Company Oppenheimer Holdings Inc.

Equities

OPY

US6837971042

Investment Banking & Brokerage Services

Business Summary

Sales per Business

Sales per region

Managers

Members of the board

Share class

Shareholders

Company contact information

Sector

Sales per Business

Sales per region

Sector Other Investment Banking & Brokerage Services

Market Closed - Nyse Other stock markets 04:00:01 2024-04-25 pm EDT			5-day change	1st Jan Change
38.96 ^USD	-0.13%		+3.95%	-5.71%

Mar. 19	Sector Update: Financial Stocks Higher Tuesday Afternoon	MT
Mar. 19	U.S. Bank, Oppenheimer Ordered by CFTC to Pay Fines for Recordkeeping, Supervision Issues	MT

Oppenheimer Holdings Inc. is a middle-market investment bank and full-service broker-dealer. The Company is engaged in a range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity and fixed income research, market-making, trust services and investment advisory and asset management services. The Companyâs segments include Private Client, Asset Management and Capital Markets. The Company has approximately 90 retail branch offices in the United States and institutional businesses located in London, Tel Aviv, and Hong Kong. Its private client services include full-service brokerage, wealth planning and margin lending. The Company's asset management services include separately managed accounts, mutual fund managed accounts, discretionary advisory accounts, non-discretionary advisory accounts, alternative investments, portfolio enhancement program and others.

Number of employees: 2,923

USD in Million	2022	Weight	2023	Weight	Delta
Private Client 64.2 %	676	60.8 %	802	64.2 %	+18.66%
Capital Markets 27.7 %	338	30.4 %	346	27.7 %	+2.39%
Asset Management 7.1 %	99	8.9 %	88	7.1 %	-10.89%
Corporate/Other 1.0 %	-2	-0.2 %	13	1.0 %	-807.05%

USD in Million	2022	Weight	2023	Weight	Delta
Americas 96.1 %	1,058	95.3 %	1,200	96.1 %	+13.36%
Europe/Middle East 3.7 %	47	4.2 %	46	3.7 %	-1.25%
Asia 0.2 %	6	0.5 %	3	0.2 %	-51.05%

Managers	Title	Age	Since
Albert Lowenthal CEO	Chief Executive Officer	78	84-12-31
Brad M. Watkins DFI	Director of Finance/CFO	42	22-07-31
Robert Lowenthal PSD	President	47	98-12-31
Leon Molokie COO	Chief Operating Officer	-	86-12-31
Douglas Siegel CMP	Compliance Officer	-	16-01-31
Thomas Riordan CTO	Chief Tech/Sci/R&D Officer	-	07-12-31
A. Oughtred BRD	Director/Board Member	80	78-12-31
Joan D. Khoury SAM	Sales & Marketing	60	14-12-31
Dennis McNamara LAW	General Counsel	-	-

Members of the board	Title	Age	Since
Albert Lowenthal CEO	Chief Executive Officer	78	84-12-31
William Ehrhardt BRD	Director/Board Member	80	07-12-31
A. Oughtred BRD	Director/Board Member	80	78-12-31
R. Roth BRD	Director/Board Member	66	18-07-24
Stacy J. Kanter BRD	Director/Board Member	65	23-10-24
Timothy Dwyer BRD	Director/Board Member	62	15-12-31
Evan Behrens BRD	Director/Board Member	54	16-04-30
Paul Friedman BRD	Director/Board Member	68	15-07-06
Robert Lowenthal PSD	President	47	98-12-31
Teresa Glasser BRD	Director/Board Member	64	18-05-13

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	99,665	0	0	57.07 %
Stock B	1	10,357,376	5,967,900 ( 57.62 %)	0

Name	Equities	%	Valuation
Albert Lowenthal 31.78 %	3,291,692	31.78 %	131 M $
Morris Propp 8.616 %	892,443	8.616 %	36 M $
Dimensional Fund Advisors LP 4.982 %	516,047	4.982 %	21 M $
JB Capital Partners LP 4.576 %	473,954	4.576 %	19 M $
Greenwich Wealth Management LLC 2.952 %	305,703	2.952 %	12 M $
Vanguard Global Advisers LLC 2.630 %	272,360	2.630 %	11 M $
BlackRock Advisors LLC 1.956 %	202,635	1.956 %	8 M $
RBF Capital LLC 1.651 %	170,980	1.651 %	7 M $
Manulife Investment Management Ltd. 1.075 %	111,387	1.075 %	4 M $
AQR Capital Management LLC 0.9605 %	99,484	0.9605 %	4 M $

Name	Equities	%	Valuation
Albert Lowenthal 97.45 %	97,128	97.45 %	4 M $
Robert Lowenthal 0.6522 %	650	0.6522 %	25 948 $

Oppenheimer Holdings, Inc.

85 Broad Street 22nd floor

10004-2434, New York

http://www.oppenheimer.com

Financials

Banking & Investment Services

Investment Banking & Investment Services

Investment Banking & Brokerage Services

Other Investment Banking & Brokerage Services

	1st Jan change	Capi.
OPPENHEIMER HOLDINGS INC.	-5.71%	407M
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CHARLES SCHWAB	+8.85%	137B
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CITIC SECURITIES COMPANY LIMITED	-10.75%	34.48B
RAYMOND JAMES FINANCIAL, INC.	+9.37%	25.28B
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LPL FINANCIAL HOLDINGS INC.	+16.61%	19.83B
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CHINA MERCHANTS SECURITIES CO., LTD.	+5.72%	15.79B

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