Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
use only
Entity name
APPEN LIMITED
Date of this announcement
Tuesday March 15, 2022
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
Total number of | |||
ASX +security | +securities to be | ||
code | Security description | issued/transferred | Issue date |
APXAB | PERFORMANCE RIGHTS | 2,113,501 | 11/03/2022 |
For personal
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted | 1 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
For personal use only
1.1 Name of entity
APPEN LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 | Registered number type | Registration number |
ABN | 60138878298 | |
1.3 | ASX issuer code | |
APX |
- The announcement is New announcement
- Date of this announcement
15/3/2022
Notification of Issue, Conversion or Payment up of Unquoted | 2 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
For personal use only
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
has an existing ASX security code ("existing class")
Notification of Issue, Conversion or Payment up of Unquoted | 3 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
For personal use only
ASX +security code and description
APXAB : PERFORMANCE RIGHTS
Date the +securities the subject of this notification were issued
11/3/2022
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class
No
If some of the issued +securities do not rank equally:
Is the actual date from which the +securities will rank equally (non-ranking end date) known?
No
Provide the estimated non-ranking end period
Performance rights granted to employees have different vesting dates and vesting hurdles to those already granted under this ASX security code.
Please state the extent to which the +securities do not rank equally:
In relation to the next dividend, distribution or interest payment; or
For any other reason
Performance rights granted to employees have different vesting dates and vesting hurdles to those already granted under this ASX security code.
Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP | Name of registered holder | Number of +securities | |
156,250 | |||
Kevin Levine | Kevine Levine | ||
175,387 | |||
Tom Sharkey | Tom Sharkey | ||
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
https://appen.com/investors/corporate-governance/
Any other information the entity wishes to provide about the +securities the subject of this notification
No
Notification of Issue, Conversion or Payment up of Unquoted | 4 / 7 |
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
Number of +securities
2,113,501
For personal use only
Notification of Issue, Conversion or Payment up of Unquoted | 5 / 7 |
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Appen Ltd. published this content on 15 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 March 2022 06:59:06 UTC.