PINEWOOD TECHNOLOGIES GROUP PLC
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer Pendragon PLC
of existing shares to which voting rights are
attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
3. Full name of person(s) subject to the GMT Capital Corp
notification obligation: iii
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on 6/24/2016
which the threshold is crossed or
reached: v
6. Date on which issuer notified: 6/27/2016
7. Threshold(s) that is/are crossed or 8%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
transaction
if possible using
the ISIN CODE Number Number Number Number of voting % of voting rights x
of of of shares rights
Shares Voting
Rights Direct Direct xi Indirect Direct Indirect
xii
GB00B1JQBT10 115634579 115634579 117447679 117447679 8.059
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting rights % of voting rights
instrument price date xvii Conversion instrument refers to xix, xx
period xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
117,447,679 8.059
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Bay Resource Partners LP
Bay Ii Resource Partners LP
Bay Resource Partners Offshore Master Fund LP
Lyxor/Bay Resource Partners Offshore Fund Ltd
Thomas Claugus
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Richard Maloney
15. Contact telephone number: 01623 725119
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name GMT Capital Corp
(including legal form of legal entities)
Contact address 2300 Windy Ridge Parkway Suite 550 South
(registered office for legal entities) Atlanta GA 30339
Phone number & email 770-989-8259 pmeyers@gmtcapital.com
Other useful information
(at least legal representative for legal
persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the
person or legal entity subject to the
notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
PENDRAGON PLC : - Holding(s) in Company
June 27, 2016 at 10:54 am EDT
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