Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
On December 21, 2021, Energy Focus, Inc. (the "Company") received a letter from
the Listing Qualifications staff of The Nasdaq Stock Market ("Nasdaq") notifying
the Company that, as a result of the resignation of a director, as previously
disclosed, from the Company's Board of Directors and its Audit and Finance
Committee, the Company is not in compliance with Nasdaq Listing Rule 5605, which
requires that the Company's Audit and Finance Committee be comprised of at least
three directors, all of whom are independent pursuant to the rules of Nasdaq and
applicable law. The notification letter has no immediate effect on the Company's
listing on the Nasdaq Capital Market.
The Nasdaq letter further provided that, pursuant to Nasdaq Listing Rule
5605(c)(4), the Company is entitled to a cure period to regain compliance with
Nasdaq Listing Rule 5605, which cure period will expire on the earlier of the
date of the Company's next annual shareholders' meeting or November 11, 2022,
or, if the next annual shareholders' meeting is held before May 10, 2022, then
the cure period will expire on May 10, 2022. The Company has commenced a search
for a new independent director, who would be expected to serve on the Company's
Audit and Finance Committee, or the Company will otherwise appoint a current
independent director to fill the vacancy on the committee.
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ENERGY FOCUS, INC. 
