Australian Pharmaceutical Industries : Change in substantial holding from MUFG

January 14, 2022 at 02:12 am EST

Form 604

use only

		Form 604
	Corporations Act 2001
		Section 671B
	Notice of change of interests of substantial holder
To: Company Name/Scheme:	Australian Pharmaceutical Industries Limited
ACN/ARSN	000 004 320
1. Details of substantial holder	Mitsubishi UFJ Financial Group, Inc.
Name
There was a change in the interests of the	11 January 2022
substantial holder on
The previous notice was given to the company on	20 December 2021
The previous notice was dated	20 December 2021
The holder became aware on	13 January 2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
Class of securities	Previous notice		Present notice
	Person's votes	Voting power (%)	Person's votes		Voting power (%)
Fully Paid ordinary shares	39,919,385	8.10%		34,959,896	7.10%

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of	Person whose	Consideration given in
relevant interest	Nature of change
change	relation to change
changed

See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Class and number	Person's votes
of securities
affected
affected

For personal

Holder of	Registered holder	Person entitled to be	Nature of relevant
relevant
of securities	registered as holder	interest
interest

			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial			has a relevant interest in under section
Citibank N A Hong Kong	Not applicable	608(3) of the Corporations Act as
Group, Inc.
		Mitsubishi UFJ Financial Group, Inc. has

			voting power of 100% in First Sentier
			Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial	Citicorp Nominees Pty		has a relevant interest in under section
Not applicable	608(3) of the Corporations Act as
Group, Inc.	Limited (Australia)
	Mitsubishi UFJ Financial Group, Inc. has

			voting power of 100% in First Sentier
			Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial	HSBC Bank Australia		has a relevant interest in under section
Not applicable	608(3) of the Corporations Act as
Group, Inc.	Limited
	Mitsubishi UFJ Financial Group, Inc. has

			voting power of 100% in First Sentier
			Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial			has a relevant interest in under section
JPMorgan (UK)	Not applicable	608(3) of the Corporations Act as
Group, Inc.
		Mitsubishi UFJ Financial Group, Inc. has

			voting power of 100% in First Sentier
			Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial	National Custodian		has a relevant interest in under section
Not applicable	608(3) of the Corporations Act as
Group, Inc.	Services
	Mitsubishi UFJ Financial Group, Inc. has

			voting power of 100% in First Sentier
			Investors Holdings Pty Limited.
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the
Not applicable	Corporations Act as Mitsubishi UFJ
Group, Inc.	(Australia) Limited
	Financial Group, Inc. has voting power

			of over 20% in Morgan Stanley.
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the
Not applicable	Corporations Act as Mitsubishi UFJ
Group, Inc.	(Australia) Limited
	Financial Group, Inc. has voting power

			of over 20% in Morgan Stanley.

Class and number	Person's votes
of securities

13,568,519	Fully paid	13,568,519
	ordinary shares
996,691	Fully paid	996,691
	ordinary shares
2,461,002	Fully paid	2,461,002
	ordinary shares
1,967,901	Fully paid	1,967,901
	ordinary shares
2,701,704	Fully paid	2,701,704
	ordinary shares
5,155,870	Fully paid	5,155,870
	ordinary shares
7,434,444	Fully paid	7,434,444
	ordinary shares

Page 1

only

			Form 604
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the
Not applicable	Corporations Act as Mitsubishi UFJ
Group, Inc.	(Australia) Limited
	Financial Group, Inc. has voting power

			of over 20% in Morgan Stanley.
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	Morgan Stanley Australia		in under section 608(3) of the
Securities (Nominee) Pty	Not applicable	Corporations Act as Mitsubishi UFJ
Group, Inc.
Limited		Financial Group, Inc. has voting power

			of over 20% in Morgan Stanley.
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the
Not applicable	Corporations Act as Mitsubishi UFJ
Group, Inc.	(Australia) Limited
	Financial Group, Inc. has voting power

			of over 20% in Morgan Stanley.
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial			in under section 608(3) of the
Unknown	Not applicable	Corporations Act as Mitsubishi UFJ
Group, Inc.
		Financial Group, Inc. has voting power

			of over 20% in Morgan Stanley.

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

387 Fully paid ordinary shares

94,294 Fully paid ordinary shares

1,765 Fully paid ordinary shares

577,319 Fully paid ordinary shares

387

94,294

1,765

577,319

For personal use

Name and ACN/ARSN (if applicable)	Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Signature

Dated 14 January 2022

Authorised signatory

Page 2

only

Annexure A

This is annexure A of 5 pages referred to in Form 604, Notice of change of interest of substantial holder dated 14 January 2022

Authorised signatory

Dated 14 January 2022

For personal use

	Person whose relevant interest
Date of change	changed	Nature of change
		Sale of securities by an entity
16/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Sale of securities by an entity
16/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Sale of securities by an entity
16/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Sale of securities by an entity
16/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Sale of securities by an entity
16/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
16/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

16/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

16/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

16/12/2021	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

16/12/2021	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

16/12/2021	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

		Collateral Received by an entity
16/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by Morgan Stanley - see
		Annexure B
		Sale of securities by an entity
17/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
17/12/2021	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

17/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

17/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

17/12/2021	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

17/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

17/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

		Collateral Received by an entity
17/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by Morgan Stanley - see
		Annexure B
		Sale of securities by an entity
20/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Sale of securities by an entity
20/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Purchase of securities by an entity
20/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Sale of securities by an entity
20/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
		Sale of securities by an entity
20/12/2021	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier Investors
		Holdings Pty Ltd
20/12/2021	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity
controlled by Morgan Stanley

Consideration given in	Class and number of securities
relation to change		affected
311,836.64	181,522	Fully Paid ordinary shares
644,226.24	375,008	Fully Paid ordinary shares
11,875.84	6,913	Fully Paid ordinary shares
21,544.18	12,541	Fully Paid ordinary shares
66,994.66	38,998	Fully Paid ordinary shares
2,160.77	1,249	Fully Paid ordinary shares
1,412.78	819	Fully Paid ordinary shares
26,642.00	15,400	Fully Paid ordinary shares

1.721 Fully Paid ordinary share

9,060.17	5,222	Fully Paid ordinary shares
6,131.12	3,544	Fully Paid ordinary shares
N/A	299,908	Fully Paid ordinary shares
680,031.48	395,289	Fully Paid ordinary shares

1.731 Fully Paid ordinary share

11,447.41

6,617 Fully Paid ordinary shares

117.5967 Fully Paid ordinary shares

7,765.95

4,502 Fully Paid ordinary shares

817.65474 Fully Paid ordinary shares

105,412.32	60,064	Fully Paid ordinary shares
N/A	298,602	Fully Paid ordinary shares
74,318.18	43,083	Fully Paid ordinary shares
346,260.98	200,731	Fully Paid ordinary shares
106,850.50	61,271	Fully Paid ordinary shares
11,516.10	6,676	Fully Paid ordinary shares
23,542.80	13,648	Fully Paid ordinary shares

95.9855 Fully Paid ordinary shares

Person's votes

affected 181,522

375,008

6,913

12,541

38,998

1,249

819

15,400

5,222

3,544

299,908

395,289

6,617

4,502

474

60,064

298,602

43,083

200,731

61,271

6,676

13,648

Page 3

For personal use only

20/12/2021

21/12/2021

22/12/2021

Mitsubishi UFJ Financial Group, Inc.

Annexure A

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B

Sale of securities by an entity

controlled by First Sentier Investors

Holdings Pty Ltd

Sale of securities by an entity

controlled by First Sentier Investors

Holdings Pty Ltd

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Borrow by an entity controlled by Morgan Stanley - see Annexure B

Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B

Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

601.17348 Fully Paid ordinary shares

36.2321 Fully Paid ordinary shares

2,699.63	1,565	Fully Paid ordinary shares
21,401.83	12,371	Fully Paid ordinary shares
N/A	227	Fully Paid ordinary shares
30,898.53	17,606	Fully Paid ordinary shares
7,664.09	4,367	Fully Paid ordinary shares

552.67319 Fully Paid ordinary shares

532.84308 Fully Paid ordinary shares

185.38107 Fully Paid ordinary shares

42,415.13	24,549	Fully Paid ordinary shares
8,246.46	4,753	Fully Paid ordinary shares

207.09118 Fully Paid ordinary shares

105,412.32

60,064 Fully Paid ordinary shares

10.386 Fully Paid ordinary shares

14,424.79	8,314	Fully Paid ordinary shares
N/A	24,263	Fully Paid ordinary shares
N/A	24,263	Fully Paid ordinary shares
21,429.84	12,316	Fully Paid ordinary shares

608.08352 Fully Paid ordinary shares

4,242.08	2,445	Fully Paid ordinary shares
3,640.07	2,086	Fully Paid ordinary shares
5,878.91	3,369	Fully Paid ordinary shares
15,229.19	8,803	Fully Paid ordinary shares

481.28279 Fully Paid ordinary shares

17,034.60	9,790	Fully Paid ordinary shares
8,248.95	4,782	Fully Paid ordinary shares

131.4876 Fully Paid ordinary shares

6,759.56

3,896 Fully Paid ordinary shares

197.19113 Fully Paid ordinary shares

2,565.59	1,483	Fully Paid ordinary shares
21,209.91	12,179	Fully Paid ordinary shares

348

1,565

12,371

227

17,606

4,367

319

308

107

24,549

4,753

118

60,064

8,314

24,263

12,316

352

2,445

2,086

3,369

8,803

279

9,790

4,782

3,896

113

1,483

12,179

Page 4

22/12/2021

Mitsubishi UFJ Financial Group, Inc.

Annexure A

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B

Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B

2,429.00

1,400 Fully Paid ordinary shares

95.9855 Fully Paid ordinary shares

N/A	12,371	Fully Paid ordinary shares
N/A	3,018,516	Fully Paid ordinary shares

1,400

12,371

3,018,516

23/12/2021

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan Stanley

Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B

12,536.70

7,205 Fully Paid ordinary shares

64.0137 Fully Paid ordinary shares

15,847.49	9,134	Fully Paid ordinary shares
N/A	845,051	Fully Paid ordinary shares

7,205

9,134

845,051

24/12/2021

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B

Collateral Received by an entity controlled by Morgan Stanley - see Annexure B

7,207.19	4,154	Fully Paid ordinary shares
12,582.22	7,252	Fully Paid ordinary shares
N/A	11,892	Fully Paid ordinary shares
N/A	3,025,079	Fully Paid ordinary shares

4,154

7,252

11,892

3,025,079

For personal use only

29/12/2021

30/12/2021

31/12/2021

04/01/2022

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B

Purchase of securities by an entity

controlled by Morgan Stanley

Purchase of securities by an entity

controlled by Morgan Stanley

992.42572 Fully Paid ordinary shares

622.80360 Fully Paid ordinary shares

107.5762 Fully Paid ordinary shares

55.4432 Fully Paid ordinary shares

1,056.62

609 Fully Paid ordinary shares

126.2973 Fully Paid ordinary shares

311.40180 Fully Paid ordinary shares

397.32229 Fully Paid ordinary shares

44.9826 Fully Paid ordinary shares

117.6468 Fully Paid ordinary shares

8,883.55	5,135	Fully Paid ordinary shares
6,745.68	3,888	Fully Paid ordinary shares

138.8080 Fully Paid ordinary shares

6,315.40

3,640 Fully Paid ordinary share

6.944 Fully Paid ordinary shares

10.416 Fully Paid ordinary shares

57.1733 Fully Paid ordinary shares

N/A	3,011,993	Fully Paid ordinary shares
1,280.64	736	Fully Paid ordinary shares

346.50200 Fully Paid ordinary shares

572

360

609

180

229

5,135

3,888

3,640

3,011,993

736

200

Page 5

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API - Australian Pharmaceutical Industries Limited published this content on 14 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 January 2022 07:11:03 UTC.

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Australian Pharmaceutical Industries : Change in substantial holding from MUFG

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