SARATOGA INVESTMENT CORP. : Financial Statements and Exhibits (form 8-K)

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits



Exhibit No.   Description
    1.1         Purchase Agreement, dated as of August 11, 2022, by and among
              Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg
              Thalmann & Co. Inc., as referral agent, and Eagle Point Credit
              Management, LLC, as agent of the several purchasers named in Appendix A
              thereto.

    4.1         Form of Indenture by and between the Company and U.S. Bank National
              Association, as trustee (incorporated by reference to Exhibit (d)(4) to
              Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2
              (File No. 333-186323) filed on April 30, 2013).

    4.2         Tenth Supplemental Indenture by and between the Company and U.S. Bank
              Trust Company National Association (as successor in interest for U.S.
              Bank National Association), as trustee (incorporated by reference to
              Exhibit 4.2 to Current Report on Form 8-K filed on April 27, 2022).

    4.3         Form of 6.00% Notes due 2027 (Incorporated by reference to Exhibit
              4.2 hereto) (incorporated by reference to Exhibit 4.2 to Current Report
              on Form 8-K filed on April 27, 2022).

    5.1         Opinion of Eversheds Sutherland (US) LLP.

   23.1         Consent of Eversheds Sutherland (US) LLP (including in Exhibit 5.1
              hereto).




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