John Hugh Phillips
Compliance Officer at Northside Capital Management LLC
Profile
Mr. John H.
Phillips is a Principal, Chief Compliance Officer & Investment Systems at Northside Capital Management LLC.
He focuses on many operational and compliance related activities within the firm, assuring our portfolio accounting systems and processes are up to date and operating in an efficient and legally compliant manner.
He is based in the firm's Hood River, Oregon office.
He has been with the firm since 2001.
Prior to joining Northside, Mr. Phillips worked as a personal financial planner providing financial services to individuals and businesses through Northwestern Mutual.
He spent the earlier part of his career working as an accountant and information technology manager for several privately held manufacturing companies.
Mr. Philips holds an MBA from Seattle University and a B.S.
in Accounting and Business Administration from Kansas University.
Mr. Philips is a licensed Certified Public Accountant (CPA) and a Certified Financial Planner (CFP).
John Hugh Phillips active positions
| Companies | Position | Start |
|---|---|---|
Northside Capital Management LLC
 Northside Capital Management LLC Investment ManagersFinance Northside Capital Management LLC (Northside) is an independent, SEC-registered investment advisor and private wealth investment manager headquartered in Hood River, Oregon. The firm was founded by Jeffrey Slocum in 1996. Northside provides investment advice and management of financial assets for family offices, private foundations, trusts and estates, high net worth individuals and taxable institutions. | Compliance Officer | 2000-12-31 |
Former positions of John Hugh Phillips
| Companies | Position | End |
|---|---|---|
Northwestern Mutual Wealth Management Co.
 Northwestern Mutual Wealth Management Co. Savings BanksFinance Northwestern Mutual Wealth Management Co. provides investment advice. The company was founded in 2001 and is headquartered in Milwaukee, MI. | Corporate Officer/Principal | - |
DaKine, Inc.
 DaKine, Inc. Wholesale DistributorsDistribution Services DaKine, Inc. manufactures and sells outdoor sporting gears. It offers products for wakeboarding, windsurfing, snowboarding, and biking. The company is headquartered in Hood River, OR. | Corporate Officer/Principal | - |
Training of John Hugh Phillips
| Seattle University | Masters Business Admin |
| University of Kansas | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
DaKine, Inc.
DaKine, Inc. Wholesale DistributorsDistribution Services DaKine, Inc. manufactures and sells outdoor sporting gears. It offers products for wakeboarding, windsurfing, snowboarding, and biking. The company is headquartered in Hood River, OR. | Distribution Services |
Northwestern Mutual Wealth Management Co.
Northwestern Mutual Wealth Management Co. Savings BanksFinance Northwestern Mutual Wealth Management Co. provides investment advice. The company was founded in 2001 and is headquartered in Milwaukee, MI. | Finance |
Northside Capital Management LLC
Northside Capital Management LLC Investment ManagersFinance Northside Capital Management LLC (Northside) is an independent, SEC-registered investment advisor and private wealth investment manager headquartered in Hood River, Oregon. The firm was founded by Jeffrey Slocum in 1996. Northside provides investment advice and management of financial assets for family offices, private foundations, trusts and estates, high net worth individuals and taxable institutions. | Finance |
- Stock Market
- Insiders
- John Hugh Phillips
