STONECASTLE FINANCIAL CORP. : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)

Item 2.02 Results of Operations and Financial Condition.

On November 12, 2020 the registrant issued a press release announcing its financial results for the third quarter ended September 30, 2020. The text of the press release is included as Exhibit 99.1 to this Form 8-K.

The information disclosed under this item 2.02 is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 9.01         Financial Statements and Exhibits.



(d) Exhibits:



Exhibit Number Description



99.1   Press Release, dated November 12, 2020

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STONECASTLE FINANCIAL CORP.

Date: November 12, 2020

                        By: /s/ Patrick J. Farrell
                        Name: Patrick J. Farrell
                        Title: Chief Financial Officer

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