MORPHOSYS AG
DGAP Voting Rights Announcement: MorphoSys AG
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-05-04 / 16:00
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
27 Apr 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 0.04 % 5.14 % 5.18 % 32890046
Previous 0.27 % 4.95 % 5.21 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE0006632003 0 12369 0.00 % 0.04 %
US6177602025 0 247 0.00 % 0.0008 %
Total 12616 0.04 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
Right To Recall Open 342176 1.04 %
Convertible Bond 16.10.2025 265062 0.81 %
Call Option 21.05.2021 16500 0.05 %
Total 623738 1.90 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Put Warrant 31.12.2030 Cash 29488 0.09 %
CFD 17.03.2031 Cash 550760 1.67 %
Call Warrant 31.12.2030 Cash 178884 0.54 %
Swap 31.12.2030 Cash 307859 0.94 %
Total 1066990 3.24 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
The Goldman Sachs % % %
Group, Inc.
GSAM Holdings LLC % % %
Goldman Sachs Asset % % %
Management, L.P.
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs (UK) % % %
L.L.C.
Goldman Sachs Group UK % % %
Limited
Goldman Sachs % % %
International Bank
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman, Sachs & Co. % % %
Wertpapier GmbH
- % % %
The Goldman Sachs % % %
Group, Inc.
FOLIO FINANCIAL, INC. % % %
Folio Investments Inc. % % %
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs (UK) % % %
L.L.C.
Goldman Sachs Group UK % % %
Limited
Goldman Sachs % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
30 Apr 2021
----------------------------------------------------------------------------------------------------------------------- 2021-05-04 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com
End of News DGAP News Service
=------------ 1191744 2021-05-04
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May 04, 2021 10:02 ET (14:02 GMT)
