CODE OF CONDUCT AND ETHICS
TABLE OF CONTENTS
THE CODE OF CONDUCT APPLIES 5TO ALL OF US
13WE RESPECT OUR WORK ENVIRONMENT
WE CREATE AN ETHICAL 6AND COLLABORATIVE WORK ENVIRONMENT
WE USE AND MANAGE OUR MATERIAL AND INTELLECTUAL PROPERTY RESPONSIBLY
OUR CAUSE
7OUR CULTURE
OUR VALUES
WE CONDUCT OUR BUSINESS ETHICALLY, TRANSPARENTLY AND PROFESSIONALLY
WE PRESERVE QUALITY AND 9EFFICIENCY
WE VALUE SUSTAINABILITYWE CHERISH RESPECT
10AND NONDISCRIMINATORY TREATMENT
14WE REPORT POSSIBLE
CONFLICTS OF INTERESTWE REQUIRE THE SAME VALUES WHEN WE ENTER INTO RELATIONSHIPS
15WITH THIRD PARTIESINVITATIONS TO PROFESSIONAL EVENTS MUST BE EVALUATED
WE ARE CAUTIOUS ABOUT GIVING AND RECEIVING
16GIFTS
WE DO NOT ASSOCIATE B3'S IMAGE WITH OUR OWN PERSONAL ACTIVITIES
11WE KNOW OUR PERSONAL OPINIONS MAY AFFECT B3'S IMAGE
WE REPORT PERSONAL EVENTS
12THAT MAY AFFECT B3
WE ORGANIZE AND SPONSOR EVENTS RESPONSIBLYOUR COMMITMENT
17TO PREVENTING AND COMBATING CORRUPTION
TABLE OF CONTENTS
OUR COMMITMENT TO COMBATING
FRAUD
OUR ANTI-MONEY LAUNDERING
18COMMITMENT
WE GUARANTEE THAT SPECIAL
AUCTIONS AND BIDDING
19PROCEDURES ARE COMPETITIVE AND INVOLVE FAIR TREATMENT FOR ALL
OUR RELATIONS WITH
23SHAREHOLDERS AND INVESTORS, AND WITH THE MEDIA
OUR COMMUNICATION
24CHANNELS
WE USE OUR INFORMATION
20SECURELY, CONFIDENTIALLY AND RESPONSIBLY
WE PROTECT OUR CONFIDENTIAL INFORMATION
WE ASSURE THE SAFEKEEPING OF
21OUR TRANSACTION RECORDS AND FINANCIAL INFORMATION
WE COMPLY WITH RESTRICTIONS ON TRADING ON THE MARKETS OPERATED BY B3
22WE COMPLY WITH B3'S REPRESENTATION RULESALL REPORTS ARE INVESTIGATED
WE DO NOT TOLERATE REPRISALS
25VIOLATIONS OF THE CODE ARE PUNISHED
26VALIDITY
TO B3'S EXECUTIVES, STAFF AND INTERNS
B3 enables, connects and develops the financial and capital markets. Together with our customers and society, we power the growth of Brazil.
B3 is committed to pursuing the highest corporate and social ethical standards, to transparency, integrity and sustainability in all its activities, and to strict compliance with the applicable laws and regulations.
Hence, B3 reiterates and furthers its commitments to the best practice in corporate governance, recognizing that its image and market value are the result of hard work and dedication. Together we are responsible for preserving and strengthening B3's institutional reputation.
To ensure that our practices remain aligned with the company's culture, the Code of Conduct and Ethics is constantly reviewed and updated and should be read, understood and fully complied with by management, staff and interns of B3, of its subsidiaries abroad, of B3 Bank, BSM Market Supervision, Cetip Info Tecnologia S.A., B3 Social and other associations, as well as by our suppliers, service providers and business partners.
I count on your collaboration in following the guidelines in this Code and B3's other policies and rules in your day-to-day activities.
#DoTheRightThing
That's B3!
Gilson Finkelsztain Chief Executive Officer
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B3 SA Brasil Bolsa Balcao published this content on 26 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 February 2021 19:25:03 UTC.