For Main Board listed issuers

Next Day Disclosure Return

(Equity issuer - changes in issued share capital and/or share buybacks)

Name of listed issuer: Semiconductor Manufacturing International Corporation

Stock code: 981

Date submitted: 15 Sep 2020

Section I must be completed by a listed issuer where there has been a change in its issued share capital which is discloseable pursuant to rule 13.25A of the Rules (the "Listing Rules") Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the "Exchange").

Section II must also be completed by a listed issuer where it has made a repurchase of shares which is discloseable under rule 10.06(4)(a).

Description of securities: Ordinary Share

I.

Issued shares as a % of

Closing market price

% discount/premium

existing issued share capital

Issue price per share

per share of the

Issues of shares (Notes 6 and 7)

No. of shares

of issue price to

before relevant share issue

(Notes 1 and 7)

immediately preceding

market price (Note 7)

(Notes 4, 6 and 7)

business day (Note 5)

Opening balance as at

5,756,900,013

Hong Kong Shares

(Note 2)

1,938,463,000

4-Sep-2020

RMB Shares

(Note 3)

Issue of ordinary shares pursuant to

63,000

0.00325%

HKD 3.460

HKD 23.650

85.37% discount

exercise of share options granted under

600

0.00003%

HKD 5.200

HKD 23.650

78.01% discount

the 2004 Stock Option Plan (adopted on

16,541

0.00085%

HKD 6.400

HKD 23.650

72.94% discount

10 March 2004) other than by directors

9,600

0.00050%

HKD 6.600

HKD 23.650

72.09% discount

of the Company on 7 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

1,500

0.00008%

HKD 6.400

HKD 23.650

72.94% discount

exercise of share options granted under

5,000

0.00026%

HKD 7.080

HKD 23.650

70.06% discount

the 2014 Stock Option Plan (adopted on

9,963

0.00051%

HKD 8.500

HKD 23.650

64.06% discount

13 June 2013) other than by directors of

39,950

0.00206%

HKD 10.512

HKD 23.650

55.55% discount

the Company on 7 September 2020

Hong Kong Shares

For Main Board listed issuers

(Note 3)

Issue of ordinary shares pursuant to

3,920

0.00020%

HKD 8.500

HKD 18.240

53.40% discount

exercise of share options granted under

the 2014 Stock Option Plan (adopted on

13 June 2013) other than by directors of

the Company on 8 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

27,000

0.00139%

HKD 3.460

HKD 18.800

81.60% discount

exercise of share options granted under

100

0.00001%

HKD 4.550

HKD 18.800

75.80% discount

the 2004 Stock Option Plan (adopted on

10 March 2004) other than by directors

of the Company on 9 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

7,500

0.00039%

HKD 10.512

HKD 18.800

44.09% discount

exercise of share options granted under

the 2014 Stock Option Plan (adopted on

13 June 2013) other than by directors of

the Company on 9 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

10,000

0.00052%

HKD 3.460

HKD 18.420

81.22% discount

exercise of share options granted under

1,600

0.00008%

HKD 3.650

HKD 18.420

80.18% discount

the 2004 Stock Option Plan (adopted on

22,000

0.00113%

HKD 6.400

HKD 18.420

65.26% discount

10 March 2004) other than by directors

of the Company on 10 September 2020

Hong Kong Shares

For Main Board listed issuers

(Note 3)

Issue of ordinary shares pursuant to

13,460

0.00069%

HKD 8.500

HKD 18.420

53.85% discount

exercise of share options granted under

9,500

0.00049%

HKD 10.512

HKD 18.420

42.93% discount

the 2014 Stock Option Plan (adopted on

13 June 2013) other than by directors of

the Company on 10 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

81,416

0.00420%

HKD 3.460

HKD 18.240

81.03% discount

exercise of share options granted under

3,000

0.00015%

HKD 4.550

HKD 18.240

75.05% discount

the 2004 Stock Option Plan (adopted on

48,000

0.00248%

HKD 6.400

HKD 18.240

64.91% discount

10 March 2004) other than by directors

11,200

0.00058%

HKD 6.600

HKD 18.240

63.82% discount

of the Company on 11 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

19,460

0.00100%

HKD 8.500

HKD 18.240

53.40% discount

exercise of share options granted under

17,050

0.00088%

HKD 10.512

HKD 18.240

42.37% discount

the 2014 Stock Option Plan (adopted on

13 June 2013) other than by directors of

the Company on 11 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

35,666

0.00184%

HKD 3.460

HKD 19.480

82.24% discount

exercise of share options granted under

7,000

0.00036%

HKD 6.400

HKD 19.480

67.15% discount

the 2004 Stock Option Plan (adopted on

3,000

0.00015%

HKD 6.420

HKD 19.480

67.04% discount

10 March 2004) other than by directors

of the Company on 14 September 2020

Hong Kong Shares

For Main Board listed issuers

(Note 3)

Issue of ordinary shares pursuant to

12,880

0.00066%

HKD 8.500

HKD 19.480

56.37% discount

exercise of share options granted under

the 2014 Stock Option Plan (adopted on

13 June 2013) other than by directors of

the Company on 14 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to

9,000

0.00046%

HKD 3.460

HKD 19.160

81.94% discount

exercise of share options granted under

the 2004 Stock Option Plan (adopted on

10 March 2004) other than by directors

of the Company on 15 September 2020

Hong Kong Shares

(Note 3)

Issue of ordinary shares pursuant to the

1,889,440

0.09747%

HKD 9.250

HKD 19.160

51.72% discount

Terms and Conditions of the Zero

Coupon Convertible Bonds due 2022

Hong Kong Shares

Share repurchases

N/A

N/A

Closing balance as at

5,759,278,359

Hong Kong Shares

(Note 8)

1,938,463,000

15-Sep-2020

RMB Shares

Notes to Section I:

  1. Where shares have been issued at more than one issue price per share, a weighted average issue price per share should be given.
  2. Please insert the closing balance date of the last Next Day Disclosure Return published pursuant to rule 13.25A or Monthly Return pursuant to rule 13.25B, whichever is the later.

For Main Board listed issuers

  1. Please set out all changes in issued share capital requiring disclosure pursuant to rule 13.25A together with the relevant dates of issue. Each category will need to be disclosed individually with sufficient information to enable the user to identify the relevant category in the listed issuer's Monthly Return. For example, multiple issues of shares as a result of multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convertible notes, these must be disclosed as 2 separate categories.
  2. The percentage change in the listed issuer's issued share capital is to be calculated by reference to the listed issuer's total issued share capital (excluding for such purpose any shares repurchased or redeemed but not yet cancelled) as it was immediately before the earliest relevant event which has not been disclosed in a Monthly Return or Next Day Disclosure Return.
  3. Where trading in the shares of the listed issuer has been suspended, "closing market price per share of the immediately preceding business day" should be construed as "closing market price per share of the business day on which the shares were last traded".
  4. In the context of a repurchase of shares:
    • "issues of shares" should be construed as "repurchases of shares"; and
    • "issued shares as a % of existing issued share capital before relevant share issue" should be construed as "repurchased shares as a % of existing issued share capital before relevant share repurchase".
  5. In the context of a redemption of shares:
    • "issues of shares" should be construed as "redemptions of shares";
    • "issued shares as a % of existing issued share capital before relevant share issue" should be construed as "redeemed shares as a % of existing issued share capital before relevant share redemption"; and
    • "issue price per share" should be construed as "redemption price per share".
  6. The closing balance date is the date of the last relevant event being disclosed.

II.

  1. Purchase report

Trading

Number of

Method of purchase

Price per share or highest

securities

date

(Note)

price paid $

purchased

N/A

N/A

N/A

N/A

Total

  1. Additional information for issuer whose primary listing is on the Exchange
  1. Number of such securities purchased on the Exchange in the year to date (since ordinary resolution)
  2. % of issued share capital at time ordinary resolution passed acquired on the Exchange since date of resolution

( (a) x 100 )

issued share capital

Lowest price paid $

Total paid $

N/A

N/A

(a) ____N/A_____

___N/A_____%

We hereby confirm that the repurchases set out in A above which were made on the Exchange were made in accordance with the Listing Rules and that there have been no material changes to the particulars contained in the Explanatory Statement dated ___________________ which has been filed with the Exchange. We also confirm that any

purchases set out in A above which were made on another stock exchange were made in accordance with the domestic rules applying to purchases made on that other exchange.

Note to Section II: Please state whether on the Exchange, on another stock exchange (stating the name of the exchange), by private arrangement or by general offer.

Submitted by: _____________ Gao Yonggang ________________

(Name)

Title: ________________ Joint Company Secretary______________________

(Director, Secretary or other duly authorised officer)

This is an excerpt of the original content. To continue reading it, access the original document here.

Attachments

  • Original document
  • Permalink

Disclaimer

SMIC - Semiconductor Manufacturing International Corporation published this content on 15 September 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 September 2020 10:24:02 UTC