SEC Rule 15c2-11 Information as of September 30, 2021
In accordance with SEC Rule 15c2-11, Tri City National Bankshares Corporation discloses the following information:
A. | Name: | Tri City Bankshares Corporation |
B. | Address of principal executive office | |
and principal place of business: | 6400 South 27th Street | |
Oak Creek, WI 53154 | ||
C. | State of Incorporation: | Wisconsin |
D. | Stock: | Common Stock, $1.00 par value |
E. | Stock Symbol: | TRCY |
F. | Number of shares outstanding | |
as of September 30, 2021: | 8,904,915 | |
G. | Transfer Agent Name and Address: | American Stock Transfer & Trust Company |
6201 15th Avenue | ||
Brooklyn, NY 11219 | ||
H. | Business Description: | Bank holding company, whose wholly owned subsidiary |
is Tri City National Bank, a Nationally Chartered | ||
Commercial Bank | ||
I. | Service Description: | Tri City National Bank provides a full range of |
consumer and commercial banking services to | ||
individuals and businesses. | ||
J. | Description of facilities: | Thirty (30) branch offices (eighteen (18) free |
standing and twelve (12) in grocery store locations), | ||
located in four (4) counties in Southeast Wisconsin | ||
K. | Company Insiders1: | Shareholders beneficially owning more than Ten |
Percent (10.0%) | ||
Ulrich Voting Trust2 |
- In addition to its own Insiders, the Corporation is also disclosing employees of Tri City National Bank, its wholly owned subsidiary, which the Corporation would also deem as Insiders. All directors serve in that capacity for both the Corporation and Tri City National Bank.
- The three trustees of the Ulrich Voting Trust are David A. Ulrich, Jr. (a director of the Corporation), Kathleen L. McGarry (who is the spouse of Brian T. McGarry, the Chairman, President and Chief Executive Officer of the Corporation) and Thomas G. Ulrich, Sr. The three Trustees, acting by majority action, have the authority to vote such shares in their discretion.
Independent Directors
Frank J. Bauer: Director
Ronald G. Braier: Director
Sanford Fedderly: Director
Rebecca L. Ferguson: Director
Scott D. Gerardin, Director
William Gravitter: Director
Michael J. Miller: Director
Robert W. Orth: Director
David A. Ulrich, Jr.: Director
Thomas G. Ulrich Jr.: Director
Officer Directors
William N. Beres: Director, Secretary, Senior Vice
President, and Chief Financial Officer of the | |
Corporation and Tri City National Bank | |
Craig C. Dedrick: Director, Executive Vice President of | |
the Corporation and President of Tri City | |
National Bank | |
Brian T. McGarry: Director, Chairman of the Board, | |
and Chief Executive Officer, and President | |
of the Corporation | |
Tri City National Bank Insiders | |
Kevin Burns: Senior Vice President and Senior | |
Commercial Lending Officer | |
Bryan J. Johnsen: Vice President of Finance | |
Colleen A. McGarry: Senior Vice President and | |
Executive Management Team | |
Lakshmy V. Nair: Executive Vice President and | |
Executive Management Team | |
Barbara Peryer: Senior Vice President of Compliance | |
and Chief Operations Officer | |
Robert Prange: Senior Vice President and Chief | |
Information Officer | |
Robert J. Riegelman: General Counsel | |
L. Most recent financial information: | See Investor Relations home page - Annual Reports |
Investor Relations | Tri City National Bank (tcnb.com) | |
M. Past financial information: | See Investor Relations home page - Annual Reports |
Investor Relations | Tri City National Bank (tcnb.com) |
Attachments
- Original document
- Permalink
Disclaimer
Tri City Bankshares Corporation published this content on 30 September 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 October 2021 18:51:06 UTC.