Orient Securities : LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS

(A joint stock company incorporated in the People's Republic of China with limited liability under the Chinese corporate name "東方證券股份有限公司" and carrying on business

in Hong Kong as "東方證券" (in Chinese) and "DFZQ" (in English))

(Stock Code: 03958)

LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS

The members of the board of directors (the "Board") of 東方證券股份有限公司 (the "Company") are set out below:

Executive Directors

Mr. PAN Xinjun (Chairman)

Mr. JIN Wenzhong (President)

Non-executive Directors

Mr. LIU Wei

Mr. WU Junhao

Mr. CHEN Bin

Mr. LI Xiang

Ms. XIA Jinghan

Mr. XU Jianguo

Mr. CHEN Xiaobo (employee representative director)

Independent Non-executive Directors

Mr. XU Guoxiang

Mr. TAO Xiuming

Mr. WEI Anning

Mr. XU Zhiming

Mr. JIN QingLu

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There are four Board committees. The table below provides membership information of these committees on which Board members serve.

Board		Compliance
Committee	Strategy	and Risk		Remuneration
	Development	Management	Audit	and Nomination
Director	Committee	Committee	Committee	Committee
Mr. PAN Xinjun	C	C
Mr. JIN Wenzhong	M	M
Mr. LIU Wei				M
Mr. WU Junhao	M		M
Mr. CHEN Bin				M
Mr. LI Xiang		M
Ms. XIA Jinghan		M
Mr. XU Jianguo			M
Mr. CHEN Xiaobo
Mr. XU Guoxiang			M	M
Mr. TAO Xiuming		M
Mr. WEI Anning			M	C
Mr. XU Zhiming	M
Mr. JIN QingLu			C	M

Notes:

1. Chairman of the relevant Board committees
   M Member of the relevant Board committees

Hong Kong, March 5, 2020

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