EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
25.03.2024 / 15:12 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings1. Details of issuer| Name: |
Siemens Energy AG | | Street: |
Otto-Hahn-Ring 6 | | Postal code: |
81739 | | City: |
Munich
Germany | | Legal Entity Identifier (LEI): |
5299005CHJZ14D4FDJ62 |
2. Reason for notification| X |
Acquisition/disposal of shares with voting rights | | |
Acquisition/disposal of instruments | | |
Change of breakdown of voting rights | | X |
Other reason:
voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligationLegal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:6. Total positions| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG | | New |
1.68 % |
4.68 % |
6.36 % |
799309712 | | Previous notification |
1.43 % |
4.63 % |
6.06 % |
/ |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)| ISIN |
Absolute |
In % | | |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) | | DE000ENER6Y0 |
0 |
13436645 |
0.00 % |
1.68 % | | Total |
13436645 |
1.68 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % | | Internal right to recall shares lent out |
n/a |
n/a |
1464794 |
0.18 % | | |
| Total |
1464794 |
0.18 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % | | Convertible bonds |
14/09/2025 |
14/09/2025 |
Physical |
9077152 |
1.14 % | | Third Party convertible bonds - right of use held |
14/09/2025 |
14/09/2025 |
Physical |
9965557 |
1.25 % | | Equity Swap |
19/06/2024 – 22/09/2032 |
19/06/2024 – 22/09/2032 |
Cash |
13927016 |
1.74 % | | Physically Settled Put Option |
21/06/2024-20/06/2024 |
21/06/2024-20/06/2024 |
Physical |
2600000 |
0.33 % | | Cash-settled Call Options |
19/04/2024 – 02/01/2099 |
19/04/2024 – 02/01/2099 |
Cash |
382275 |
0.05 % | | |
|
| Total |
35952000 |
4.50 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) | | JPMorgan Chase & Co. |
% |
% |
% | | JPMorgan Chase Bank, National Association |
% |
% |
% | | J.P. Morgan International Finance Limited |
% |
% |
% | | J.P. Morgan Capital Holdings Limited |
% |
% |
% | | J.P. Morgan Securities plc |
% |
% |
5.23 % | | - |
% |
% |
% | | JPMorgan Chase & Co. |
% |
% |
% | | JPMorgan Chase Holdings LLC |
% |
% |
% | | J.P. Morgan Broker-Dealer Holdings Inc. |
% |
% |
% | | J.P. Morgan Securities LLC |
% |
% |
% | | - |
% |
% |
% | | JPMorgan Chase & Co. |
% |
% |
% | | JPMorgan Chase Bank, National Association |
% |
% |
% | | J.P. Morgan International Finance Limited |
% |
% |
% | | J.P. Morgan Structured Products B.V. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights |
Proportion of instruments |
Total of both | | % |
% |
% |
10. Other explanatory remarks:
Date
25.03.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
|
| Language: |
English |
| Company: |
Siemens Energy AG |
|
Otto-Hahn-Ring 6 |
|
81739 Munich |
|
Germany |
| Internet: |
www.siemens-energy.com |
| |
| End of News |
EQS News Service |
1866617 25.03.2024 CET/CEST
SIEMENS ENERGY AG 
