-service, independent brokerage firm with a diverse base of retail and institutional clients. National Securities was founded in 1947 in Seattle, Washington with the goal of providing a full suite of financial products and services to its registered representatives and clients. The firm and their subsidiaries are headquartered in New York City and Seattle and have a multitude of domestic and international offices that provide a broad range of securities brokerage, financial planning, and investment services, as well as corporate finance and investment banking services to corporations and businesses. National Securities' representatives are primarily independent contractors who operate their business with freedom and flexibility in advising their clients. The firm is a member FINRA/SIPC.
4
| Operating Division | Investment Banks/Brokers | 4 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Allen Klee via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
BRISTOL-MYERS SQUIBB COMPANY | Pharmaceuticals: Major | Corporate Officer/Principal Sales & Marketing | |
COLGATE-PALMOLIVE COMPANY | Household/Personal Care | Corporate Officer/Principal | |
Knight Capital Group, Inc.
![]() Knight Capital Group, Inc. Investment Banks/BrokersFinance Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ. | Investment Banks/Brokers | Private Equity Investor Corporate Officer/Principal | |
HONEYWELL INTERNATIONAL INC. | Aerospace & Defense | General Counsel Public Communications Contact | |
UBS Securities LLC
![]() UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
Bunge Ltd.
![]() Bunge Ltd. Agricultural Commodities/MillingProcess Industries Bunge Global SA operates as a holding company. engages in the supply and transportation of agricultural commodities. It operates through the following segments: Agribusiness, Refined and Specialty Oils, Milling, and Sugar and Bioenergy. The Agribusiness segment is involved in the purchase, storage, transportation, processing, and sale of agricultural commodities and commodity products. The Refined and Specialty Oils segment engages in the processing, production, and marketing of products derived from vegetable oils. The Milling segment consists of the processing, production, and marketing of products derived primarily from wheat and corn. The Sugar and Bioenergy segment includes the manufacture and marketing of sugar and ethanol derived from sugarcane, as well as energy derived from the sugar and ethanol production process. The company was founded by Johann Peter Gottlieb Bunge in 1818 and is headquartered in St. Louis, MO. | Agricultural Commodities/Milling | Director of Finance/CFO Corporate Officer/Principal | |
Labranche Financial Services, Inc. | Corporate Officer/Principal | ||
Allison Williams Co.
![]() Allison Williams Co. Financial ConglomeratesFinance Allison Williams Co. provides investment and financial services. The private company is based in Minneapolis, MN. | Financial Conglomerates | Corporate Officer/Principal | |
Avicena Group, Inc.
![]() Avicena Group, Inc. Pharmaceuticals: MajorHealth Technology Avicena Group, Inc. develops pharmaceuticals and skin care products. It focuses on developing products based on its proprietary understanding of the regulation of cellular energy processes. The company's core technologies have broad applications in both pharmaceuticals and dermaceuticals. Avicena Group was founded by Rima Kaddurah-Daouk and M. Flint Beal in 1989 and is headquartered in Palo Alto, CA. | Pharmaceuticals: Major | Director/Board Member | |
Cuttone & Co LLC
![]() Cuttone & Co LLC Investment Banks/BrokersFinance Cuttone & Co., Inc. is the broker/dealer subsidiary of DriveWealth Holdings, Inc., which is owned by DriveWealth LLC. The firm was founded in 1984 by Donato A. Cuttone. Headquartered in New York City, Cuttone & Co. provides advanced institutional trading technology and execution services which includes institutional direct market access, custom algorithmic trading strategies, prime brokerage, options execution, and fixed income trading. They provide execution and consulting services to institutional asset managers, hedge funds, family offices, professional traders, and other broker dealers. | Investment Banks/Brokers | Institutional Sales | |
Pure Minerals, Inc.
![]() Pure Minerals, Inc. Other Metals/MineralsNon-Energy Minerals Pure Minerals, Inc. is an exploration stage company, which engages in exportation and development of mineral properties. The company was founded on September 24, 2004 and is headquartered in Quebec, Canada. | Other Metals/Minerals | Corporate Secretary | |
Brown University | College/University | Undergraduate Degree Undergraduate Degree | |
ROTH Capital Partners LLC
![]() ROTH Capital Partners LLC Investment Banks/BrokersFinance ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories. | Investment Banks/Brokers | Director of Research - Equity Corporate Officer/Principal | |
Stifel, Nicolaus & Co., Inc.
![]() Stifel, Nicolaus & Co., Inc. Investment ManagersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
Fordham University
![]() Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree Doctorate Degree | |
Fairleigh Dickinson University | College/University | Masters Business Admin Graduate Degree Masters Business Admin Undergraduate Degree | |
New York University | College/University | Masters Business Admin Masters Business Admin Graduate Degree Masters Business Admin | |
Lehigh University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
American Bar Association
![]() American Bar Association Miscellaneous Commercial ServicesCommercial Services American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
New Jersey State Bar Association
![]() New Jersey State Bar Association Miscellaneous Commercial ServicesCommercial Services New Jersey State Bar Association operates as a not-for-profit organization. It educates the public to enhance awareness of the legal system. The company was founded in June 1899 and is headquartered in New Brunswick, NJ. | Miscellaneous Commercial Services | Corporate Officer/Principal Director/Board Member Corporate Officer/Principal | |
Cornell University
![]() Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Graduate Degree | |
Goldman Sachs & Co. LLC
![]() Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
University of California, Los Angeles | College/University | Masters Business Admin Undergraduate Degree | |
University of Illinois | College/University | Undergraduate Degree Undergraduate Degree | |
Rutgers Law School | College/University | Graduate Degree Graduate Degree | |
American Cancer Society, Inc.
![]() American Cancer Society, Inc. Miscellaneous Commercial ServicesCommercial Services American Cancer Society, Inc. provides information on cancer occurrence, survival, prevention, early detection, and treatment. The non-profit company is based in Kennesaw, GA and has subsidiaries in the United States. The company's SHES department is an intramural research program with world-renowned epidemiologists and health scientists. The company was founded in 1913 by Candy Arrington. Karen E. Knudsen has been the CEO of the company since 2021. | Miscellaneous Commercial Services | Corporate Officer/Principal Director/Board Member | |
Shanley & Fisher PC
![]() Shanley & Fisher PC Miscellaneous Commercial ServicesCommercial Services Part of Faegre Drinker Biddle & Reath, Shanley & Fisher PC is a legal services provider. The company is based in Morristown, NJ. Shanley & Fisher was acquired by Drinker Biddle & Reath LLP on November 01, 1999. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Gibbons PC
![]() Gibbons PC Miscellaneous Commercial ServicesCommercial Services Gibbons P.C. provides legal services. It offers business and commercial litigation, corporate, government affairs, criminal defense and employment law. The company was founded in 1926 and is headquartered in Newark, NJ. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Telsey Advisory Group LLC
![]() Telsey Advisory Group LLC Investment Banks/BrokersFinance Founded by Dana Telsey in 2008, Telsey Advisory Group LLC (TAG) is an independent equity research and consulting firm focused on the consumer sector, including retail and apparel companies and restaurants. They provide hedge funds, mutual funds, private equity firms and private and public consumer companies the detailed analysis and market context that is necessary to make strategic and investment decisions. TAG covers both US-based and international companies across the consumer landscape, including apparel manufacturers, children and teen retailers, consumer electronics, department stores, discounters, home furnishings, luxury goods, off-price retailers, quick service and specialty restaurants and specialty apparel retailers. Their consulting services include acquisition due diligence, benchmarking, competitive analyses, financial analysis, investor relations functions, market assessments, and valuation. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Queens College | College/University | Undergraduate Degree Undergraduate Degree | |
The Pennsylvania State University | College/University | Undergraduate Degree Undergraduate Degree | |
Fordham University School of Law | College/University | Graduate Degree Graduate Degree | |
Settlement Funding LLC
![]() Settlement Funding LLC Investment ManagersFinance Settlement Funding LLC provides factoring services. The firm, through its group of affiliated companies, purchases deferred payment obligations, structured legal settlements, annuity payments, lottery prize payments, sweepstakes awards, life insurance policies, tobacco transition payments, and sports contract payments. The company was founded by Timothy J. Trankina and James D. Terlizzi in 1996 and is headquartered in Radnor, PA. | Investment Managers | Chief Executive Officer General Counsel | |
Stony Brook University | College/University | Undergraduate Degree Undergraduate Degree | |
SagePoint Financial, Inc.
![]() SagePoint Financial, Inc. Investment Banks/BrokersFinance Founded in 2004, SagePoint Financial, Inc. is a dually-registered SEC-registered investment advisor and broker-dealer headquartered in Phoenix, Arizona. The firm is a subsidiary of Advisor Group, Inc., a wholly-owned subsidiary of Advisor Group Holdings, Inc., which is owned by a consortium of investors that includes Lightyear Fund III LP (an investment fund affiliated with Lightyear Capital LLC) and PSPIB Lunar Investments Inc. (a wholly-owned vehicle of the Public Sector Pension Investment Board). SagePoint Financial was formerly known as AIG Financial Advisors. | Investment Banks/Brokers | Corporate Officer/Principal | |
South African Broadcasting Corp. | General Government | Director/Board Member | |
Toshiba America, Inc.
![]() Toshiba America, Inc. MiscellaneousMiscellaneous Toshiba America, Inc. is a holding company, which manufactures and markets electronic products. It offers laptops, communication systems, electronic components, electrical apparatus, social infrastructure products, netbooks, lcd, led, televisions, blu-ray and dvd players, camcorders, ultrabooks, computer accessories, enterprise computing, printers, electronic components, surveillance and liquid crystal displays. The company was founded in 1965 and is headquartered in New York, NY. | Miscellaneous | Corporate Officer/Principal | |
RBC Wealth Management
![]() RBC Wealth Management Investment ManagersFinance RBC Wealth Management (RBCWM) is wealth management division of RBC Capital Markets Equity Research, which is ultimately owned by Royal Bank of Canada (NYSE; TSE: RY). Formerly known as RBC Dain Rauscher, Inc., the firm was founded in 2001 and is headquartered in Minneapolis, Minnesota. RBCWM provides trusted advice and wealth management solutions to individuals, families and institutions. | Investment Managers | Corporate Officer/Principal |
Statistics
International
United States | 45 |
Canada | 2 |
South Africa | 2 |
Sectoral
Finance | 20 |
Consumer Services | 14 |
Commercial Services | 6 |
Health Technology | 3 |
Consumer Non-Durables | 2 |
Operational
Corporate Officer/Principal | 207 |
Director/Board Member | 153 |
Undergraduate Degree | 99 |
Analyst-Equity | 76 |
Chief Executive Officer | 48 |
Most connected contacts
Insiders | |
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James Sapirstein | 26 |
Ross Haghighat | 26 |
Neslihan Tonbul | 25 |
James Terlizzi | 21 |
Maurizio Perroni | 18 |
Salvatore Guccione | 16 |
Alexis Maged | 16 |
Thomas Bartlett | 16 |
Thomas Boehlert | 14 |
B. Mitchell | 12 |
James Jang | 12 |
Luis Diaz | 12 |
Charles Stanley Bailey | 12 |
H. S. Wang | 12 |
Tate Sullivan | 12 |
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