Ann Marie Swanson
Director/Board Member at Alaric Compliance Services LLC
Ann Marie Swanson active positions
| Companies | Position | Start | End |
|---|---|---|---|
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Director/Board Member | 2015-09-30 | - |
Career history of Ann Marie Swanson
Former positions of Ann Marie Swanson
| Companies | Position | Start | End |
|---|---|---|---|
ThomasPartners, Inc.
 ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Compliance Officer | 2013-04-30 | 2015-02-28 |
| THE ASIA PACIFIC FUND, INC. | Compliance Officer | 2016-06-30 | - |
Aletheia Research & Management, Inc.
 Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Corporate Officer/Principal | 2010-11-24 | - |
Training of Ann Marie Swanson
| University of Massachusetts | Undergraduate Degree |
| Suffolk University | Graduate Degree |
Statistics
International
| United States | 7 |
Operational
| Compliance Officer | 2 |
| Corporate Officer/Principal | 1 |
| Undergraduate Degree | 1 |
Sectoral
| Finance | 4 |
| Consumer Services | 3 |
| Miscellaneous | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Private companies | 4 |
|---|---|
Aletheia Research & Management, Inc.
Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Finance |
The Asia Pacific Fund, Inc.
 The Asia Pacific Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Asia Pacific Fund, Inc. operates as a closed-end investment fund or trust, which engages in the provision of long-term capital appreciation through investment of investable assets in equity securities of companies in the Asia Pacific countries. The company was founded in May 1987 and is headquartered in Newark, NJ. | Miscellaneous |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Finance |
ThomasPartners, Inc.
ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Finance |
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