Item 5.07 Submission of Matters to a Vote of Security Holders The Annual Meeting of Stockholders of Ambac Financial Group, Inc. (the "Company") was held on June 2, 2020. Represented at the meeting were 38,707,105 shares, or approximately 85%, of the Company's 45,779,023 shares of common stock outstanding and entitled to vote at the meeting. Set forth below are the final voting results for the actions taken by the stockholders at the meeting. 1. The Company's stockholders elected the seven (7) director nominees named


    below to a term expiring at the 2021 annual meeting or until their successors
    are elected and qualified, with each receiving the following votes:


Name                  Number of Votes For   Votes Withheld   Broker Non-Votes
Alexander D. Greene       27,128,493          2,692,589         8,886,023
Ian D. Haft               29,180,120           640,962          8,886,023
David Herzog              29,256,207           564,875          8,886,023
Joan Lamm-Tennant         29,367,416           453,666          8,886,023
Claude LeBlanc            29,530,086           290,996          8,886,023
C. James Prieur           28,576,828          1,244,254         8,886,023
Jeffrey S. Stein          28,760,086          1,060,996         8,886,023


2.  The Company's stockholders approved, by advisory (non-binding vote), the
    compensation of our named executive officers, as disclosed in the Company's
    2020 Proxy Statement, with the following vote:


Number of                                   Broker
Votes For    Votes Against   Abstentions   Non-Votes
28,086,295     1,473,345       261,442     8,886,023


3.  The Company's stockholders ratified the selection of KPMG LLP as the
    independent registered public accounting firm for the fiscal year ending
    December 31, 2020 with the following vote:


Number of Votes For   Votes Against   Abstentions
    38,007,219           673,073        26,813


4.  The Company's stockholders approved the Company's 2020 Incentive Compensation
    Plan, as disclosed in the Company's 2020 Proxy Statement, with the following
    vote:

Number of Votes For Votes Against Abstentions Abstentions 27,709,939 1,851,632 259,511 8,886,023

© Edgar Online, source Glimpses