ITEM 5.07 Submission of Matters to a Vote of Security Holders.

The 2022 Annual Meeting was held on June 2, 2022. Proxies for the meeting were solicited by NeoPhotonics Corporation's (the "Company") Board of Directors (the "Board") pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended, and there was no solicitation in opposition to the Board's solicitations. At the Annual Meeting, 53,468,777 common shares were represented in person or by proxy. The final votes on the proposals presented at the meeting were as follows:

Proposal 1:

Kimberly Y. Chainey, Rajiv Ramaswami PhD, and Ihab Tarazi were elected as Class III directors to hold office until the 2025 Annual Meeting of the Company's stockholders by the following vote:



        Nominee                  For             Withheld          Broker Non-Votes
Kimberly Y. Chainey          34,722,302        1,275,039            7,546,757
Rajiv Ramaswami PhD          35,835,698          161,643            7,546,757
Ihab Tarazi                  35,901,487           95,854            7,546,757



Proposal 2:

The selection by the Audit Committee of the Board of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022 was ratified by the following vote:



      For             Against         Abstain         Broker Non-Votes
  43,386,445        135,399          22,254                            0

--------------------------------------------------------------------------------

© Edgar Online, source Glimpses