Item 5.07 Submission of Matters to a Vote of Security Holders

The Annual Meeting of Stockholders of Ambac Financial Group, Inc. (the "Company") was held on June 22, 2023. Represented at the meeting were 38,642,509 shares, or approximately 85%, of the Company's 45,321,745 shares of common stock outstanding and entitled to vote at the meeting. Set forth below are the final voting results for the actions taken by the stockholders at the meeting.

1.The Company's stockholders elected the seven (7) director nominees named below to a term expiring at the 2024 annual meeting or until their successors are elected and qualified, with each receiving the following votes:



                        Number of                                        Number of          Broker
Name                    Votes For       Number of Votes Against       Votes Abstained      Non-Votes
Ian D. Haft             30,778,513                      3,065,481         94,123           4,704,392
Lisa G. Iglesias        32,899,324                        944,227         94,566           4,704,392
Joan Lamm-Tennant       29,151,144                      4,692,501         94,472           4,704,392
Claude LeBlanc          32,884,306                      1,019,708         34,103           4,704,392
Kristi A. Matus         32,878,585                        964,789         94,743           4,704,392
Michael D. Price        32,968,522                        875,203         94,392           4,704,392
Jeffrey S. Stein        32,288,812                      1,554,290         95,015           4,704,392

2.The Company's stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company's 2023 Proxy Statement, with the following vote:



 Number of          Number of            Number of          Broker
 Votes For        Votes Against       Votes Abstained      Non-Votes
 25,414,687         8,253,729             269,701          4,704,392

3.The Company's stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023 with the following vote:

Number of Votes For Number of Votes Against Number of Votes Abstained


      37,837,524                    772,230                         32,755

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