DISCLOSURE OF INTEREST/CHANGES IN INTEREST


Disclosure of Interest/Changes in Interest of Substantial Shareholder(s)/Unitholder(s)

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Name of Announcer * ARA ASSET MANAGEMENT LIMITED

Company Registration No. 32276

Announcement submitted on behalf of ARA ASSET MANAGEMENT LIMITED

Announcement is submitted with respect to *

ARA ASSET MANAGEMENT LIMITED

Announcement is submitted by * Lim Hwee Chiang

Designation * Director

Date & Time of Broadcast 18-Apr-2013 17:38:31

Announcement No. 00074

>> Announcement Details

The details of the announcement start here ...


Person(s) Giving Notice * Substantial Shareholder(s)/Unitholder(s) (Form 3)

Date of receipt of notice by

Listed Issuer *

17/04/2013

Attachment (Form 1/3/5/6)

Form3-FRI-180413.pdf

* Total size = 113K

(2048K size limit recommended)

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https://www1.sgxnet.sgx.com/sgxnet/LCAnncSubmission.nsf/vwprint/2DA7B8D17A9...

18 Apr 13

SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012

NOTIFICATION FORM FOR SUBSTANTIAL SHAREHOLDER(S)/ UNITHOLDER(S) IN RESPECT OF INTERESTS IN SECURITIES

FORM 3

(Eiectronic Forma!)

Explanatory Notes

1. Please read the explanatory notes carefully before completing the notification form.
2. This form is fora Substantial Shareholder(s)/Unitholder(s) to give notice under section 135, 136, 137, 137J (as applicable to sections 135, 136 and 137) or 137U (as applicable to sections 135, 136 and 137) of the Securities and Futures Act (the "SFA").
3. This electronic Form 3 and a separate Form C, containing the particulars and contaci details of the Substantial Shareholder(s)/Unitholder(s), must be completed by the Substantial Shareholder(s)/Unitholder (s) or a person duly authorised by the Substantial Shareholder(s)/Unitholder(s) to do so. The person so authorised should maintain records of information furnished to him by the Substantial Shareholder(s)/ Unitholder(s).
4. This form and Form C, are !o be completed electronically and sent to the Listed lssuer via an electronic medium such as an e-mail attachment. The Listed lssuer will attach both forms to the prescribed SGXNet announcement !empiate for dissemination as required under section 137G(1), 137R(1) or 137ZC(1) of the SFA, as the case may be. While Form C will be attached to the announcement !empiate, it will no!be disseminated to the public and is made available only to the Monetary Authority of Singapore (the "Authority").
5. Where a transaction results in similar notifiable obligations on the part of more than one Substantial Shareholder/Unitholder, ali of these Substantial Shareholders/Unitholders may give notice using the same notification form.
6. A single form may be used by a Substantial Shareholder/Unitholder for more than one transaction resulting in notifiable obligations which occur within the same notifiable period (i.e. within two business days of becoming aware of the earliest transaction). There must be no netting-off of two or more notifiable transactions even if they occur within the same day.
7. Ali applicable parts of the notification form must be completed. lf there is insufficient space for your answers, please include attachment(s) by clicking the paper clip icon on the bottom left-hand corner or in item 11 of Part Il or item 10 of Part Ili. The total file size forali attachment(s) should no!exceed 1MB.
8. Except for item 5 of Part Il and item 1 of Part IV, please select only one option from the relevant check boxes.
9. Piease note that submission of any false or misleading information is an offence under Pari VII of the SFA.
1O. In this form, the term "Listed lssuer" refers to -
(a) a company incorporated in Singapore any or ali of the shares in which are listed for quotation on the officiallist of a securities exchange;
(b) a corporation (no!being a company incorporated in Singapore, or a collective investment scheme constituted as a corporation) any or ali of the shares in which are listed for quotation on the officiallist of a securities exchange,such listing being a primary listing;
(c) a registered business trust (as defined in the Business Trusts Acl(Cap. 31A)) any or ali of the units in which are listed far quotation an the officiallist of a securities exchange;
(d) a recognised business trust any or ali of the units in which are listed far quotation an the afficial lisi of a securities exchange, such listing being a primary listing; or
(e) a coliective investment scheme that is a trust, that invests primarily in real estate and real estate­ related assets specified by the Authority in the Code an Coliective lnvestment Schemes, and any or ali the units in which are listed far quotation an the official list of a securities exchange, such listing being a primary listing (''Real Estate lnvestment Trust").
11. Far further instructions and guidance an how to complete this notification form, please referto section 7 of the User Guide an Electronic Notification Forms which can be accessed at the Authority's Internet website at http://www.mas.gov.sg (under "Regulations and Financial Stability", "Regulations, Guidance and Licensing", "Securities, Futures and Fund Management", "Forms", "Disclosure of lnterests").

Part l - Generai

1. Name of Listed lssuer:

IAra Asset Management Limited

2. Type of Listed lssuer:

0 Company/Corporation

D Registered/Recognised Business Trust

D Real Estate lnvestment Trust

3. ls more than one Substantial Shareholder/Unitholder giving notice in this form?

D No (Piease proceed lo complete Part Il)

0 Yes (Piease proceed lo complete Parts 111 & IV)

4. Date of notification to Listed lssuer:

117-Apr-2013

Part 111 - Substantial Shareholder(s)/Unitholder(s) Details [To be used for multiple Substantial Shareholders!Unitholders to give notice} Substantial Shareholder/UnitholderA @

1. Name of Substantial Shareholder/Unitholder: IFranklin Resources,lnc.
2. ls Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities of the Listed lssuer are held solely through fund manager(s)?

0 Yes

D No

3. Notification in respect of:

0 Becoming a Substantial Shareholder/Unitholder

D Change in the percentage level of interest while stili remaining a Substantial Shareholder/Unitholder

D Ceasing to be a Substantial Shareholder/Unitholder

4. Date of acquisition of or change in interest:

116-Apr-2013

5. Date an which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest O (if different from item 4 above, please specify the date):

116-Apr-2013 l

6. Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):
7. Quantum of total voting shares/units (including voting shareslunits underlying rightsloptionsl warrants!convertible debentures {conversion price known}) held by Substantial Shareholder/
Unitholder before and after the transaction:

No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures:
As a percentage of total no. of voting shares/

units: @

o 4.96

No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :

o

42,313,763

42,313,763

As a percentage of total no. of voting shares/

units: @

o

5.01

5.01


8. Circumstances giving rise to deemed interests (if the interesiis such):

[You may attach a chart in item 1O to illustrate how the Substantial Shareho/der!Unitho/der's deemed interest arises]

Acquisition of shares by funds and managed accounts that are managed by investment advisers directly or indirectly owned by Franklin Resources, lne.

9. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in item 1O to show the relationship between the Substantial Shareholdersl Unitholders]

1O. Attachments (if any): @

(The fola/ file size forali attachment(s) shou/d not exceed 1MB.)

11. lf this is an amendment of an earlier notification, please provide:

(a) 5-digit SGXNet announcement number of the firstnotification which was announced on SGXNet (the "lnitial Announcement'):

l l l l l l

(b) Date ofthe lnitial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attaehed in the lnitial Announcement:

l l l l l l l l l l l l l l l l

12. Remarks (if any):

The percentage in shareholding is based on the share capitai figure of 845,151,093

Substantial Shareholder/UnitholderB @

1. Name of Substantial Shareholder/Unitholder:

Franklin Templeton lnstitutional, LLC

2. ls Substantial Shareholder/Unitholder a fund manager or a person whose interest in the securities ofthe Listed lssuer are held solely through fund manager(s)?

12] Yes

D No

3. Notification in respect of:

lZJ Becoming a Substantial Shareholder/Unitholder

D Change in the percentage level of interest while stili remaining a Substantial Shareholder/Unitholder

D Ceasing lo be a Substantial Shareholder/Unitholder

4. Date of acquisition of or change in interest:

116-Apr-2013

5. Date on which Substantial Shareholder/Unitholder became aware of the acquisition of, or the change in, interest @ (if different from item 4 above, please specify the date):

116-Apr-2013 l

6. Explanation (if the date of becoming aware is different from the date of acquisition of, or the change in, interest):

7. Quantum of total voting shares/units (including voting shares/units underlying rightsloptionsl warrants!convertib/e debentures {conversion price known}) held by Substantial Shareholder/ Unitholder before and after the transaction:

No. of voting shares/units held and/or o

underlying the rights/options/warrants/

convertible debentures:

As a percentage of total no. of voting shares/ o

units: @

No. of voting shares/units held and/or underlying the rights/options/warrants/ convertible debentures :

As a percentage of total no. of voting shares/ o

units: @

41,885,763

4.96

5.01

41,885,763

4.96

5.01

8. Circumstances giving rise to deemed interests (if the interest is such):

{You may atfach a chart in item 1O lo illustrate how the Substantial Shareholder/Unitholder's deemed interest arises]

Acquisition of shares by funds and managed accounts that are managed by investment advisers directly or indirectly owned by Franklin Resources, lnc.

9. Relationship between the Substantial Shareholders/Unitholders giving notice in this form: [You may attach a chart in ilem 1O lo show the relationship between the Substantial Shareholders! Unitholders]

Franklin Templeton lnstitutional, LLC is a wholly owned subsidiary of Franklin Resources,Inc.


1O. Attachments (if any): 0

c# (The total file size forali attachment(s) shou/d not exceed 1MB.)

11. lf this is an amendment of an earlier notification, please previde:

(a) 5-digit SGXNet announcement number of the firstnotification which was announced on SGXNet (the "lnitial Announcemenf'1:

l l l l l l

(b) Date ofthe lnitial Announcement:

(c) 15-digit transaction reference number of the relevant transaction in the Form 3 which was attached in the lnitial Announcement:

l l l l l l l l l l l l l l l l

12. Remarks (if any):

The percentage in shareholding is based o n the share capitai figure of845,151,093


Part IV - Transaction details

1. Type of securities which are the subject of the transaction (more !han one option may be chosen):

0 Voting shares/units

D Rights/Options/Warrants aver voting shares/units

D Convertible debentures aver voting shares/units (conversion price known)

D Others (p/ease specify):

2. Number of shares, units, rights, options, warrants and/or principal amount of convertible debentures acquired or disposed of by Substantial Shareholders/Unitholders:

428,000

3. Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties):

SGD819,834

4. Circumstance giving rise to the interest or change in interest: Acquisition of:

0 Securities via market transaction

D Securities via off-market transaction (e.g. married dea/s)

D Securities via physical settlement of derivatives or other securities

D Securities pursuant to rights issue

D Securities via a placement

D Securities following conversion/exercise of rights, options, warrants or other convertibles

Disposal of:

D Securities via market transaction

D Securities via off-market transaction (e.g. married dea/s)

Other circumstances:

D Acceplance of take-over offer far the Listed lssuer

D Corporale action by the Listed lssuer which Substantial Shareholders/Unitholders did not participate in (p/ease specify):

D Others (please specify):


/tem 5 is to be completed by an individua/ submitting this notification form on behalf of the Substantial

Shareholders!Unitho/ders.

5. Particulars of Individuai submitting this notification form to the Listed lssuer: (a) Name of Individuai:

Lari A. Weber

(b) Designation (if applicable):

jAssistant Secretary

(c) Name of entity (if applicable):

JFranklin Resources, l ne.

Transaction Reference Number (auto-generated):

H6J2J9J3JaJ +J3JoJsJ3JaJ1J3J

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