TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer

EJF Investments Ltd

IFC 1, The Esplanade,

of existing shares to which voting rights are

St Helier,

attachedii:

JE1 4BP, Jersey

LEI - 549300XZYEQCLA1ZAT25

1b. Please indicate if the issuer is a non-UK issuer

(please mark with an "X" if appropriate)

Non-UK issuer

X

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Newton Investment Management Limited

City and country of registered office (if applicable)

London, England

4. Full name of shareholder(s) (if different from 3.)v

Name

N/A

City and country of registered office (if applicable)

N/A

5. Date on which the threshold was crossed or

01 July 2019

reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):

02 July 2019

7. Total positions of person(s) subject to the notification obligation

% of voting rights

% of voting rights

Total number of

through financial in-

Total of both in %

attached to shares

voting rights of

struments

(8.A + 8.B)

(total of 8. A)

issuervii

(total of 8.B 1 + 8.B 2)

Resulting situation

on the date on which

6.10%

N/A

6.10%

64,175,306

threshold was

crossed or reached

1

Position of previous

N/A

N/A

N/A

notification (if

applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of

Number of voting rightsix

% of voting rights

shares

ISIN code (if possible)

Direct

Indirect

Direct

Indirect

(Art 9 of Directive

(Art 10 of Directive

(Art 9 of Directive

(Art 10 of Directive

2004/109/EC) (DTR5.1)

2004/109/EC)

2004/109/EC) (DTR5.1)

2004/109/EC)

(DTR5.2.1)

(DTR5.2.1)

Ordinary shares

3,914,365

N/A

6.10%

N/A

JE00BF0D1M25

SUBTOTAL 8. A

3,914,365

6.10%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Number of voting rights

Type of financial

Expiration

Exercise/

that may be acquired if

% of voting rights

instrument

datex

Conversion Periodxi

the instrument is

exercised/converted.

N/A

N/A

N/A

N/A

N/A

SUBTOTAL 8. B 1

N/A

N/A

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive

2004/109/EC (DTR5.3.1.1 (b))

Type of financial

Expiration

Exercise/

Physical or

Number of

Conversion

cash

% of voting rights

x

instrument

date

Period xi

settlementxii

voting rights

N/A

N/A

N/A

N/A

N/A

N/A

SUBTOTAL

N/A

N/A

8.B.2

2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not

X

control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Fullchain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

% of voting rights if it

% of voting rights

Total of both if it

through financial in-

equals or is higher

equals or is higher

Namexv

struments if it equals

than the notifiable

or is higher than the

than the notifiable

threshold

threshold

notifiable threshold

N/A

N/A

N/A

N/A

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional informationxvi

Place of completion

Uniondale, New York

Date of completion

02 July 2019

3

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EJF Investments Ltd. published this content on 03 July 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 July 2019 09:22:04 UTC