Thomas Neal Falkenberry
Chief Operating Officer at Tick Data LLC
Profile
Mr. Thomas N.
Falkenberry, CFA, is a President & Chief Investment Officer at Autumn Wind Asset Management, Inc. and a Chief Operating Officer at Tick Data LLC.
He has over 30 years of experience as an institutional equity and fixed-income portfolio manager.
Prior to establishing Autumn Wind in April 2000, Mr. Falkenberry served as Senior Portfolio Manager for First Union’s (Wachovia/Wells Fargo) Washington, D.C.
and Northern Virginia and West Palm Beach, Florida, regions.
Mr. Falkenberry received his degrees in finance and quantitative methods from the University of Alabama at Birmingham.
Mr. Falkenberry holds the Chartered Financial Analyst accreditation and is a member of the CFA Society of Washington, D.C.
Thomas Neal Falkenberry active positions
| Companies | Position | Start |
|---|---|---|
Tick Data LLC
 Tick Data LLC Internet Software/ServicesTechnology Services Tick Data LLC provides electronic stock pricing information. It provides intraday data for equities, futures, options and forex markets. The company was founded in 1984 and is headquartered in Great Falls, VA. | Chief Operating Officer | - |
Former positions of Thomas Neal Falkenberry
| Companies | Position | End |
|---|---|---|
Autumn Wind Asset Management, Inc.
 Autumn Wind Asset Management, Inc. Investment ManagersFinance Autumn Wind Asset Management, Inc. (Autumn Wind) is a wealth management firm headquartered in Reston, Virginia. They are a subsidiary of Modern Wealth Management LLC, ultimately held by Modern Wealth Holdings LLC. The firm was founded in 2000 by Thomas Falkenberry. Autumn Wind provides portfolio management services to high-net worth individuals, trusts, estates, charitable organizations, foundations, endowments, corporations, and small businesses. | Chief Executive Officer | 2024-02-29 |
Wachovia Capital Partners, Inc.
 Wachovia Capital Partners, Inc. Investment ManagersFinance Founded in 1988, Wachovia Capital Partners, Inc. is a private equity firm located in Charlotte, North Carolina. The firm is a subsidiary of Pamlico Capital Management LP | Corporate Officer/Principal | 2000-03-30 |
Training of Thomas Neal Falkenberry
| The University of Alabama | Undergraduate Degree |
Experiences
Positions held
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Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
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Female
Members of the board
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Linked companies
| Private companies | 3 |
|---|---|
Wachovia Capital Partners, Inc.
Wachovia Capital Partners, Inc. Investment ManagersFinance Founded in 1988, Wachovia Capital Partners, Inc. is a private equity firm located in Charlotte, North Carolina. The firm is a subsidiary of Pamlico Capital Management LP | Finance |
Tick Data LLC
Tick Data LLC Internet Software/ServicesTechnology Services Tick Data LLC provides electronic stock pricing information. It provides intraday data for equities, futures, options and forex markets. The company was founded in 1984 and is headquartered in Great Falls, VA. | Technology Services |
Autumn Wind Asset Management, Inc.
Autumn Wind Asset Management, Inc. Investment ManagersFinance Autumn Wind Asset Management, Inc. (Autumn Wind) is a wealth management firm headquartered in Reston, Virginia. They are a subsidiary of Modern Wealth Management LLC, ultimately held by Modern Wealth Holdings LLC. The firm was founded in 2000 by Thomas Falkenberry. Autumn Wind provides portfolio management services to high-net worth individuals, trusts, estates, charitable organizations, foundations, endowments, corporations, and small businesses. | Finance |
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