Item 8.01. Other Events.
On July 30, 2021, Dr. Thomas A.J. Frank, Executive Vice President and Chief
Information Officer of Interactive Brokers Group, Inc. (the "Company"), adopted
a Rule 10b5-1 trading plan to sell 2,000,000 of the Company's Class A common
stock received in partial redemption of his interests in IBG Holdings LLC as
more fully described in the prospectus supplement filed on Form 424b5 (File No.
333-240121) (the "Prospectus Supplement") with the Securities and Exchange
Commission ("SEC") on July 30, 2021. Dr. Frank entered into the plan as part of
his personal long-term investment strategy for tax, asset diversification and
liquidity.
Under the terms of the plan, Dr. Frank intends to sell the shares of the
Company's Class A common stock over time at prevailing market prices, subject to
the terms of the plan and SEC Rule 144. Dr. Frank will not have any control over
the timing of the stock sales under the plan. The transactions will occur until
the earlier of the date on which all shares are sold, July 20, 2022 or the plan
is terminated in accordance with its terms and applicable laws. All transactions
under the plan will be disclosed in accordance with applicable securities laws,
rules and regulations through appropriate filings with the SEC, as applicable.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
Exhibit
Number Description
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded
within the Inline XBRL Document).
(*) Filed herewith.
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