Ontrak : Submission of Matters to a Vote of Security Holders - Form 8-K
October 03, 2023 at 08:44 am EDT
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Item 5.07
Submission of Matters to a Vote of Security Holders.
At the annual meeting of stockholders of Ontrak, Inc. ("Ontrak," "we," "us," or "our") held on September 28, 2023 (the "Annual Meeting") , two proposals were voted upon by our stockholders. The proposals are described in detail in our definitive proxy statement for the meeting filed with the U.S. Securities and Exchange Commission on August 30, 2023. Below is a brief description of, and the final results of the votes for, each proposal.
Proposal 1: Each of the director nominees identified below was elected to hold office until our 2024 annual meeting of stockholders, and until their respective successors are elected and qualified, by the votes set forth below.
Nominee
Votes For
Votes Withheld
Broker Non-Votes
Richard A. Berman
2,376,813
35,401
123,134
Michael Sherman
2,356,807
55,407
123,134
James M. Messina
2,347,520
64,694
123,134
No directors were elected to the two seats on our board of directors (the "Preferred Seats") that are to be elected by the holders of our 9.50% Series A Cumulative Perpetual Preferred Stock ("Preferred Stock"). While a holder of our Preferred Stock (the "Nominating Holder") notified us that he intended to nominate himself and another individual for election to the Preferred Seats, the Nominating Person did not thereafter comply with the applicable requirements of our Amended and Restated Bylaws for such nominations to be made at the Annual Meeting, and a quorum of the holders of our Preferred Stock was not present at the Annual Meeting. Accordingly, the holders of Preferred Stock did not vote at the Annual Meeting and no persons were elected to the Preferred Seats, which remain vacant.
Proposal 2: Our stockholders ratified the appointment of EisnerAmper LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023, by the votes set forth below.
Ontrak Inc. published this content on 02 October 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 October 2023 12:43:10 UTC.
Ontrak, Inc. is an artificial intelligence (AI) and telehealth-enabled healthcare company. The Company identifies, engages, activates, and provides care pathways to treatment for the most vulnerable members of the behavioral health population who would otherwise fall through the cracks of the healthcare system. It engages individuals with anxiety, depression, substance-use disorders and chronic disease through personalized care coaching and customized care pathways that help them receive the treatment and advocacy they need, despite the socio-economic, medical and health system barriers that exacerbate the severity of their comorbid illnesses. Its technology-enabled platform utilizes claim-based analytics and predictive modeling to provide analytic insights throughout the delivery of its personalized care program. The Company integrates evidence-based psychosocial and medical interventions delivered either in-person or via telehealth, along with care coaches.
ONTRAK, INC. 
