Item 2.02. Results of Operations and Financial Condition.
On June 14, 2021, the Registrant posted an earnings release to the investors
page of its website (www.rafaelholdings.com) announcing its results of
operations for the fiscal quarter ended April 30, 2021. A copy of the earnings
release concerning the foregoing results is furnished herewith as Exhibit 99.1
and is incorporated herein by reference.
The Registrant is furnishing the information contained in this Report, including
Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities
and Exchange Commission (the "SEC"). This information shall not be deemed to be
"filed" with the SEC or incorporated by reference into any other filing with the
SEC unless otherwise expressly stated in such filing. In addition, this Report
and the press release contain statements intended as "forward-looking
statements" that are subject to the cautionary statements about forward-looking
statements set forth in the press release.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(d) On June 14, 2021, the Nominating Committee of the Board of Directors
("Board") of Rafael Holdings, Inc. (the "Company") elected Ameet Mallik, the
Company's Chief Executive Officer, Shannon Klinger and Mark McCamish to the
Company's Board until the 2022 Annual Meeting, or until his or her successor is
duly elected and qualified or until his or her earlier resignation or removal.
A copy of the June 14, 2021 press release relating to the above events is
attached hereto as Exhibit 99.2 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. Document
99.1 Press Release, dated June 14, 2021, reporting the results of
operations for the fiscal quarter ended April 30, 2021.
99.2 Press Release, dated June 14, 2021.
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