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Western Asset High Yield Defined Opportunity Fund : Initial Statement of Beneficial Ownership (Form 3)
July 21, 2022 at 06:04 pm EDT
Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
HOFFMANN COURTNEY A.
2. Date of Event Requiring Statement (Month/Day/Year)
2022-07-15
3. Issuer Name and Ticker or Trading Symbol
Western Asset High Yield Defined Opportunity Fund Inc. [HYI]
(Last)
(First)
(Middle)
WESTERN ASSET MANAGEMENT COMPANY, LLC , 385 EAST COLORADO BLVD.
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
/ Secretary/GC Subadviser
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)
PASADENA
CA
91101
6. Individual or Join/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
2. Amount of Securities Beneficially Owned
3. Ownership Form: Direct (D) or Indirect (I)
4. Nature of Indirect Beneficial Ownership
Table II - Derivative Securities Beneficially Owned (e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
2. Date Exercisable and Expiration Date
3. Title and Amount of Securities Underlying Derivative Security
4. Conversion or Exercise Price of Derivative Security
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
6. Nature of Indirect Beneficial Ownership
Date Exercisable
Expriation Date
Title
Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address
Relationships
Director
10% Owner
Officer
Other
HOFFMANN COURTNEY A.
WESTERN ASSET MANAGEMENT COMPANY, LLC
385 EAST COLORADO BLVD.
PASADENA, CA91101
Secretary/GC Subadviser
Signatures
/s/ George P. Hoyt by Power of Attorney on behalf of Courtney Hoffmann
2022-07-21
** Signature of Reporting Person
Date
Explanation of Responses:
(*)
If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**)
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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Western Asset High Yield Defined Opportunity Fund Inc. published this content on 21 July 2022 and is solely responsible for the information contained therein. Distributed by Public , unedited and unaltered, on 21 July 2022 22:03:02 UTC .
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Duration Auto. 2 months 3 months 6 months 9 months 1 year 2 years 5 years 10 years Max.
Period Day Week
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