Kent Jeffrey Lund
Chief Executive Officer at GVC Capital LLC
Profile
Mr. Kent J.
Lund is a Chief Executive Officer & Chief Compliance Officer at GVC Capital LLC.
Mr. Lund was previously employed as an Independent Director by Assure Holdings Corp.
and a Chief Compliance Officer & EVP by George K.
Baum & Co. He also served on the board at SAN Holdings, Inc., Smart Move, Inc. and Sanz, Inc. Since late 1998, he has worked principally in the securities and financial services business, serving in a variety of business, compliance and legal roles.
He received his undergraduate degree from Midland University, a graduate degree from Drake University and an MBA from The University of Colorado.
Kent Jeffrey Lund active positions
Companies | Position | Start |
---|---|---|
GVC Capital LLC
GVC Capital LLC Regional BanksFinance Founded in 1995 by Steven Bathgate, GVC Capital LLC, formerly Bathgate Capital Partners LLC, is an investment banking firm and broker/dealer located Greenwood Village, Colorado. The firm focuses primarily on providing comprehensive investment banking services to underexposed and undervalued micro-cap companies. GVC Capital's brokerage services include retail investment sales, institutional equity and fixed-income securities. The firm is a member of FINRA and the SIPC. GVC Capital seeks to provide their retail clients with greater exposure to institutional investors as efficient means to raising capital in the form of institutional private placement financings and a variety of other investment products including municipal bonds, government securities, mutual funds, annuities, options and equities. The firm also offers accredited investors periodic opportunities to participate in private placements (Regulation D) and IPOs for select emerging growth companies. GVC Capital's accounts are maintained and cleared by First Southwest Company. The firm's fixed-income group seeks to provide their clients with best execution. They provide independent advisory services and research focusing on a diverse universe of fixed-income securities including corporate, government and municipal bonds, convertible and mortgage-backed securities and preferred stocks. GVC Capital's equity trading group focuses on efficient trade execution of micro-cap companies and identifying and creating liquidity in illiquid markets. | Chief Executive Officer | 2018-08-31 |
Former positions of Kent Jeffrey Lund
Companies | Position | End |
---|---|---|
ASSURE HOLDINGS CORP. | Director/Board Member | 2018-11-29 |
SAN Holdings, Inc.
SAN Holdings, Inc. Information Technology ServicesTechnology Services SAN Holdings, Inc. provides data storage consulting and integration services. The company serves both commercial and government clients in the U.S. It also markets proprietary EarthWhere software to customers, including the U.S. Department of Defense, the U.S. Army Corps of Engineers and Commercial Accounts. EarthWhere allows users to store, retrieve and manipulate digital images of the earth's surface, through satellite and aerial observation, more efficiently. The company was founded in 1932 and is headquartered in Englewood, CO. | Director/Board Member | 2007-11-25 |
Sanz, Inc.
Sanz, Inc. Information Technology ServicesTechnology Services Sanz, Inc. designs and builds data storage and management solutions to commercial, federal, state, and local government clients. Its services include storage infrastructures, email backup and disaster recovery, data protection, and email compliance solutions. The company is headquartered in Englewood, CO. | Director/Board Member | - |
George K. Baum & Co.
George K. Baum & Co. Investment Banks/BrokersFinance George K. Baum & Co. is an investment banking firm with an industry-leading municipal bond business. Its clients include both individual and institutions, and it approaches each one with commitment, energy, innovation and confidence. Its focus is on helping its clients achieve their goals. It does that by providing relevant products and services in every segment of its business. It is dedicated to combining quality service with integrity and creativity- a commitment it has maintained since the firm was founded in 1928. By choosing George K. Baum & Co. as an investment partner, clients gain access to a broad array of investment opportunities and expertise. It is a leader in municipal finance and consistently ranks as one of the nation's top underwriters of negotiated municipal bonds. The firm trades government, agency and mortgage-backed securities. The Firm's affiliate, George K. Baum Capital Advisors, Inc. helps clients realize superior value primarily through mergers and acquisitions and private capital raising assignments. | General Counsel | - |
SMART MOVE, INC. | Director/Board Member | - |
Training of Kent Jeffrey Lund
Midland University | Undergraduate Degree |
Drake University | Graduate Degree |
The University of Colorado | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Listed companies | 1 |
---|---|
ASSURE HOLDINGS CORP. | Health Services |
Private companies | 5 |
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Smart Move, Inc.
Smart Move, Inc. Miscellaneous Commercial ServicesCommercial Services Smart Move, Inc. is engaged in providing logistics and transportation services. The firm also provides services like home moving, storage and military moves. The company was founded on August 11, 2004 and is headquartered in Greenwood Village, CO. | Commercial Services |
Sanz, Inc.
Sanz, Inc. Information Technology ServicesTechnology Services Sanz, Inc. designs and builds data storage and management solutions to commercial, federal, state, and local government clients. Its services include storage infrastructures, email backup and disaster recovery, data protection, and email compliance solutions. The company is headquartered in Englewood, CO. | Technology Services |
George K. Baum & Co.
George K. Baum & Co. Investment Banks/BrokersFinance George K. Baum & Co. is an investment banking firm with an industry-leading municipal bond business. Its clients include both individual and institutions, and it approaches each one with commitment, energy, innovation and confidence. Its focus is on helping its clients achieve their goals. It does that by providing relevant products and services in every segment of its business. It is dedicated to combining quality service with integrity and creativity- a commitment it has maintained since the firm was founded in 1928. By choosing George K. Baum & Co. as an investment partner, clients gain access to a broad array of investment opportunities and expertise. It is a leader in municipal finance and consistently ranks as one of the nation's top underwriters of negotiated municipal bonds. The firm trades government, agency and mortgage-backed securities. The Firm's affiliate, George K. Baum Capital Advisors, Inc. helps clients realize superior value primarily through mergers and acquisitions and private capital raising assignments. | Finance |
SAN Holdings, Inc.
SAN Holdings, Inc. Information Technology ServicesTechnology Services SAN Holdings, Inc. provides data storage consulting and integration services. The company serves both commercial and government clients in the U.S. It also markets proprietary EarthWhere software to customers, including the U.S. Department of Defense, the U.S. Army Corps of Engineers and Commercial Accounts. EarthWhere allows users to store, retrieve and manipulate digital images of the earth's surface, through satellite and aerial observation, more efficiently. The company was founded in 1932 and is headquartered in Englewood, CO. | Technology Services |
GVC Capital LLC
GVC Capital LLC Regional BanksFinance Founded in 1995 by Steven Bathgate, GVC Capital LLC, formerly Bathgate Capital Partners LLC, is an investment banking firm and broker/dealer located Greenwood Village, Colorado. The firm focuses primarily on providing comprehensive investment banking services to underexposed and undervalued micro-cap companies. GVC Capital's brokerage services include retail investment sales, institutional equity and fixed-income securities. The firm is a member of FINRA and the SIPC. GVC Capital seeks to provide their retail clients with greater exposure to institutional investors as efficient means to raising capital in the form of institutional private placement financings and a variety of other investment products including municipal bonds, government securities, mutual funds, annuities, options and equities. The firm also offers accredited investors periodic opportunities to participate in private placements (Regulation D) and IPOs for select emerging growth companies. GVC Capital's accounts are maintained and cleared by First Southwest Company. The firm's fixed-income group seeks to provide their clients with best execution. They provide independent advisory services and research focusing on a diverse universe of fixed-income securities including corporate, government and municipal bonds, convertible and mortgage-backed securities and preferred stocks. GVC Capital's equity trading group focuses on efficient trade execution of micro-cap companies and identifying and creating liquidity in illiquid markets. | Finance |
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