Form 604 | |||||||||
Corporations Act 2001 | |||||||||
Section 671B | |||||||||
Notice of change of interests of substantial holder | |||||||||
To: Company Name/Scheme: | COOPER ENERGY LIMITED | ||||||||
ACN/ARSN | 096 170 295 | ||||||||
1. Details of substantial holder | |||||||||
Name | Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A | ||||||||
There was a change in the interests of the | 17/03/2022 | ||||||||
substantial holder on | |||||||||
The previous notice was given to the company on | 15/11/2021 | ||||||||
The previous notice was dated | 11/11/2021 | ||||||||
2. Previous and present voting power | |||||||||
only | |||||||||
use | The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or | ||||||||
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the | |||||||||
company or scheme are as follows: | |||||||||
Class of securities | Previous notice | Present notice | |||||||
Person's votes | Voting power (%) | Person's votes | Voting power (%) | ||||||
Fully paid Ordinary shares | 621,010 | 0.04 | 2,364,748 | 0.14 | |||||
For the Securities (if any) listed below see NOTE 1 at the end of this form | |||||||||
Class of securities | Previous notice | Present notice | |||||||
Person's votes | Voting power (%) | Person's votes | Voting power (%) | ||||||
Fully paid Ordinary shares | 103,252,362 | 6.33 See note 1 at the end of this form | 119,989,245 | 7.35 See note 1 at the end of this | |||||
form | |||||||||
For personal | |||||||||
Class of securities | Previous notice | Present notice | |||||||
GRAND TOTAL | Person's votes | Voting power (%) | Person's votes | Voting power (%) | |||||
103,873,372 | 6.37 | 122,353,993 | 7.49 | ||||||
1
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of change | Consideration given in | Class and number | Person's votes |
relevant interest | of securities | ||||
change | relation to change | affected | |||
changed | affected | ||||
See annexure B to this notice | |||||
For personal use only
2
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered holder | Person entitled to be | Nature of relevant | Class and number | Person's votes | |||
relevant | ||||||||
of securities | registered as holder | interest | of securities | |||||
interest | ||||||||
Relevant interest under paragraph | ||||||||
608(3)(a) of the Corporations Act | ||||||||
2001 (Cth), being a relevant interest | ||||||||
arising as a result of CBA and its | ||||||||
only | related bodies corporate listed in | |||||||
Annexure A having voting power in | ||||||||
Avanteos Investments Limited and | ||||||||
Colonial First State Investments | ||||||||
Limited above 20%,and therefore | ||||||||
having the relevant interests in any | ||||||||
CBA and its related bodies | securities that either of Avanteos or | Fully paid | ||||||
Colonial First State has. As neither | 120,054,245 | |||||||
corporate listed in Annexure | Various as set out below | 120,054,245 | ||||||
A | CBA nor any of its related bodies | Ordinary shares | ||||||
corporate are entitled to be registered | ||||||||
as the holder of those securities, their | ||||||||
ability to vote and dispose of those | ||||||||
securities is qualified accordingly. | ||||||||
Relevant interest under paragraph | ||||||||
608(1)(a), 608(1)(b) and 608(1)(c) of | ||||||||
the Corporations Act 2001 (Cth), being | ||||||||
a relevant interest arising as a result of | ||||||||
being the registered holder of the | ||||||||
relevant securities in its capacity as a | ||||||||
superannuation trustee and in its | ||||||||
use | Avanteos Investments | Avanteos Investments | capacity as administrator of managed | 65,000 | Fully paid | |||
accounts. In addition, if any OTC | 65,000 | |||||||
Limited ACN 096 259 979 | Limited | derivatives, warrants or other | Ordinary shares | |||||
securities (other than ordinary shares | ||||||||
or ordinary units (as applicable)) are | ||||||||
referred to below in this row, the | ||||||||
relevant interest in respect of those | ||||||||
securities arises under subsection | ||||||||
608(8) being an accelerated relevant | ||||||||
interest held in the same capacity. | ||||||||
Relevant interest under paragraph | Fully paid | |||||||
608(1)(b) and/or 608(1)(c) of the | ||||||||
Ordinary | ||||||||
Corporations Act 2001 (Cth), being a | ||||||||
shares(including | ||||||||
relevant interest arising as a result of | ||||||||
Commonwealth Bank of | The Bank Of New York | 1,865,576 | 1,865,576 | |||||
having the power to control the | 1,865,576 | |||||||
A | stralia ACN 123 123 124 | Mellon, Sydney Branch | borrowed from | |||||
exercise of the right to vote attached | ||||||||
Merrill Lynch | ||||||||
to securities and/or to control the | ||||||||
International, | ||||||||
exercise of the power to dispose of | ||||||||
see Annexure C) | ||||||||
securities in a proprietary capacity. | ||||||||
personal | ||||||||
Relevant interest under paragraph | ||||||||
1) | ACN 002 348 352 | 608(1)(b) and/or 608(1)(c) of the | Ordinary shares | |||||
respect of those securities arises | ||||||||
Corporations Act 2001 (Cth), being a | ||||||||
relevant interest arising from having | ||||||||
the power to control the exercise of | ||||||||
the right to vote attached to securities | ||||||||
and/or to control the exercise of the | ||||||||
Commonwealth Bank | power to dispose of securities in its | Fully paid | ||||||
Officers Superannuation | State Street Australia | capacity as trustee for the Officers' | 434,172 | 434,172 | ||||
Corporation Pty Limited | Limited | Superannuation Fund. In addition, if | Ordinary shares | |||||
ACN 074 519 798 | any OTC derivatives, warrants or other | |||||||
securities (other than ordinary shares | ||||||||
or ordinary units (as applicable)) are | ||||||||
referred to below in this row, the | ||||||||
relevant interest in respect of those | ||||||||
securities arises under subsection | ||||||||
608(8) being an accelerated relevant | ||||||||
interest held in the same capacity. | ||||||||
Relevant interest under paragraph | ||||||||
608(1)(b) and/or 608(1)(c) of the | ||||||||
Corporations Act 2001 (Cth), being a | ||||||||
relevant interest arising from having | ||||||||
the residual power to control the | ||||||||
exercise of the right to vote attached | ||||||||
to securities and/or to control the | ||||||||
exercise of the power to dispose of | ||||||||
securities in its capacity as a | ||||||||
responsible entity of a managed | ||||||||
investment scheme (which managed | ||||||||
investment scheme is not managed by | ||||||||
either Colonial First State Investments | ||||||||
Limited or a related body corporate). | ||||||||
In addition, if any OTC derivatives, | ||||||||
warrants or other securities (other than | ||||||||
ordinary shares or ordinary units (as | ||||||||
Colonial First State | applicable)) are referred to below in | Fully paid | ||||||
Citibank N A Hong Kong | this row, the relevant interest in | 104,589,318 | 104,589,318 | |||||
Investments Limited (Note | ||||||||
under subsection 608(8) being a | ||||||||
For | residual accelerated relevant interest | |||||||
held in the same capacity. Colonial | ||||||||
First State Investments Limited has | ||||||||
authorised the manager of each such | ||||||||
managed investment scheme to | ||||||||
exercise the powers referred to in | ||||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||||
of the Corporations Act 2001 (Cth) in | ||||||||
relation to those securities managed | ||||||||
by the manager to the exclusion of | ||||||||
Colonial First State Investments | ||||||||
Limited except for provisions allowing | ||||||||
Colonial First State Investments | ||||||||
Limited to terminate the agreement | ||||||||
with the manager or to exercise those | ||||||||
powers where the agreement is | ||||||||
terminated. |
3
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the residual power to control the | ||||||
exercise of the right to vote attached | ||||||
to securities and/or to control the | ||||||
exercise of the power to dispose of | ||||||
securities in its capacity as a | ||||||
responsible entity of a managed | ||||||
investment scheme (which managed | ||||||
investment scheme is not managed by | ||||||
only | either Colonial First State Investments | |||||
Limited or a related body corporate). | ||||||
In addition, if any OTC derivatives, | ||||||
warrants or other securities (other than | ||||||
ordinary shares or ordinary units (as | ||||||
Colonial First State | applicable)) are referred to below in | |||||
Citicorp Nominees Pty | this row, the relevant interest in | 6,569,703 | Fully paid | |||
Investments Limited (Note | ||||||
1) ACN 002 348 352 | Limited (Australia) | respect of those securities arises | Ordinary shares | |||
under subsection 608(8) being a | ||||||
residual accelerated relevant interest | ||||||
held in the same capacity. Colonial | ||||||
First State Investments Limited has | ||||||
authorised the manager of each such | ||||||
managed investment scheme to | ||||||
exercise the powers referred to in | ||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||
of the Corporations Act 2001 (Cth) in | ||||||
relation to those securities managed | ||||||
by the manager to the exclusion of | ||||||
Colonial First State Investments | ||||||
Limited except for provisions allowing | ||||||
use | Colonial First State Investments | |||||
Limited to terminate the agreement | ||||||
with the manager or to exercise those | ||||||
powers where the agreement is | ||||||
terminated. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the residual power to control the | ||||||
exercise of the right to vote attached | ||||||
to securities and/or to control the | ||||||
exercise of the power to dispose of | ||||||
securities in its capacity as a | ||||||
responsible entity of a managed | ||||||
investment scheme (which managed | ||||||
investment scheme is not managed by | ||||||
either Colonial First State Investments | ||||||
personal | Limited or a related body corporate). | |||||
In addition, if any OTC derivatives, | ||||||
warrants or other securities (other than | Ordinary | |||||
Limited or a related body corporate). | ||||||
ordinary shares or ordinary units (as | ||||||
Colonial First State | applicable)) are referred to below in | |||||
Investments Limited (Note | Northern Trust Company | this row, the relevant interest in | 4,066,362 | Fully paid | ||
respect of those securities arises | Ordinary shares | |||||
1) ACN 002 348 352 | under subsection 608(8) being a | |||||
residual accelerated relevant interest | ||||||
held in the same capacity. Colonial | ||||||
First State Investments Limited has | ||||||
authorised the manager of each such | ||||||
managed investment scheme to | ||||||
exercise the powers referred to in | ||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||
of the Corporations Act 2001 (Cth) in | ||||||
relation to those securities managed | ||||||
by the manager to the exclusion of | ||||||
Colonial First State Investments | ||||||
Limited except for provisions allowing | ||||||
Colonial First State Investments | ||||||
Limited to terminate the agreement | ||||||
with the manager or to exercise those | ||||||
powers where the agreement is | ||||||
terminated. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the residual power to control the | ||||||
exercise of the right to vote attached | ||||||
to securities and/or to control the | ||||||
exercise of the power to dispose of | ||||||
securities in its capacity as a | ||||||
responsible entity of a managed | ||||||
investment scheme (which managed | ||||||
investment scheme is not managed by | ||||||
either Colonial First State Investments | Fully paid | |||||
For | In addition, if any OTC derivatives, | shares(including | ||||
warrants or other securities (other than | 2,978,968 | |||||
ordinary shares or ordinary units (as | borrowed from | |||||
Colonial First State | applicable)) are referred to below in | UBS AG | ||||
this row, the relevant interest in | 4,763,862 | (Agreement 1), | ||||
Investments Limited (Note | UBS Nominees Pty Ltd | |||||
respect of those securities arises | see Annexure C) | |||||
1) ACN 002 348 352 | under subsection 608(8) being a | (including | ||||
residual accelerated relevant interest | 1,784,894 | |||||
held in the same capacity. Colonial | borrowed from | |||||
First State Investments Limited has | UBS AG | |||||
authorised the manager of each such | (Agreement 3), | |||||
managed investment scheme to | see Annexure C) | |||||
exercise the powers referred to in | ||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||
of the Corporations Act 2001 (Cth) in | ||||||
relation to those securities managed | ||||||
by the manager to the exclusion of | ||||||
Colonial First State Investments | ||||||
Limited except for provisions allowing | ||||||
Colonial First State Investments | ||||||
Limited to terminate the agreement | ||||||
with the manager or to exercise those | ||||||
powers where the agreement is | ||||||
terminated. |
6,569,703
4,066,362
4,763,862
4
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | ||||||
the right to vote attached to securities | ||||||
and/or to control the exercise of the | ||||||
power to dispose of securities in its | ||||||
capacity as a responsible entity of a | ||||||
Colonial First State | managed investment scheme (which | 104,589,318 Fully paid | ||||
managed investment scheme is | ||||||
Investments Limited ACN | Citibank N A Hong Kong | |||||
managed by Colonial First Statement | Ordinary shares | |||||
002 348 352 | ||||||
Investments Limited or a related body | ||||||
only | ||||||
corporate). In addition, if any OTC | ||||||
derivatives, warrants or other | ||||||
securities (other than ordinary shares | ||||||
or ordinary units (as applicable)) are | ||||||
referred to below in this row, the | ||||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | ||||||
the right to vote attached to securities | ||||||
and/or to control the exercise of the | ||||||
power to dispose of securities in its | ||||||
capacity as a responsible entity of a | ||||||
Colonial First State | managed investment scheme (which | |||||
Investments Limited ACN | Citicorp Nominees Pty | managed investment scheme is | 6,569,703 | Fully paid | ||
use | 002 348 352 | Limited (Australia) | managed by Colonial First Statement | Ordinary shares | ||
Investments Limited or a related body | ||||||
corporate). In addition, if any OTC | ||||||
derivatives, warrants or other | ||||||
securities (other than ordinary shares | ||||||
or ordinary units (as applicable)) are | ||||||
referred to below in this row, the | ||||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | ||||||
the right to vote attached to securities | ||||||
and/or to control the exercise of the | ||||||
personalFor | power to dispose of securities in its | |||||
capacity as a responsible entity of a | ||||||
Colonial First State | managed investment scheme (which | |||||
managed investment scheme is | 4,066,362 | Fully paid | ||||
Investments Limited ACN | Northern Trust Company | |||||
managed by Colonial First Statement | Ordinary shares | |||||
002 348 352 | Investments Limited or a related body | |||||
corporate). In addition, if any OTC | ||||||
derivatives, warrants or other | ||||||
securities (other than ordinary shares | ||||||
or ordinary units (as applicable)) are | ||||||
referred to below in this row, the | ||||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | Fully paid | |||||
the right to vote attached to securities | Ordinary | |||||
and/or to control the exercise of the | shares(including | |||||
power to dispose of securities in its | 2,978,968 | |||||
capacity as a responsible entity of a | borrowed from | |||||
Colonial First State | managed investment scheme (which | UBS AG | ||||
managed investment scheme is | 4,763,862 | (Agreement 1), | ||||
Investments Limited ACN | UBS Nominees Pty Ltd | |||||
002 348 352 | managed by Colonial First Statement | see Annexure C) | ||||
Investments Limited or a related body | (including | |||||
corporate). In addition, if any OTC | 1,784,894 | |||||
derivatives, warrants or other | borrowed from | |||||
securities (other than ordinary shares | UBS AG | |||||
or ordinary units (as applicable)) are | (Agreement 3), | |||||
referred to below in this row, the | see Annexure C) | |||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. |
104,589,318
6,569,703
4,066,362
4,763,862
5
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
Cooper Energy Limited published this content on 21 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 21 March 2022 02:57:03 UTC.