Jack C. Kaplan

Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families.

The New York Society of Security Analysts, Inc. operates as a financial services trade group and networking forum for wall street and provides Chartered Financial Analyst (CFA) exam. The company was founded in 1937 and is headquartered in New York, NY.

For both individual and institutional customers, Dominick & Dominick Advisors LLC (DDA) offers a range of financial services, including equity and fixed-income management, private equity, hedge funds and structured notes. A division of investment bank Dominick & Dominick, the firm is headquartered in New York City.

Founded in 1982, Clay Finlay LLC, formerly Clay Finlay, Inc., is a registered investment advisor headquartered in New York City, with offices in London and Hong Kong. The firm manages long-only global, international and regional equity mandates on behalf of public and corporate institutions, endowments and foundations sourced globally. The firm is owned by active employees and Old Mutual US Holdings, which is wholly-owned by Old Mutual Group plc.