Keith Frederick Hartstein
Chairman at PGIM GLOBAL HIGH YIELD FUND, INC
Network origin in Keith Frederick Hartstein first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
John Hancock Financial Services, Inc.
 John Hancock Financial Services, Inc. Life/Health InsuranceFinance John Hancock Financial Services, Inc. provides life insurance, wealth management and other investment solutions. Its products include annuities, mutual funds, long-term care, life insurance and college savings. The company was founded in 1862 and is headquartered in Boston, MA.
46
| Subsidiary | Life/Health Insurance | 46 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 19 | |
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens.
19
| Non-Profit Organization | Miscellaneous Commercial Services | 19 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 18 | |
John Hancock Patriot Select Dividend Trust
 John Hancock Patriot Select Dividend Trust Investment Trusts/Mutual FundsMiscellaneous John Hancock Patriot Select Dividend Trust operates as a Closed-End Investment Fund. Its shares are not redeemable but instead are traded in the secondary market and frequently trade at a discount to net asset value. The company is headquartered in Boston, MA.
15
| Extinct | Investment Trusts/Mutual Funds | 15 |
John Hancock Patriot Premium Dividend Fund II
 John Hancock Patriot Premium Dividend Fund II Investment Trusts/Mutual FundsMiscellaneous John Hancock Patriot Premium Dividend Fund II (the Fund) is a diversified closed-end management investment company. The Fund invests in a diversified portfolio of dividend-paying preferred and common stocks. It invests at least 80% of its net assets in dividend-paying securities. The Fund will normally invest more than 65% of its total assets in securities of companies in the utilities industry. Its portfolio includes common stocks, preferred securities and short-term investments. The Fund invests in industries, such as multi-utilities, electric utilities, investment banking and brokerage, other diversified financial services, oil and gas exploration and production, gas utilities, consumer finance, life and health insurance, and integrated telecommunication services. John Hancock Patriot Premium Dividend Fund II’s investment advisor is John Hancock Advisers, LLC, a wholly owned subsidiary of John Hancock Financial Services, Inc., which is a subsidiary of Manulife Financial Corporation. The Fund’s sub-advisor is MFC Global Investment Management (U.S.), LLC.
14
| Extinct | Investment Trusts/Mutual Funds | 14 |
John Hancock Investment Management LLC
 John Hancock Investment Management LLC Investment ManagersFinance John Hancock Investment Management LLC (JHIM) is a fund-of-funds manager headquartered in Boston, Massachusetts. The firm was founded in 2002 and is a subsidiary of John Hancock Subsidiaries LLC, ultimately owned by Manulife Financial Corp. (TSX; NYSE: MFC) in Canada. JHIM provides discretionary investment advisory services as a “manager of managers” to certain open-end and closed-end registered investment companies, such as exchange-traded funds, in the John Hancock family of funds, that are offered to retail investors and, in the case of certain funds, are included as investments in model portfolios created by JHIM or one of its affiliates.
13
| Subsidiary | Investment Managers | 13 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 | |
John Hancock Funds, Inc.
 John Hancock Funds, Inc. Investment Banks/BrokersFinance Part of Manulife Financial Corp., John Hancock Funds, Inc. provides investment services. The private company is based in Lansdowne, PA. Andrew Grant Arnott has been the CEO of the company since 2012.
9
| Subsidiary | Investment Banks/Brokers | 9 |
Hancock John Flexible Income Opportunities Fund
 Hancock John Flexible Income Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Hancock John Flexible Income Opportunities Fund is a non-diversified, closed-end management investment company. Its objective is to provide current income with the potential for capital appreciation. The company was founded on July 19, 2011 and is headquartered in Boston, MA
6
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 6 |
The Berkeley Financial Group LLC
 The Berkeley Financial Group LLC Life/Health InsuranceFinance Part of Manulife Financial Corp., The Berkeley Financial Group LLC is an insurance concern. The private company is based in Boston, MA. Keith Frederick Hartstein has been the CEO of the company since 2005.
5
| Subsidiary | Life/Health Insurance | 5 |
John Hancock Signature Services, Inc.
1
| Subsidiary | 1 | |
Independent Directors Council
1
| Private Company | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Keith Frederick Hartstein via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| Advanced Series Trust | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer Corporate Officer/Principal Compliance Officer | |
| JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Chief Executive Officer General Counsel Treasurer General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Chief Operating Officer Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| John Hancock California Municipal Bond Fund | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member General Counsel | |
| John Hancock Current Interest | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member General Counsel | |
| JOHN HANCOCK INCOME SECURITIES TRUST | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President General Counsel Treasurer General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Chief Operating Officer Chairman Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| JOHN HANCOCK INVESTORS TRUST | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member Director/Board Member General Counsel Treasurer General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
John Hancock Life Insurance Co. (USA)
 John Hancock Life Insurance Co. (USA) Life/Health InsuranceFinance John Hancock Life Insurance Co. (USA) provides investment advice. The firm offers insurance and investment products and services to retail and institutional customers. It is the investment advisor responsible for management of the insurance company and other institutional portfolios. The company is headquartered in Boston, MA. | Life/Health Insurance | Corporate Officer/Principal Corporate Officer/Principal President Chief Executive Officer President General Counsel Director of Finance/CFO | |
| John Hancock Sovereign Bond Fund | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member General Counsel | |
| The Prudential Series Fund | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer Director of Finance/CFO Corporate Officer/Principal Compliance Officer | |
Manulife Investment Management (US) LLC
 Manulife Investment Management (US) LLC Investment ManagersFinance Manulife Investment Management (US) LLC (Manulife IM-US) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1968 and is a subsidiary of John Hancock Subsidiaries LLC, ultimately held by Manulife Financial Corp. (NYSE, TSE: MFC), a Canadian-based financial services firm. Manulife IM-US manages assets for a variety of institutional and other types of clients, such as public and private pension funds, foundations, mandatory provident funds outside the US, financial institutions, investment trusts, separately managed account clients, and high net-worth individuals. The firm also manages registered funds, which includes UCITS, US and Canadian open- and closed-end mutual funds and privately-offered unregistered investment funds. | Investment Managers | Head-Equity Investments Portfolio Manager-Equities Chief Investment Officer Chairman President Chief Investment Officer Analyst-Equity | |
| MANULIFE FINANCIAL CORPORATION | Multi-Line Insurance | Chairman Corporate Officer/Principal Corporate Officer/Principal President Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal General Counsel Corporate Officer/Principal Compliance Officer Corporate Officer/Principal | |
| JOHN HANCOCK PREFERRED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member Chief Executive Officer General Counsel General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| JOHN HANCOCK PREFERRED INCOME FUND II | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member Chief Executive Officer General Counsel General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| JOHN HANCOCK PREFERRED INCOME FUND III | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member President General Counsel General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
NASDAQ BX, Inc.
 NASDAQ BX, Inc. Investment Banks/BrokersFinance NASDAQ OMX BX, Inc. provides securities exchange services. It offers electronic and floor-based trading solutions to financial firms, dealers, investment institutions and listed public companies. The firm’s products include automated price improvement; Boston Exchange automated communication and order-routing network, BEACON REMOTE and execution quality report. The company was founded in 1834 and is headquartered in Boston, MA. | Investment Banks/Brokers | Director/Board Member Director/Board Member Director/Board Member | |
John Hancock Variable Trust Advisers LLC
 John Hancock Variable Trust Advisers LLC Investment Banks/BrokersFinance Part of Manulife Financial Corp., John Hancock Variable Trust Advisers LLC is a private company that provides fund management services. The company is based in Boston, MA. The company was founded in 1997. Andrew Grant Arnott has been the CEO of the company since 2006. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Chairman General Counsel General Counsel Director/Board Member Chief Operating Officer Chairman Chairman Compliance Officer | |
| John Hancock Funds LLC | Investment Trusts/Mutual Funds | Chief Executive Officer Corporate Officer/Principal General Counsel Chairman Chief Executive Officer Chairman Director/Board Member Chairman Corporate Officer/Principal | |
| John Hancock Funds III | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President General Counsel Director/Board Member Director/Board Member Chairman Chief Executive Officer Director/Board Member Director/Board Member Compliance Officer | |
| John Hancock Funds II | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President General Counsel General Counsel Director/Board Member Director/Board Member Chief Operating Officer Chairman Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| JOHN HANCOCK INVESTMENTS - JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Director/Board Member General Counsel General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
John Hancock Municipal Securities Trust
 John Hancock Municipal Securities Trust Finance/Rental/LeasingFinance John Hancock Municipal Securities Trust is an open-end management investment company, which control as a Massachusetts business trust. Its objective is to generate interest income exempt from federal income tax with preservation of capital. The company is headquartered in Boston, MA. | Finance/Rental/Leasing | Director/Board Member Treasurer Director of Finance/CFO President General Counsel Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
PGIM Investments LLC
 PGIM Investments LLC Investment ManagersFinance PGIM Investments LLC is a SEC-registered investment advisor and fund-of-funds manager headquartered in Newark, New Jersey. The firm was founded in 1996 and formerly known as Prudential Investments LLC. They are an indirect, wholly-owned subsidiary of Prudential Financial, Inc. (NYSE: PRU). PGIM Investments serves as investment adviser and administers the business affairs of retail, insurance, and alternative funds. | Investment Managers | Corporate Officer/Principal Chief Executive Officer Corporate Officer/Principal Compliance Officer | |
| John Hancock Exchange Traded Fund Trust | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President General Counsel Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| JOHN HANCOCK HEDGED EQUITY & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Chief Executive Officer General Counsel General Counsel Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
John Hancock Emerging Markets Income Fund
 John Hancock Emerging Markets Income Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Emerging Markets Income Fund is a non-diversified, closed-end management investment company. Its objective is to provide high current income and its secondary investment objective is to seek capital appreciation. The company was founded in 2011 and is headquartered in Boston, MA. | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President General Counsel Director/Board Member Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| John Hancock Strategic Diversified Income Fund | Director/Board Member Treasurer Director of Finance/CFO President Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member General Counsel | ||
| John Hancock Floating Rate High Income Fund | Director/Board Member Treasurer Director of Finance/CFO President Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member General Counsel | ||
John Hancock Collateral Trust
 John Hancock Collateral Trust Investment Trusts/Mutual FundsMiscellaneous John Hancock Collateral Trust is a fund that engages in the investment in money market instruments. The company was founded on on December 4, 2014 and is headquartered in Boston, MA. | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President General Counsel Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
KPMG LLP
 KPMG LLP Miscellaneous Commercial ServicesCommercial Services KPMG LLP engages in the provision of audit, tax, and advisory services. It serves the banking and capital markets, building, construction and real estate, consumer and retail, energy, natural resources and chemicals, financial services, government and public sector, healthcare and life sciences, industrial manufacturing, insurance, media and entertainment, private equity, technology, telecommunications, and venture capital industries. The company was founded in 1987 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Shearman & Sterling LLP
 Shearman & Sterling LLP Miscellaneous Commercial ServicesCommercial Services Shearman & Sterling LLP provides legal services. It specializes in appellate litigations, capital markets, corporate governance, environmental, finance, international arbitration, investment funds, litigation, mergers and acquisitions, privatization, real estate, and tax. The company was founded by Thomas Shearman in 1873 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal General Counsel | |
| JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Chief Executive Officer General Counsel General Counsel Director/Board Member Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| JOHN HANCOCK PREMIUM DIVIDEND FUND | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer Director of Finance/CFO Chief Executive Officer General Counsel General Counsel Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Chairman President Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| John Hancock Variable Insurance Trust | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director of Finance/CFO President General Counsel General Counsel Director/Board Member Director/Board Member Chief Operating Officer Chairman Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Compliance Officer General Counsel | |
| PGIM Private Credit Fund | Investment Trusts/Mutual Funds | General Counsel Corporate Secretary Chief Executive Officer Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Compliance Officer | |
PGIM Private Real Estate Fund, Inc.
 PGIM Private Real Estate Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous PGIM Private Real Estate Fund, Inc. is a closed-end investment fund, which aims to provide current income and long-term capital appreciation. Its investment strategy is to invest on private real estate, including property, equity investments in real estate or real estate related companies and debt investments backed by real estate or real estate related companies acquired from private issuers or in private transactions. The company was founded on July 23, 2021 and is headquartered in Newark, NJ. | Investment Trusts/Mutual Funds | General Counsel Corporate Secretary Chief Executive Officer Director/Board Member Director of Finance/CFO Comptroller/Controller/Auditor Compliance Officer | |
| Boston College | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree Masters Business Admin Masters Business Admin | |
Northeastern University
 Northeastern University Other Consumer ServicesConsumer Services Founded in 1898, Northeastern University is a private research university located in the heart of Boston. Northeastern teaches worldwide experiential learning, urban engagement, and interdisciplinary research that meets global and societal needs. The University offers a range of undergraduate and graduate programs leading to degrees through the doctorate in nine colleges and schools. | College/University | Graduate Degree Corporate Officer/Principal Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| GENWORTH FINANCIAL, INC. | Life/Health Insurance | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
ICI Mutual Insurance Co.
 ICI Mutual Insurance Co. Multi-Line InsuranceFinance ICI Mutual Insurance Co. provides risk management studies and practical advice to help insureds improve the risk profiles of their organizations. The private company is based in Washington and has subsidiaries in the United States. The American company also publish an annual newsletter called Claims Trends that provides an overview of the fund industry claims environment, including recent litigation developments, court decisions, and recent claims data. | Multi-Line Insurance | Director/Board Member Chairman Director/Board Member | |
The Prudential Insurance Company of America, Inc.
 The Prudential Insurance Company of America, Inc. Insurance Brokers/ServicesFinance The Prudential Insurance Company of America, Inc. provides investment advice, and insurance products and services. The company was founded in 1875 and is headquartered in Newark, NJ. | Insurance Brokers/Services | General Counsel General Counsel Corporate Officer/Principal | |
NCH Healthcare System, Inc.
 NCH Healthcare System, Inc. Electronic Equipment/InstrumentsElectronic Technology NCH Healthcare System, Inc. provides healthcare systems and services. It offers diagnostics, rehabilitation, home care, nutrition, and ancillary services. The company was founded in 1953 and is headquartered in Naple, FL. | Electronic Equipment/Instruments | Director/Board Member Director/Board Member Director/Board Member | |
Massachusetts Higher Education Assistance Corp.
 Massachusetts Higher Education Assistance Corp. Finance/Rental/LeasingFinance Massachusetts Higher Education Assistance Corp. provides loans and other related financial services. The company helps in making low interest loans available to eligible students, parents, schools and lenders. It also provides Federal Family Education Loan Program guarantee, original, fund delivery and default prevention services. The company was founded in 1956 and is headquartered in Boston, MA. | Finance/Rental/Leasing | Director/Board Member Director/Board Member Director/Board Member | |
| Hofstra University | College/University | Director/Board Member Undergraduate Degree Undergraduate Degree | |
| Harvard Law School | College/University | Graduate Degree Graduate Degree Graduate Degree | |
The American Academy of Actuaries
 The American Academy of Actuaries Miscellaneous Commercial ServicesCommercial Services The American Academy of Actuaries provides leadership, objective expertise, and actuarial advice on risk and financial security issues to assist public policymakers on all levels. The private company is based in Washington and has subsidiaries in the United States. The academy also sets qualification, practice, and professionalism standards for actuaries credentialed by one or more of the five U.S.-based actuarial organizations. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal |
Statistics
International
| United States | 44 |
| Canada | 2 |
| Italy | 2 |
Sectoral
| Miscellaneous | 25 |
| Finance | 12 |
| Consumer Services | 5 |
| Commercial Services | 4 |
| Electronic Technology | 2 |
Operational
| Director/Board Member | 876 |
| Corporate Officer/Principal | 300 |
| Independent Dir/Board Member | 275 |
| President | 137 |
| Chairman | 116 |
Most connected contacts
| Insiders | |
|---|---|
| Amy Lancellotta | 66 |
| James Boyle | 60 |
| William Cunningham | 57 |
| Deborah Jackson | 57 |
| Mary Bush | 44 |
| Hassell McClellan | 44 |
| Andrew Donohue | 42 |
| Steven Pruchansky | 40 |
| Andy Arnott | 38 |
| Stuart A. McFarland | 38 |
| Gregory Russo | 37 |
| Elizabeth Krentzman | 32 |
| Salvatore Schiavone | 32 |
| Laura Stein | 31 |
| Charles A. Rizzo | 31 |
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