SEC Rule 15c2-11 Information as of September 30, 2021

In accordance with SEC Rule 15c2-11, Tri City National Bankshares Corporation discloses the following information:

A.

Name:

Tri City Bankshares Corporation

B.

Address of principal executive office

and principal place of business:

6400 South 27th Street

Oak Creek, WI 53154

C.

State of Incorporation:

Wisconsin

D.

Stock:

Common Stock, $1.00 par value

E.

Stock Symbol:

TRCY

F.

Number of shares outstanding

as of September 30, 2021:

8,904,915

G.

Transfer Agent Name and Address:

American Stock Transfer & Trust Company

6201 15th Avenue

Brooklyn, NY 11219

H.

Business Description:

Bank holding company, whose wholly owned subsidiary

is Tri City National Bank, a Nationally Chartered

Commercial Bank

I.

Service Description:

Tri City National Bank provides a full range of

consumer and commercial banking services to

individuals and businesses.

J.

Description of facilities:

Thirty (30) branch offices (eighteen (18) free

standing and twelve (12) in grocery store locations),

located in four (4) counties in Southeast Wisconsin

K.

Company Insiders1:

Shareholders beneficially owning more than Ten

Percent (10.0%)

Ulrich Voting Trust2

  1. In addition to its own Insiders, the Corporation is also disclosing employees of Tri City National Bank, its wholly owned subsidiary, which the Corporation would also deem as Insiders. All directors serve in that capacity for both the Corporation and Tri City National Bank.
  2. The three trustees of the Ulrich Voting Trust are David A. Ulrich, Jr. (a director of the Corporation), Kathleen L. McGarry (who is the spouse of Brian T. McGarry, the Chairman, President and Chief Executive Officer of the Corporation) and Thomas G. Ulrich, Sr. The three Trustees, acting by majority action, have the authority to vote such shares in their discretion.

Independent Directors

Frank J. Bauer: Director

Ronald G. Braier: Director

Sanford Fedderly: Director

Rebecca L. Ferguson: Director

Scott D. Gerardin, Director

William Gravitter: Director

Michael J. Miller: Director

Robert W. Orth: Director

David A. Ulrich, Jr.: Director

Thomas G. Ulrich Jr.: Director

Officer Directors

William N. Beres: Director, Secretary, Senior Vice

President, and Chief Financial Officer of the

Corporation and Tri City National Bank

Craig C. Dedrick: Director, Executive Vice President of

the Corporation and President of Tri City

National Bank

Brian T. McGarry: Director, Chairman of the Board,

and Chief Executive Officer, and President

of the Corporation

Tri City National Bank Insiders

Kevin Burns: Senior Vice President and Senior

Commercial Lending Officer

Bryan J. Johnsen: Vice President of Finance

Colleen A. McGarry: Senior Vice President and

Executive Management Team

Lakshmy V. Nair: Executive Vice President and

Executive Management Team

Barbara Peryer: Senior Vice President of Compliance

and Chief Operations Officer

Robert Prange: Senior Vice President and Chief

Information Officer

Robert J. Riegelman: General Counsel

L. Most recent financial information:

See Investor Relations home page - Annual Reports

Investor Relations | Tri City National Bank (tcnb.com)

M. Past financial information:

See Investor Relations home page - Annual Reports

Investor Relations | Tri City National Bank (tcnb.com)

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Disclaimer

Tri City Bankshares Corporation published this content on 30 September 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 20 October 2021 18:51:06 UTC.