William Peter Sullivan

Founded in 2010, Topeka Capital Markets is a brokerage firm located in New York City. Topeka provides a broad set of solutions to meet an expanding spectrum of client needs. They offer a wide array of services including: (1) domestic and international equity trading strategy and execution (2) equity derivative and trading strategies (3) real-time execution cost analysis (4) corporate buybacks (5) program and algorithmic strategies (6) pre- and post-trade analytics (7) transition management (8) commission management (9) corporate access services and (10) institutional equity research. Topeka Capital Markets' institutional equity research focuses on macroeconomic research, strategic research, technical research, commodity research, fundamental sector and company specific research and specialty research services.

Founded in 1998 by Avi Cohen, Avian Securities LLC is a broker/dealer headquartered in Boston with an additional office in New York City. The firm is a member of FINRA, NQX, ARCA BATS and the SIPC. Avian Securities specializes in providing brokerage services and information technology research for institutional investors. Their clients range from very large mutual fund families to smaller hedge funds and cross-over funds. Avian Securities focuses on the following sectors: enterprise software, storage, telecommunications, semiconductors and PCs, LCD, RFID and special situations. The firm's research coverage universe includes companies located primarily in the U.S. and Asia.