ITEM 3.02 UNREGISTERED SALE OF EQUITY SECURITIES
The following sets forth the information required by Item 701 of Regulation S-B
with respect to the unregistered sales of equity securities by
a. Effective
Public Investor Relations Agreement described in Item 8.01 below, the Company granted toGateway Group, Inc. , aCalifornia corporation an option to purchase 30,000 shares of common stock of the Company at an exercise price of$6.00 per share (the "Option"). The Option has a cashless exercise provision, is fully vested as ofJanuary 6, 2022 , and is exercisable for a period of three years.
b. The Company paid no fees or commissions in connection with the issuance of the
Option.
c. The sale of the Option was undertaken without registration under the
Securities Act in reliance upon an exemption from the registration requirements of the Securities Act set forth in Sections 4(2) thereunder. We did not engage in any public advertising or general solicitation in connection with this transaction, and we provided the investor with disclosure of all aspects of our business, including providing the investor with our reports filed with theSecurities and Exchange Commission and other financial, business and corporate information. ITEM 8.01 OTHER EVENTS
On
ITEM 9.01: FINANCIAL STATEMENTS AND EXHIBITS
Item Title 99.1 Financial Public Investor Relations Agreement 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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