Form 604
Corporations Act 2001 | ||||||
Section 671B | ||||||
Notice of change of interests of substantial holder | ||||||
ToCompany Name/Scheme | Charter Hall Group | |||||
ACN/ARSN | 113 531 150 | |||||
only | ||||||
1. Details of substantial holder (1) | ||||||
Name | First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A | |||||
ACN/ARSN (if applicable) | 630 725 558 | |||||
use | ||||||
23/05/2022 | ||||||
personal | There was a change in the interests of the | |||||
substantial holder on | ||||||
The previous notice was given to the company on | 13/01/2021 | |||||
The previous notice was dated | 07/01/2021 | |||||
2. Previous and present voting power | ||||||
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or | ||||||
an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the | ||||||
company or scheme, are as follows: | ||||||
Class of securities (4) | Previous notice | Present notice | ||||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |||
Fully Paid ordinary shares | 34,035,032 | 7.31% | 28,946,257 | 6.12% | ||
*Note these securities are comprised of 26,768,189 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 2,178,068 securities in which First Sentier | |||||||
Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 23 May 2022, has informed it that it has voting power prior to the date of this notice. | |||||||
For | |||||||
3. Changes in relevant interests | |||||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of | |||||||
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are | |||||||
as follows: | |||||||
Date of | Person whose | Consideration given in | Class and number | Person's votes | |||
relevant interest | Nature of change (6) | of securities | |||||
change | relation to change (7) | affected | |||||
changed | affected | ||||||
See annexure B to this | |||||||
notice | |||||||
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered holder | Person entitled to be | Nature of relevant | Class and number | |||
relevant | registered as holder | Person's votes | |||||
of securities | interest (6) | of securities | |||||
interest | (8) | ||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
only | (Cth), being a relevant interest arising from having | ||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | Citibank N A Hong Kong | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
Realindex Pty Ltd ACN 133 | under its investment mandates. In addition, if any | 206,087 | 206,087 | ||||
312 017 | OTC derivatives, warrants or other securities | shares | |||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
use | (Cth), being a relevant interest arising from having | ||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | Citicorp Nominees Pty | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
R alindex Pty Ltd ACN 133 | under its investment mandates. In addition, if any | 4,842,525 | 4,842,525 | ||||
312 017 | Limited (Australia) | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
personal | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
capacity. | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | HSBC Bank Australia | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
Realindex Pty Ltd ACN 133 | under its investment mandates. In addition, if any | 281,587 | 281,587 | ||||
312 017 | Limited | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | capacity as investment manager, as provided for | Fully Paid ordinary | |||||
R alindex Pty Ltd ACN 133 | JPMorgan (UK) | under its investment mandates. In addition, if any | 563,080 | 563,080 | |||
312 017 | OTC derivatives, warrants or other securities | shares | |||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
For | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | Northern Trust | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
Realindex Pty Ltd ACN 133 | under its investment mandates. In addition, if any | 11,751 | 11,751 | ||||
312 017 | Company | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
State Street Global | exercise of the power to dispose of securities in its | ||||||
First Sentier Investors | capacity as investment manager, as provided for | Fully Paid ordinary | |||||
Realindex Pty Ltd ACN 133 | Advisors (Australia) | under its investment mandates. In addition, if any | 55,184 | 55,184 | |||
312 017 | Limited | OTC derivatives, warrants or other securities | shares | ||||
only | (other than ordinary shares or ordinary units (as | ||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | State Street Global | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
Realindex Pty Ltd ACN 133 | under its investment mandates. In addition, if any | 317,270 | 317,270 | ||||
312 017 | Services | OTC derivatives, warrants or other securities | shares | ||||
use | (other than ordinary shares or ordinary units (as | ||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
personal | First Sentier Investors | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
(Australia) IM Ltd ACN 114 | BNP Paribas Securities | under its investment mandates. In addition, if any | 111,504 | 111,504 | |||
194 311 | OTC derivatives, warrants or other securities | shares | |||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | Brown Brothers | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
(Australia) IM Ltd ACN 114 | under its investment mandates. In addition, if any | 291,519 | 291,519 | ||||
194 311 | Harriman | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
For | vote attached to securities and/or to control the | ||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | capacity as investment manager, as provided for | Fully Paid ordinary | |||||
(Australia) IM Ltd ACN 114 | Citibank N A Hong Kong | under its investment mandates. In addition, if any | 14,185,681 | 14,185,681 | |||
194 311 | OTC derivatives, warrants or other securities | shares | |||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | Citicorp Nominees Pty | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
(Australia) IM Ltd ACN 114 | under its investment mandates. In addition, if any | 1,427,827 | 1,427,827 | ||||
194 311 | Limited (Australia) | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | JP Morgan Chase Bank | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
(Australia) IM Ltd ACN 114 | under its investment mandates. In addition, if any | 1,241,027 | 1,241,027 | ||||
194 311 | NA | OTC derivatives, warrants or other securities | shares | ||||
only | (other than ordinary shares or ordinary units (as | ||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | shares | ||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | capacity as investment manager, as provided for | 9,162 Fully Paid ordinary | |||||
(Australia) IM Ltd ACN 114 | JPMorgan (UK) | under its investment mandates. In addition, if any | 9,162 | ||||
194 311 | OTC derivatives, warrants or other securities | ||||||
use | (other than ordinary shares or ordinary units (as | ||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
personal | First Sentier Investors | National Custodian | capacity as investment manager, as provided for | Fully Paid ordinary | |||
(Australia) IM Ltd ACN 114 | under its investment mandates. In addition, if any | 453,116 | 453,116 | ||||
194 311 | Services | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | Nomura Bank | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
(Australia) IM Ltd ACN 114 | under its investment mandates. In addition, if any | 72,216 | 72,216 | ||||
194 311 | (Luxembourg) S.A. | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
For | vote attached to securities and/or to control the | ||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | Northern Trust | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
(Australia) IM Ltd ACN 114 | under its investment mandates. In addition, if any | 1,410,051 | 1,410,051 | ||||
194 311 | Company | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | |||||||
and/or 608(1)(c) of the Corporations Act 2001 | |||||||
(Cth), being a relevant interest arising from having | |||||||
the power to control the exercise of the right to | |||||||
vote attached to securities and/or to control the | |||||||
exercise of the power to dispose of securities in its | |||||||
First Sentier Investors | State Street Global | capacity as investment manager, as provided for | Fully Paid ordinary | ||||
(Australia) IM Ltd ACN 114 | Advisors (Australia) | under its investment mandates. In addition, if any | 3,943 | 3,943 | |||
194 311 | Limited | OTC derivatives, warrants or other securities | shares | ||||
(other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | |||||||
relevant interest in respect of those securities | |||||||
arises under subsection 608(8) being an | |||||||
accelerated relevant interest held in the same | |||||||
capacity. | |||||||
Relevant interest under paragraph 608(1)(b) | ||||||||
and/or 608(1)(c) of the Corporations Act 2001 | ||||||||
(Cth), being a relevant interest arising from having | ||||||||
the power to control the exercise of the right to | ||||||||
vote attached to securities and/or to control the | ||||||||
exercise of the power to dispose of securities in its | ||||||||
First Sentier Investors | State Street Global | capacity as investment manager, as provided for | Fully Paid ordinary | |||||
(Australia) IM Ltd ACN 114 | under its investment mandates. In addition, if any | 1,269,188 | 1,269,188 | |||||
194 311 | Services | OTC derivatives, warrants or other securities | shares | |||||
only | (other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | ||||||||
relevant interest in respect of those securities | ||||||||
arises under subsection 608(8) being an | ||||||||
accelerated relevant interest held in the same | ||||||||
capacity. | ||||||||
Relevant interest under paragraph 608(1)(b) | ||||||||
and/or 608(1)(c) of the Corporations Act 2001 | ||||||||
(Cth), being a relevant interest arising from having | ||||||||
the power to control the exercise of the right to | ||||||||
vote attached to securities and/or to control the | ||||||||
exercise of the power to dispose of securities in its | ||||||||
First Sentier Investors | Avanteos Investments | capacity as investment manager, as provided for | Fully Paid ordinary | |||||
(Australia) RE Ltd ACN 006 | under its investment mandates. In addition, if any | 15,471 | 15,471 | |||||
464 428 | Limited | OTC derivatives, warrants or other securities | shares | |||||
use | (other than ordinary shares or ordinary units (as | |||||||
applicable)) are referred to below in this row, the | ||||||||
relevant interest in respect of those securities | ||||||||
arises under subsection 608(8) being an | ||||||||
accelerated relevant interest held in the same | ||||||||
capacity. | ||||||||
Mitsubishi UFJ Financial Group Inc. (MUFG) owns | ||||||||
100% of First Sentier Investors Holdings Pty | ||||||||
Limited (indirectly) and has informed First Sentier | ||||||||
Investors Holdings Pty Limited that it has a | ||||||||
relevant interest in the shares noted in this column. | ||||||||
Accordingly, First Sentier Investors Holdings Pty | ||||||||
personal | Mitsubishi UFJ Financial | Mitsubishi UFJ | Limited has a relevant interest or voting power in | Fully Paid ordinary | ||||
those shares pursuant to section 608(3) or section | ||||||||
Group | Financial Group | 2,178,068 shares | 2,178,068 | |||||
12(2)(a) of the Corporations Act (as relevant). | ||||||||
MUFG has not provided any further details of that | ||||||||
relevant interest - accordingly no transaction | ||||||||
information is recorded in Appendix B or holder | ||||||||
information is recorded in Section 4. Reference is | ||||||||
made to any subsequent filing of MUFG which will | ||||||||
reflect this interest. | ||||||||
5. Changes in association | ||||||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the | ||||||||
ubstantial holder in relation to voting interests in the company or scheme are as follows: | ||||||||
Name and ACN/ARSN (if applicable) | Nature of association | |||||||
6. Addresses | ||||||||
For | The addresses of persons named in this form are as follows: | |||||||
Name | Address | |||||||
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia | |||||||
irst Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia | |||||||
irst Sentier Investors (Australia) RE Ltd ACN 006 464 428 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia | |||||||
Mitsubishi UFJ Financial Group | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan | |||||||
Signature
print name
Poh Wan Lee | capacity Company Secretary |
sign here | date | 25/05/2022 |
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Charter Hall Group published this content on 25 May 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 25 May 2022 16:12:13 UTC.