Miton Global Opportunities : Holdings in Company - Schroders (20/07/17)
July 20, 2017 at 07:09 am EDT
Share
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tachedii:
Miton Global Opportunities plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii: Type 1 Disclosure as per the Transparency Directive II Regulation
X
3. Details of person subject to the notification obligationiv
Name
Schroders plc
City and country of registered office (if applicable)
London, UK
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
18.07.2017
6. Date on which issuer notified (DD/MM/YYYY):
19.07.2017
7. Total positions of person(s) subject to the notification obligation
% of voting rights at- tached to shares (to- tal of 8. A)
% of voting rights through financial instru- ments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of is- suervii
Resulting situation on the date on which threshold was crossed or reached
4.351%
N/A
4.351%
25,279,985
Position of previous notification (if applicable)
5.104%
N/A
5.104%
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0034365949
1,100,000
4.351%
SUBTOTAL 8. A
1,100,000
4.351%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial in-
Expiration
Exercise/
Number of voting rights
% of voting rights
that may be acquired if
strument
datex
Conversion Periodxi
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration datex
Exercise/ Conversion Pe- riod xi
Physical or cash settlementxii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Schroders plc
Schroder Administration Limited
Schroder Wealth Holdings Limited
Schroder & Co. Limited
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
London
Date of completion
19.07.2017
Miton Global Opportunities plc published this content on 20 July 2017 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 20 July 2017 11:08:41 UTC.
MIGO Opportunities Trust plc is a United Kingdom-based investment company. The investment objective of the Company is to outperform Sterling Overnight Average (SONIA) plus 2% (the benchmark) over the longer term, principally through exploiting the pricing of closed-end funds. The Company intends to achieve this objective by investing primarily in a portfolio of closed-ended investment funds listed on the United Kingdom stock market where the manager has assessed that the share price does not reflect the fair value of the underlying assets. It invests in closed-end investment funds traded on the London Stock Exchangeâs main market but has the flexibility to invest in investment funds listed or dealt on other recognized stock exchanges, in unlisted closed-end funds (including funds traded on AIM) and in open-ended investment funds. Its asset allocation consists of equity, private equity, mining, alternatives, and cash. Premier Fund Managers Limited is the Company's investment manager.