Prudential : Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 September 2020

Monthly Return of Equity Issuer on Movements in Securities

For the month ended

(dd/mm/yyyy) :30/09/2020

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

Prudential plc

Date Submitted

8 October 2020

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code : 2378

Description :

Ordinary shares of GBP 0.05 each

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month N/A

Increase/(decrease)

Balance at close of the month

(2) Stock code : N/A

Description :

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

March 2019

2. Preference Shares

Stock code :

N/A

Description :

No. of

Par value

Authorised share

preference

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

Stock code :

N/A

Description :

No. of other

Par value

Authorised share

classes of

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month

(State currency) :

N/A

March 2019

II. Movements in Issued Share Capital

No. of ordinary shares

No of preference

No. of other

(1)

(2)

shares

classes of shares

Balance at close of

preceding month

2,608,940,051

N/A

N/A

N/A

Increase/ (decrease)

during the month

Nil

Balance at close of

the month

2,608,940,051

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

No. of new shares of

No. of new shares

option scheme

issuer issued during

of issuer which

including EGM

the month pursuant

may be issued

approval date

Movement during the month

thereto

pursuant thereto

(dd/mm/yyyy) and

as at close of the

class of shares

month

issuable

Granted

Exercised

Cancelled

Lapsed

1. 2013/2023

Prudential

Savings-

Related Share

Option Scheme

( / /

)

Ordinary shares

80,594

Nil

17,720

6,075

Nil

213,660

(Note 1)

2. 2011/2021 Prudential International Savings-

Related Share
Option Scheme
( / /	)
Ordinary shares	Nil	Nil	Nil	Nil	Nil	Nil

(Note 1)

3. 2012/2022 Prudential International Savings- Related Share Option Scheme for Non-

Employees
( / /	)
Ordinary shares	360,898	Nil	1,558	Nil	Nil	2,332,842

(Note 1)

March 2019

III. Details of Movements in Issued Share Capital (Continued)

Share Options (under Share Option Schemes of the Issuer) (Continued)

Particulars of share

No. of new shares of

No. of new shares

option scheme

issuer issued during

of issuer which

including EGM

the month pursuant

may be issued

approval date

Movement during the month

thereto

pursuant thereto

(dd/mm/yyyy) and

as at close of the

class of shares

month

issuable

Granted

Exercised

Cancelled

Lapsed

4. 2011

Prudential

Agency

Long Term

Incentive

Plan

(

/

/

)

Ordinary shares

31,231

Nil

Nil

Nil

Nil

7,317,472

(Note 1)

5. 2013

Prudential

Long Term

Incentive

Plan

(

/

/

)

Ordinary shares

37,140

20,302

19,576

15

Nil

17,802,553

(Note 1)

Total A. (Ordinary shares)

Nil

(Preference shares)

N/A

(Other class)

N/A

Total funds raised during the month from exercise of

options (State currency)

Nil

March 2019