CODE OF CONDUCT AND ETHICS

TABLE OF CONTENTS

THE CODE OF CONDUCT APPLIES 5TO ALL OF US

13WE RESPECT OUR WORK ENVIRONMENT

WE CREATE AN ETHICAL 6AND COLLABORATIVE WORK ENVIRONMENT

WE USE AND MANAGE OUR MATERIAL AND INTELLECTUAL PROPERTY RESPONSIBLY

OUR CAUSE

7OUR CULTURE

OUR VALUES

WE CONDUCT OUR BUSINESS ETHICALLY, TRANSPARENTLY AND PROFESSIONALLY

WE PRESERVE QUALITY AND 9EFFICIENCY

WE VALUE SUSTAINABILITYWE CHERISH RESPECT

10AND NONDISCRIMINATORY TREATMENT

14WE REPORT POSSIBLE

CONFLICTS OF INTERESTWE REQUIRE THE SAME VALUES WHEN WE ENTER INTO RELATIONSHIPS

15WITH THIRD PARTIESINVITATIONS TO PROFESSIONAL EVENTS MUST BE EVALUATED

WE ARE CAUTIOUS ABOUT GIVING AND RECEIVING

16GIFTS

WE DO NOT ASSOCIATE B3'S IMAGE WITH OUR OWN PERSONAL ACTIVITIES

11WE KNOW OUR PERSONAL OPINIONS MAY AFFECT B3'S IMAGE

WE REPORT PERSONAL EVENTS

12THAT MAY AFFECT B3

WE ORGANIZE AND SPONSOR EVENTS RESPONSIBLYOUR COMMITMENT

17TO PREVENTING AND COMBATING CORRUPTION

TABLE OF CONTENTS

OUR COMMITMENT TO COMBATING

FRAUD

OUR ANTI-MONEY LAUNDERING

18COMMITMENT

WE GUARANTEE THAT SPECIAL

AUCTIONS AND BIDDING

19PROCEDURES ARE COMPETITIVE AND INVOLVE FAIR TREATMENT FOR ALL

OUR RELATIONS WITH

23SHAREHOLDERS AND INVESTORS, AND WITH THE MEDIA

OUR COMMUNICATION

24CHANNELS

WE USE OUR INFORMATION

20SECURELY, CONFIDENTIALLY AND RESPONSIBLY

WE PROTECT OUR CONFIDENTIAL INFORMATION

WE ASSURE THE SAFEKEEPING OF

21OUR TRANSACTION RECORDS AND FINANCIAL INFORMATION

WE COMPLY WITH RESTRICTIONS ON TRADING ON THE MARKETS OPERATED BY B3

22WE COMPLY WITH B3'S REPRESENTATION RULESALL REPORTS ARE INVESTIGATED

WE DO NOT TOLERATE REPRISALS

25VIOLATIONS OF THE CODE ARE PUNISHED

26VALIDITY

TO B3'S EXECUTIVES, STAFF AND INTERNS

B3 enables, connects and develops the financial and capital markets. Together with our customers and society, we power the growth of Brazil.

B3 is committed to pursuing the highest corporate and social ethical standards, to transparency, integrity and sustainability in all its activities, and to strict compliance with the applicable laws and regulations.

Hence, B3 reiterates and furthers its commitments to the best practice in corporate governance, recognizing that its image and market value are the result of hard work and dedication. Together we are responsible for preserving and strengthening B3's institutional reputation.

To ensure that our practices remain aligned with the company's culture, the Code of Conduct and Ethics is constantly reviewed and updated and should be read, understood and fully complied with by management, staff and interns of B3, of its subsidiaries abroad, of B3 Bank, BSM Market Supervision, Cetip Info Tecnologia S.A., B3 Social and other associations, as well as by our suppliers, service providers and business partners.

I count on your collaboration in following the guidelines in this Code and B3's other policies and rules in your day-to-day activities.

#DoTheRightThing

That's B3!

Gilson Finkelsztain Chief Executive Officer

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B3 SA Brasil Bolsa Balcao published this content on 26 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 February 2021 19:25:03 UTC.