Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy): | 31/01/2020 | |||
To : Hong Kong Exchanges and Clearing Limited | ||||
Name of Issuer | Country Garden Holdings Company Limited | |||
(Incorporated in the Cayman Islands with limited liability) | ||||
Date Submitted | 03/02/2020 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code: | 2007 | Description: | Ordinary Shares | ||||||||
Par value | Authorised share | ||||||||||
No. of ordinary | (State | capital | |||||||||
shares | currency) | (State currency) | |||||||||
Balance at close of preceding month 100,000,000,000 | HK$0.10 | HK$10,000,000,000 | |||||||||
Increase/(decrease) | 0 | HK$0 | |||||||||
Balance at close of the month | 100,000,000,000 | HK$0.10 | HK$10,000,000,000 | ||||||||
(2) Stock code: | N/A | Description: | |||||||||
Par value | Authorised share | ||||||||||
No. of ordinary | (State | capital | |||||||||
shares | currency) | (State currency) |
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
March 2019
2. Preference Shares
Stock code: | N/A | Description: | |||||||||||||||
No. of | Par value | Authorised share | |||||||||||||||
preference | (State | capital | |||||||||||||||
shares | currency) | (State currency) | |||||||||||||||
Balance at close of preceding month | |||||||||||||||||
Increase/(decrease) | |||||||||||||||||
Balance at close of the month | |||||||||||||||||
3. Other Classes of Shares | |||||||||||||||||
Stock code: | N/A | Description: | |||||||||||||||
No. of other | Par value | Authorised share | |||||||||||||||
classes of | (State | capital | |||||||||||||||
shares | currency) | (State currency) | |||||||||||||||
Balance at close of preceding month | |||||||||||||||||
Increase/(decrease) | |||||||||||||||||
Balance at close of the month | |||||||||||||||||
Total authorised share capital at the end of the month | HK$10,000,000,000 | ||||||||||||||||
(State currency): | |||||||||||||||||
II. Movements in Issued Share Capital | |||||||||||||||||
No. of ordinary shares | No. of | ||||||||||||||||
preference | No. of other | ||||||||||||||||
(1) | (2) | shares | classes of shares | ||||||||||||||
Balance at close of | |||||||||||||||||
preceding month | 21,844,661,996 | N/A | N/A | N/A | |||||||||||||
Increase/ (decrease) | |||||||||||||||||
during the month | 9,825,134 | N/A | N/A | N/A | |||||||||||||
Balance at close of | |||||||||||||||||
the month | 21,854,487,130 | N/A | N/A | N/A | |||||||||||||
March 2019
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share | No. of new shares | No. of new shares | |||||||||||||
option scheme | of issuer issued | of issuer which may | |||||||||||||
including EGM | during the month | be issued pursuant | |||||||||||||
approval date | Movement during the month | pursuant thereto | thereto as at close | ||||||||||||
(dd/mm/yyyy) and | of the month | ||||||||||||||
class of shares | |||||||||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | |||||||||||
1. Share Option | |||||||||||||||
Scheme adopted | |||||||||||||||
by shareholders | |||||||||||||||
exercise price: | |||||||||||||||
HK$4.773 | |||||||||||||||
(20/03/2007) | |||||||||||||||
ordinary shares | 0 | 0 | 0 | 0 | 0 | 2,701,815 | |||||||||
(Note 1) |
2. Share Option Scheme adopted by shareholders* exercise price: HK$3.332
(20/03/2007)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
3. Share Option Scheme adopted by shareholders* exercise price: HK$3.106
(20/03/2007)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
March 2019
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) (Continued)
Particulars of share | No. of new shares | No. of new shares | ||||||
option scheme | of issuer issued | of issuer which may | ||||||
including EGM | during the month | be issued pursuant | ||||||
approval date | Movement during the month | pursuant thereto | thereto as at close | |||||
(dd/mm/yyyy) and | of the month | |||||||
class of shares | ||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | ||||
4. Share Option | ||||||||
Scheme adopted | ||||||||
by shareholders* | ||||||||
exercise price: | ||||||||
HK$3.740 | ||||||||
(20/03/2007) | ||||||||
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
5. Share Option Scheme adopted by shareholders* exercise price: HK$8.250
(18/05/2017)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
6. Share Option Scheme adopted by shareholders* exercise price: HK$10.100
(18/05/2017)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
March 2019
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) (Continued)
Particulars of share | No. of new shares | No. of new shares | |||||||||||||
option scheme | of issuer issued | of issuer which may | |||||||||||||
including EGM | during the month | be issued pursuant | |||||||||||||
approval date | Movement during the month | pursuant thereto | thereto as at close | ||||||||||||
(dd/mm/yyyy) and | of the month | ||||||||||||||
class of shares | |||||||||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | |||||||||||
7. Share Option | |||||||||||||||
Scheme adopted | |||||||||||||||
by shareholders* | |||||||||||||||
exercise price: | |||||||||||||||
HK$12.980 | |||||||||||||||
(18/05/2017) | |||||||||||||||
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||
(Note 1) |
8. Share Option Scheme adopted by shareholders* exercise price: HK$16.460
(18/05/2017)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
9. Share Option Scheme adopted by shareholders* exercise price: HK$16.280
(18/05/2017)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
March 2019
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) (Continued)
Particulars of share | No. of new shares | No. of new shares | |||||||||||||
option scheme | of issuer issued | of issuer which may | |||||||||||||
including EGM | during the month | be issued pursuant | |||||||||||||
approval date | Movement during the month | pursuant thereto | thereto as at close | ||||||||||||
(dd/mm/yyyy) and | of the month | ||||||||||||||
class of shares | |||||||||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | |||||||||||
10. Share Option | |||||||||||||||
Scheme adopted | |||||||||||||||
by shareholders* | |||||||||||||||
exercise price: | |||||||||||||||
HK$12.240 | |||||||||||||||
(18/05/2017) | |||||||||||||||
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||
(Note 1) |
11. Share Option Scheme adopted by shareholders* exercise price:
HK$9.654 (18/05/2017)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
12. Share Option Scheme adopted by shareholders* exercise price:
HK$12.0440 (18/05/2017)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
March 2019
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) (Continued)
Particulars of share | No. of new shares | No. of new shares | |||||||||||||
option scheme | of issuer issued | of issuer which may | |||||||||||||
including EGM | during the month | be issued pursuant | |||||||||||||
approval date | Movement during the month | pursuant thereto | thereto as at close | ||||||||||||
(dd/mm/yyyy) and | of the month | ||||||||||||||
class of shares | |||||||||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | |||||||||||
13. Share Option | |||||||||||||||
Scheme adopted | |||||||||||||||
by shareholders* | |||||||||||||||
exercise price: | |||||||||||||||
HK$12.4080 | |||||||||||||||
(18/05/2017) | |||||||||||||||
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||
(Note 1) |
14. Share Option Scheme adopted by shareholders* exercise price:
HK$9.834 (18/05/2017)
ordinary shares | 0 | 0 | 0 | 0 | 0 | 0 |
(Note 1)
15. Share Option | |||||||||||||||||
Scheme adopted | |||||||||||||||||
by shareholders* | |||||||||||||||||
exercise price: | |||||||||||||||||
HK$11.0920 | |||||||||||||||||
(18/05/2017) | |||||||||||||||||
ordinary shares | 0 | 9,825,134 | 0 | 0 | 9,825,134 | 0 | |||||||||||
(Note 1) | |||||||||||||||||
Total A. | (Ordinary shares) | 9,825,134 | |||||||||||||||
(Preference shares) | N/A | ||||||||||||||||
(Other class) | N/A | ||||||||||||||||
Total funds raised during the month from exercise | |||||||||||||||||
of options (State currency) | HK$108,980,386.328 | ||||||||||||||||
* No. of share options as at 31 January 2020: 14,702,928 share options (unvested)
March 2019
Warrants to Issue Shares of the Issuer which are to be Listed
No. of new | No. of new | |||||
shares of | shares of | |||||
issuer | issuer which | |||||
issued | may be | |||||
during the | issued | |||||
Nominal value | month | pursuant | ||||
Currency | at close of | Exercised | Nominal value | pursuant | thereto as at | |
Description of warrants | of nominal | preceding | during the | at close of the | thereto | close of the |
(Date of expiry - dd/mm/yyyy) | value | month | month | month | month |
1. N/A
( | / | / | ) |
Stock code (if listed) | |||
Class of shares | |||
issuable (Note 1) | |||
Subscription price | |||
EGM approval date | |||
(if applicable) | |||
(dd/mm/yyyy) | |||
2. N/A | |||
( | / | / | ) |
Stock code (if listed) | |||
Class of shares | |||
issuable (Note 1) | |||
Subscription price | |||
EGM approval date | |||
(if applicable) | |||
(dd/mm/yyyy) | |||
3. N/A | |||
( | / | / | ) |
Stock code (if listed) |
Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( | / | / | ) |
( | / | / | ) |
( | / | / | ) |
March 2019
Warrants to Issue Shares of the Issuer which are to be Listed (Continued)
No. of new | No. of new | ||||||||||||||||||
shares of | shares of | ||||||||||||||||||
issuer | issuer which | ||||||||||||||||||
issued | may be | ||||||||||||||||||
during the | issued | ||||||||||||||||||
Nominal value | month | pursuant | |||||||||||||||||
Currency | at close of | Exercised | Nominal value | pursuant | thereto as at | ||||||||||||||
Description of warrants | of nominal | preceding | during the | at close of the | thereto | close of the | |||||||||||||
(Date of expiry - dd/mm/yyyy) | value | month | month | month | month | ||||||||||||||
4. N/A | |||||||||||||||||||
( | / / | ) | |||||||||||||||||
Stock code (if listed) | |||||||||||||||||||
Class of shares | |||||||||||||||||||
issuable (Note 1) | |||||||||||||||||||
Subscription price | |||||||||||||||||||
EGM approval date | |||||||||||||||||||
(if applicable) | |||||||||||||||||||
(dd/mm/yyyy) | ( / / | ) | |||||||||||||||||
Total B. (Ordinary shares) | N/A | ||||||||||||||||||
(Preference shares) | N/A | ||||||||||||||||||
(Other class) | N/A | ||||||||||||||||||
March 2019
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new | No. of new | |||||
shares of | shares of | |||||
issuer | issuer which | |||||
issued | may be issued | |||||
during the | pursuant | |||||
Amount at | month | thereto as at | ||||
Currency of | close of | Converted | Amount at | pursuant | close of the | |
amount | preceding | during the | close of the | thereto | month | |
Class and description | outstanding | month | month | month |
1. 4.50% Secured Guaranteed Convertible Bonds due 2023
HK$ | 7,830 million | 0 | 7,830 million | 0 | 657,983,193 |
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
2. N/A
N/A
Ordinary Shares
HK$11.90
( | / | / | ) |
Stock code (if listed) | ||
Class of shares | ||
issuable (Note 1) | ||
Subscription price | ||
EGM approval date | ||
(if applicable) | ||
(dd/mm/yyyy) | ( / / | ) |
3. N/A |
Stock code (if listed) | ||
Class of shares | ||
issuable (Note 1) | ||
Subscription price | ||
EGM approval date | ||
(if applicable) | ||
(dd/mm/yyyy) | ( / / | ) |
March 2019
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) (Continued)
No. of new | No. of new | |||||||||||||||||
shares of | shares of | |||||||||||||||||
issuer | issuer which | |||||||||||||||||
issued | may be | |||||||||||||||||
during the | issued | |||||||||||||||||
month | pursuant | |||||||||||||||||
Amount at | pursuant | thereto as at | ||||||||||||||||
Currency of | close of | Converted | Amount at | thereto | close of the | |||||||||||||
amount | preceding | during the | close of the | month | ||||||||||||||
Class and description | outstanding | month | month | month | ||||||||||||||
4. N/A | ||||||||||||||||||
Stock code (if listed) | ||||||||||||||||||
Class of shares | ||||||||||||||||||
issuable (Note 1) | ||||||||||||||||||
Subscription price | ||||||||||||||||||
EGM approval date | ||||||||||||||||||
(if applicable) | ||||||||||||||||||
(dd/mm/yyyy) | ( / / | ) | ||||||||||||||||
Total C. (Ordinary shares) | N/A | |||||||||||||||||
(Preference shares) | N/A | |||||||||||||||||
(Other class) | N/A | |||||||||||||||||
March 2019
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
No. of new shares | No. of new shares of | ||||||
of issuer issued | issuer which may be | ||||||
during the month | issued pursuant | ||||||
pursuant thereto | |||||||
thereto as at close of | |||||||
Full particulars including EGM approval date (dd/mm/yyyy), | the month | ||||||
if applicable, and class of shares issuable: | |||||||
1. The total number of written call options was 657,535,970. | |||||||
Each option entitles the option holder to subscribe for one | |||||||
ordinary share of the Company at the strike | price | of | |||||
HK$16.94. Please refer to the circular of the Company | |||||||
dated 11 April 2019 for the principal terms of the options and | |||||||
the announcement of the Company dated 12 September | |||||||
2019. | |||||||
(Note*: The total number of 657,535,970 written call options | |||||||
is exercisable only at their respective expiry dates ranging | |||||||
from 14 September 2023 and 24 November 2023.) | 0 | 0 | |||||
(16/05/2019) | |||||||
ordinary shares (Note 1) | (Note*) | ||||||
2. | N/A | ||||||
( | / | / | ) | ||||
shares (Note 1) | |||||||
3. | N/A | ||||||
( | / | / | ) | ||||
shares (Note 1) | |||||||
Total D. (Ordinary shares) | N/A | ||||||
(Preference shares) | N/A | ||||||
(Other class) | N/A | ||||||
March 2019
Other Movements in Issued Share Capital
No. of new | No. of new | |||||||||||||
shares of issuer | shares of | |||||||||||||
issued during the | issuer which | |||||||||||||
month pursuant | may be | |||||||||||||
thereto | issued | |||||||||||||
pursuant | ||||||||||||||
thereto as at | ||||||||||||||
close of the | ||||||||||||||
Type of Issue | month | |||||||||||||
Class | of | shares | N/A | |||||||||||
issuable (Note 1) | ________ | |||||||||||||
1. | Rights issue | At | State | Issue and allotment | ||||||||||
price: | currency | |||||||||||||
date: (dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
Class | of | shares | N/A | |||||||||||
issuable (Note 1) | ________ | |||||||||||||
2. | Open offer | At | State | Issue and allotment | ||||||||||
price: | currency | |||||||||||||
date: (dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
Class | of | shares | N/A | |||||||||||
issuable (Note 1) | ________ | |||||||||||||
3. | Placing | At | State | Issue and allotment | ||||||||||
price: | currency | |||||||||||||
date: (dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
March 2019
Other Movements in Issued Share Capital (Continued)
No. of new | No. of new | |||||||||||||
shares of issuer | shares of | |||||||||||||
issued during | issuer which | |||||||||||||
the month | may be issued | |||||||||||||
pursuant thereto | pursuant | |||||||||||||
thereto as at | ||||||||||||||
close of the | ||||||||||||||
month | ||||||||||||||
Type of Issue | ||||||||||||||
Class | of | shares | N/A | |||||||||||
issuable (Note 1) | ________ | |||||||||||||
4. | Bonus issue | Issue and allotment | ||||||||||||
date: (dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
Class | of | shares | N/A | |||||||||||
issuable (Note 1) | ________ | |||||||||||||
5. | Scrip dividend | At | State | Issue and allotment | ||||||||||
price: | currency | |||||||||||||
date: (dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
6. | Repurchase of | Class | of | shares | N/A | |||||||||
repurchased | ||||||||||||||
shares | ||||||||||||||
________ | ||||||||||||||
(Note 1) | ||||||||||||||
Cancellation date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
March 2019
Other Movements in Issued Share Capital (Continued)
No. of new | No. of new | |||||||||||||
shares of issuer | shares of | |||||||||||||
issued during the | issuer which | |||||||||||||
month pursuant | may be | |||||||||||||
thereto | issued | |||||||||||||
pursuant | ||||||||||||||
thereto as at | ||||||||||||||
close of the | ||||||||||||||
Type of Issue | month | |||||||||||||
Class | of | shares | N/A | |||||||||||
redeemed (Note 1) | ________ | |||||||||||||
7. | Redemption of | Redemption date: | ||||||||||||
shares | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
Class | of | shares | N/A | |||||||||||
issuable (Note 1) | ________ | |||||||||||||
8. | Consideration | At | State | Issue and allotment | ||||||||||
issue | price: | currency | ||||||||||||
date: (dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
Class | of | shares | N/A | |||||||||||
issuable (Note 1) | ________ | |||||||||||||
9. | Capital | Issue and allotment | ||||||||||||
reorganisation | ||||||||||||||
date: (dd/mm/yyyy) | ( | / | / | ) | ||||||||||
EGM approval date: | ||||||||||||||
(dd/mm/yyyy) | ( | / | / | ) | ||||||||||
March 2019
Other Movements in Issued Share Capital (Continued)
No. of new | No. of new | |||||||||
shares of issuer | shares of | |||||||||
issued during the | issuer which | |||||||||
month pursuant | may be | |||||||||
thereto | issued | |||||||||
pursuant | ||||||||||
thereto as at | ||||||||||
close of the | ||||||||||
Type of Issue | month | |||||||||
Class of shares | N/A | |||||||||
issuable (Note 1) | ________ | |||||||||
10. Other | At | State | ||||||||
(Please | Issue and allotment | |||||||||
price: | currency | |||||||||
specify) | date: (dd/mm/yyyy) | ( | / | / | ) | |||||
EGM approval date: | ||||||||||
(dd/mm/yyyy) | ( | / | / | ) |
Total E. (Ordinary shares) | N/A |
(Preference shares) | N/A |
(Other class) | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) | 9,825,134 |
(2) | N/A |
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): | N/A |
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | N/A |
(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)
March 2019
IV. Confirmations
We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:
(Note 2)
- all money due to the listed issuer in respect of the issue of securities has been received by it;
- all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
- all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;
- all the securities of each class are in all respects identical (Note 3);
- all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;
- all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;
- completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
- the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.
Remarks (if any):
Submitted by: LUO Jie
Title: Joint Company Secretary
(Director, Secretary or other duly authorised officer)
March 2019
Notes:
- State the class of shares (e.g. ordinary, preference or other).
- Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.
- "Identical" means in this context:
- the securities are of the same nominal value with the same amount called up or paid up;
- they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
- they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
- If there is insufficient space, please append the prescribed continuation sheet.
March 2019
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Country Garden Holdings Company Limited published this content on 03 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 February 2020 01:54:04 UTC