Company Rand Capital Corporation

Equities

RAND

US7521852076

Investment Management & Fund Operators

Business Summary

Sales per Business

Sales per region

Managers

Members of the board

Share class

Shareholders

Company contact information

Sector

Sector Venture Capital

Delayed Nasdaq Other stock markets 01:26:54 2024-04-26 pm EDT			5-day change	1st Jan Change
13.68 ^USD	-1.55%		-0.62%	+5.35%

Mar. 05	Transcript : Rand Capital Corporation, Q4 2023 Earnings Call, Mar 05, 2024
Mar. 05	Tranche Update on Rand Capital Corporation's Equity Buyback Plan announced on May 9, 2023.	CI

Rand Capital Corporation is an externally managed business development company (BDC). The Companyâs investment objective is to maximize total return to its shareholders with current income and capital appreciation by focusing its debt and related equity investments in privately held, lower middle market companies with committed and experienced managements in a variety of industries. The Company invests in businesses that have sustainable, differentiated and market proven products. The Company invest at least 70 % of total assets in qualifying assets and provide managerial assistance to the portfolio companies in which it invests. The Company's portfolio includes professional and business services, manufacturing, consumer product, software, distribution, automotive, and oil and gas. The Company's investment adviser is Rand Capital Management, LLC (RCM).

USD in Million	2022	Weight	2023	Weight	Delta
Investment & Related Activities 100.0 %	6	100.0 %	8	100.0 %	+24.09%

USD in Million	2022	Weight	2023	Weight	Delta
United States 100.0 %	6	100.0 %	8	100.0 %	+24.09%

Managers	Title	Age	Since
Daniel Penberthy CEO	Chief Executive Officer	61	97-07-31
Margaret Whalen Brechtel DFI	Director of Finance/CFO	58	01-12-31

Members of the board	Title	Age	Since
Erland Kailbourne BRD	Director/Board Member	82	99-03-31
Jayne K. Rand BRD	Director/Board Member	63	88-12-31
Ross B. Kenzie BRD	Director/Board Member	92	95-12-31
Robert Zak CHM	Chairman	66	04-12-31
Cari Jaroslawsky BRD	Director/Board Member	55	22-04-21
Adam Gusky BRD	Director/Board Member	50	19-11-07
Benjamin Godley BRD	Director/Board Member	-	19-11-07

	Vote	Quantity	Free-Float	Company-owned shares	Total Float
Stock A	1	2,648,916	618,670 ( 23.36 %)	67,895 ( 2.563 %)	23.36 %

Name	Equities	%	Valuation
East Asset Management LLC 64.25 %	1,658,212	64.25 %	23 M $
User- Friendly Holding LLC 7.818 %	201,777	7.818 %	3 M $
Shufro, Rose & Co. LLC 1.663 %	42,911	1.663 %	599 467 $
ING Investment Management (Hungary) Rt 1.116 %	28,795	1.116 %	402 266 $
Adam Gusky 1.074 %	27,719	1.074 %	387 234 $
Benjamin Godley 0.9686 %	25,000	0.9686 %	349 250 $
Robert Zak 0.7907 %	20,409	0.7907 %	285 114 $
Nottingham Advisors, Inc. 0.7411 %	19,129	0.7411 %	267 232 $
Ewing Morris & Co. Investment Partners Ltd. 0.7227 %	18,654	0.7227 %	260 596 $
Daniel Penberthy 0.6497 %	16,769	0.6497 %	234 263 $

Rand Capital Corp.

1405 Rand Building

14203, Buffalo

http://www.randcapital.com

Financials

Banking & Investment Services

Investment Banking & Investment Services

Investment Management & Fund Operators

Venture Capital

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Venture Capital