604
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder | |
IQ Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) | GALILEO JAPAN TRUST |
122 465 990 | |
Morgan Stanley and its subsidiaries listed In Annexure A | |
Not Applicable |
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on The previous notice was dated
The holder became aware on
Previous and present voting power
March 3, 2016
March 2, 2016
February 29, 2016
March 7, 2016
The total number of votes attached to all the voting shares in the company or voting Interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
crass of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary Shares
7,624,879
7.24%
9,625,234
9.13%
Based on 105,385,415 Units outstanding
Based on 105,385,415 Units outstanding
Changes In relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant Interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of Securities affected | Person's votes affected |
03/01/2016 | Morgan Stanley Australla Securities Limited | Buv | 24,155.46 | 10,013 Full" "'aid units | 10,013 |
03/01/2016 | Morgan Stanley Australia Securities Limited | Buv | 1,417,309.82 | 580,685 Fullv naid units | 580,685 |
03/02/2016 | Morgan Stanley Australla Securities Limited | Buv | 334.28 | 137 Full" "aid units | 137 |
03/02/2016 | Morgan Stanley Australia Securities Limited | Buv | 1,051,172.44 | 428,403 Fullv na!d units | 428.403 |
03/02/2016 | Morgan Stanley Australia Securities Limited | Buv | 17,029.51 | 6,977 Fullv naid units | 6,977 |
03/03/2016 | Morgan Stanley Australia Securities Limited | Buv | 1,116,058.11 | 460,496 Full" naid units | 460.496 |
03/03/2016 | Morgan Stanley Australia Securities Limited | BU" | 1,211,815.00 | 500,000 Fullv oald units | 500,000 |
03/03/2016 | Morgan Stanley Australia Securities Limited | Buv | 17,531.99 | 7,206 Fullv oaid units | 7,206 |
03/03/2016 | Morgan Stanley Australla Securities Limited | Buv | 15,667.28 | 6,470 Fullv oaid units | 6.470 |
03/03/2016
Morgan Stanley Australla
Securities limited Sell 76.80 -32 Full aid units -32
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | ||||||
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder 18 | Nature of relevant interest l6l | Class and number of securities | Person's votes | |
Morgan Stanley & Co. International pie | Unknown | Not Applicable | Shares held or in respect of which the holder may | 2.525.912 | ||
exercise control over disposal in the ordinary course of sales and trading businesses. Right as lender to recall the shares under a securities lending agreement. | 2,525,912 Fully paid units | |||||
Morgan Stanley & Co. International pie | HSBC Custody Nominees (Australia) Limited | Not Applicable | Shares held or in respect of which the holder may exercise control over disposal in the ordinary course of sales and trading businesses. | 5,098,935 Fully paid units | 5.098.935 | |
Morgan Stanley Australia Securities Limited | Morgan Stanley Australla Securities (Nominee) Pty Limited | Not Applicable | Shares held or in respect of which the holder may exercise control over disposal In the ordinary course of sales and trading businesses. | 2,000,387 Fully paid units | 2,000,387 | |
Each of the entities (as Usted in Annexure A) in the Morgan Stanley j roup upstream of the above entities | Each of the above entities is a body corporate that each upstream entity controls and therefore has the relevant interests that the above entities collectively have. | 9,625,234 Fully paid units | 9,625,234 |
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of thelr association (9) with, the substantial holder fn relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Not applicable
Not applicable
Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Morgan Stanley | 1585 Broadway, New York 10036, USA |
Morgan Stanley & Co. International pie | 25 Cabot Square, Canary Wharf, London E14 4QA, United Kingdom |
Morgan Stanley Australia Securities Limited | Level 39 Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia |
Signature
print name Annie Gong capacity Executive Director
sign here date March 8, 2016
Annexure A
List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units stated in Section 4.
Name
Morgan Stanley
Morgan Stanley International Holdings Inc.
J Morgan Stanley International Lim ited
I I f-r-Morgan Stanley UK Group
I I I f-.-Morgan StanleyInvestments (UK)
I I I I f-r-Morgan Stanley & Co. nternational pie
Morgan Stanley International Incorporated
J Morgan Stanley (Austra lia) Securities Holdings pty Limited
I I Morgan Stanley Australia Securities Limited
Signature
print name Annie Gong | capacity | Executive Director |
sign here | date | March 8, 2016 |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be Included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided Into separate classes.
The total number of votes attached to all the voting shares in the company or voting Interests in the scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" ln section 9 of the Corporations Act 2001.
If the substantial holder Is unable to determine the Identity of the person (eg. if the relevant interest arises because of an option) write unknown.'"
Details of the·consideration must include any and all benefits, moneys and other, that any person frorriwhom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit Is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Galileo Japan Trust issued this content on 08 March 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 08 March 2016 01:55:54 UTC
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