Item 2.02. Results of Operations and Financial Condition

On May 10, 2023, Hennessy Advisors, Inc. issued a press release announcing its financial results for the fiscal quarter ended March 31, 2023. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8­K and is incorporated by reference herein.

Item 7.01. Regulation FD Disclosure

On May 10, 2023, the Company issued a press release announcing that it had declared a cash dividend of $0.1375 per share on its common stock. The cash dividend is payable June 5, 2023, to shareholders of record at the close of business on May 23, 2023. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8­K and is incorporated by reference herein.

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