SILTRONIC AG DGAP Voting Rights Announcement: Siltronic AG Siltronic AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-01-11 / 10:27 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. *Notification of Major Holdings* *1. Details of issuer* +------------------------+-------------------------------------+ |Name: |Siltronic AG | +------------------------+-------------------------------------+ |Street: |Einsteinstr. 172 - Tower B / Blue | | |Tower | +------------------------+-------------------------------------+ |Postal code: |81677 | +------------------------+-------------------------------------+ |City: |Munich | | |Germany | +------------------------+-------------------------------------+ |Legal Entity Identifier |5299003NKV26NNGHHR90 | |(LEI): | | +------------------------+-------------------------------------+ *2. Reason for notification* +-+------------------------------------------------------------+ | |Acquisition/disposal of shares with voting rights | +-+------------------------------------------------------------+ | |Acquisition/disposal of instruments | +-+------------------------------------------------------------+ | |Change of breakdown of voting rights | +-+------------------------------------------------------------+ |X|Other reason: | | |Notification is triggered due to the non application of the | | |Trading Book Exemption which is available under Sect. 36 | | |Para. 1 WpHG | +-+------------------------------------------------------------+ *3. Details of person subject to the notification obligation* +--------------------------------------------------------------+ |Legal entity: Morgan Stanley | |City of registered office, country: Wilmington, Delaware, | |United States of America (USA) | +--------------------------------------------------------------+ *4. Names of shareholder(s)* holding directly 3% or more voting rights, if different from 3. +---------------------------------------+ |Morgan Stanley & Co. International plc | +---------------------------------------+ *5. Date on which threshold was crossed or reached:* +-----------+ |01 Jan 2021| +-----------+ *6. Total positions* +-------------+-----------+-----------+----------+-------------+ | |% of voting|% of voting| Total of| Total number| | | rights| rights| both in %| of voting| | |attached to| through| (7.a. +| rights| | | shares|instruments| 7.b.)| pursuant to| | | (total of| (total of| | Sec. 41 WpHG| | | 7.a.)| 7.b.1 +| | | | | | 7.b.2)| | | +-------------+-----------+-----------+----------+-------------+ |New | 4.87 %| 1.09 %| 5.95 %| 30000000| +-------------+-----------+-----------+----------+-------------+ |Previous | 1.65 %| 0.71 %| 2.37 %| /| |notification | | | | | +-------------+-----------+-----------+----------+-------------+ *7. Details on total positions* *a. Voting rights attached to shares (Sec. 33, 34 WpHG)* +------------+-----------+------------+-----------+------------+ |ISIN | Absolute | In % | +------------+-----------+------------+-----------+------------+ | | Direct| Indirect| Direct| Indirect| | | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34| | | WpHG)| WpHG)| WpHG)| WpHG)| +------------+-----------+------------+-----------+------------+ |DE000WAF3001| 0| 1460109| 0.00 %| 4.87 %| +------------+-----------+------------+-----------+------------+ |*Total* | 1460109 | 4.87 % | +------------+-----------+------------+-----------+------------+ *b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* +----------+--------------+-------------+----------+-----------+ |Type of |Expiration or |Exercise or | Voting| Voting| |instrument|maturity date |conversion | rights|rights in %| | | |period | absolute| | +----------+--------------+-------------+----------+-----------+ |Right of |at any time |at any time | 282069| 0.94 %| |recall | | | | | |over | | | | | |securities| | | | | |lending | | | | | |agreements| | | | | +----------+--------------+-------------+----------+-----------+ | | |*Total* | 282069| 0.94 %| +----------+--------------+-------------+----------+-----------+ *b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* +---------+------------+----------+---------+--------+---------+ |Type of |Expiration |Exercise |Cash or | Voting| Voting| |instrumen|or maturity |or |physical | rights|rights in| |t |date |conversion|settlemen|absolute| %| | | |period |t | | | +---------+------------+----------+---------+--------+---------+ |Retail |From |at any |Cash | 42| 0 %| |Structure|16.10.2069 |time | | | | |d Product|to | | | | | | |06.11.2070 | | | | | +---------+------------+----------+---------+--------+---------+ |Equity |From |at any |Cash | 43940| 0.15 %| |Swap |06.09.2021 |time | | | | | |to | | | | | | |21.02.2022 | | | | | +---------+------------+----------+---------+--------+---------+ | | | |*Total* | 43982| 0.15 %| +---------+------------+----------+---------+--------+---------+ *8. Information in relation to the person subject to the notification obligation* +-+------------------------------------------------------------+ | |Person subject to the notification obligation is not | | |controlled nor does it control any other undertaking(s) that| | |directly or indirectly hold(s) an interest in the | | |(underlying) issuer (1.). | +-+------------------------------------------------------------+ |X|Full chain of controlled undertakings starting with the | | |ultimate controlling natural person or legal entity: | +-+------------------------------------------------------------+ +-----------------+--------------+------------+----------------+ |Name | % of voting| % of voting| Total of both| | | rights (if at| rights| (if at least 5%| | | least 3% or| through| or more)| | | more)| instruments| | | | |(if at least| | | | | 5% or more)| | +-----------------+--------------+------------+----------------+ |Morgan Stanley | %| %| %| +-----------------+--------------+------------+----------------+ |Morgan Stanley | %| %| %| |Capital | | | | |Management, LLC | | | | +-----------------+--------------+------------+----------------+ |Morgan Stanley | %| %| %| |Domestic | | | | |Holdings, Inc. | | | | +-----------------+--------------+------------+----------------+ |Morgan Stanley | %| %| %| |Capital Services | | | | |LLC | | | | +-----------------+--------------+------------+----------------+ |- | %| %| %| +-----------------+--------------+------------+----------------+ |Morgan Stanley | %| %| %| +-----------------+--------------+------------+----------------+ |Morgan Stanley | %| %| %| |Capital | | | | |Management, LLC | | | | +-----------------+--------------+------------+----------------+ |Morgan Stanley | %| %| %| |Domestic | | | | |Holdings, Inc. | | | | +-----------------+--------------+------------+----------------+ |Morgan Stanley & | %| %| %| |Co. LLC | | | | +-----------------+--------------+------------+----------------+ |- | %| %| %| +-----------------+--------------+------------+----------------+
(MORE TO FOLLOW) Dow Jones Newswires
January 11, 2021 04:27 ET (09:27 GMT)
