TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
Petropavlovsk PLC | |
1a. Identity of the issuer or the underlying | Registered office: 11 Grosvenor Place, Belgravia |
issuer of existing shares to which voting | London, SW1X 7HH |
rights are attachedii: | Registered number: 04343841 |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
City and country of registered office (if applicable)
CABS Platform Limited
Gibraltar, British Overseas Territories
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
Banque SYZ SA
X
Quai des Bergues 1, CH-1201 Geneva, Switzerland
28 March 2018
INITIALLY: 30 March 2018, RE-SUBMISSION: 9 April 2018
7. Total positions of person(s) subject to the notification obligation
Resulting situation on the date on which threshold was crossed or reached Position of previous notification (if applicable)
% of voting rights attached to shares
(total of 8. A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)Total of both in %
(8.A + 8.B)
4.55%
n/a
Total number of voting rights of issuervii
1
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
GB0031544546 | 150,517,537 | 0 | 4.55% | 0 |
SUBTOTAL 8. A | 150,517,537 | 4.55% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Number of voting rights
that may be acquired if the instrument is exercised/converted.
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration datexExercise/ Conversion Period xiPhysical or cash settlementxiiNumber of voting rights
% of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | X | |||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | ||||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
CABS Platform Limited | 4.55% | 0% | 4.55% | |
10. In case of proxy voting, please identify: | |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held |
11. Additional informationxvi
This form is submitted to correct the form TR-1 submitted on behalf of CABS Platform Limited on 30 March 2018.
Due to a misunderstanding (a) full name of the shareholder was omitted from section 4 of the originally submitted form, and (b) the second column of section 7 of the originally submitted form was completed in error.
CABS Platform Limited requests that the originally submitted form is disregarded.
Place of completion | Gibraltar, British Overseas Territories |
Date of completion | 9 April 2018 |
Attachments
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Disclaimer
Petropavlovsk plc published this content on 10 April 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 10 April 2018 16:05:02 UTC