Profile
Mr. Nicholas Enea is a President & Chief Compliance Officer at WFA Asset Management Corp.
Prior to joining WFA in July 1994, Mr. Enea was a Small Business Lending Officer at a large Midwestern commercial bank for 5 years.
He co-chairs our Investment Management Committee, and is primarily responsible for management of client portfolios, and all client communication and correspondence regarding investment management.
In addition, he serves as WFA’s Compliance Officer, responsible for all compliance and regulatory subject matter regarding the firm’s Registered Investment Advisor status.
Mr. Enea earned a Bachelor of Arts Degree in Economics in 1988 and a Masters Degree in Economics in 1994, from the University of Wisconsin-Milwaukee.
He is a Certified Financial Planner, and holds Series 7, 63, and 65 securities licenses.
He is a member of the International Board of Standards and Practices for Certified Financial Planners, Inc., the Institute for Certified Divorce Financial Analysts, Inc., the International Association of Financial Planners and the Collaborative Family Law Council of Wisconsin, Inc.
Nick Enea active positions
Companies | Position | Start |
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WFA Asset Management Corp.
WFA Asset Management Corp. Investment ManagersFinance WFA Asset Management Corp. (WFA) is an independent, SEC-registered investment advisor headquartered in Whitefish Bay, Wisconsin. Founded in 1993, WFA provides discretionary and/or non-discretionary investment advisory services to individuals, families, and businesses. | President | 1994-06-30 |
Training of Nick Enea
University of Wisconsin | Undergraduate Degree |
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Private companies | 1 |
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WFA Asset Management Corp.
WFA Asset Management Corp. Investment ManagersFinance WFA Asset Management Corp. (WFA) is an independent, SEC-registered investment advisor headquartered in Whitefish Bay, Wisconsin. Founded in 1993, WFA provides discretionary and/or non-discretionary investment advisory services to individuals, families, and businesses. | Finance |
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