Profile

Paul has over 30 years of experience in Financial Services environments.
This includes global margin lending practices; regulatory margin lending best practices; intra-departmental data process flows and global portfolio analysis & reporting tools.
Client coverage includes of regulated entities; hedge funds; institutions; private wealth and professional retail investors.
Paul has served as President of Credit & Margin Section-SIFMA, delegate of the FINRA 4210 committee and SEC/FINRA Portfolio Margin sub-committee.
His specialties include: Margin Lending standards, processes, compliance Portfolio Margin enhanced margin lending Proprietary & vendor based margin risk systems JBO/BD & market maker support models CFTC/SEC cross margin programs (CME/ICE/CFE/OCC) Brokerage operations procedures and risk management Asset transfer and cash processing controls and systems; central clearing counter parties; trade comparison and settlement; Prime brokerage middle office; trade order management

Paul Carroll active positions

CompaniesPositionStart
Sententia LLC /Nj/ President 2012-11-30
Consultant / Advisor -
All active positions of Paul Carroll

Former positions of Paul Carroll

CompaniesPositionEnd
Consultant / Advisor 2016-09-20
THE GOLDMAN SACHS GROUP, INC. Private Equity Investor 2011-07-31
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Experiences
Positions held

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Inactive

Listed companies

Private companies

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Connections

100 +

1st degree connections

4

1st degree companies

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Female

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Executives

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Linked companies

Listed companies1
THE GOLDMAN SACHS GROUP, INC.

Finance

Private companies3

Finance

Finance

Sententia LLC /Nj/

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