As filed with the Securities and Exchange Commission on September 5, 2019
Registration No. 333-150141
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
APOLLO GLOBAL MANAGEMENT, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 20-8880053 | |
(State or Other Jurisdiction of | (I.R.S. Employer | |
Incorporation or Organization) | Identification Number) | |
9 West 57th Street, 43rd Floor, | 10019 | |
New York, New York | (Zip Code) | |
(Address of principal executive offices) | ||
Securities to be registered pursuant to Section 12(b) of the Act | ||
Title of each class to be registered | Name of each exchange on which registered | |
Class A Common Stock | New York Stock Exchange |
If this form related to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form related to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form related to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates (if applicable): 333-150141
Securities to be registered pursuant to Section 12(g) of the Act: None.
2
EXPLANATORY NOTE
This Amendment No. 1 (this "Amendment") to Form 8-A (the "Registration Statement") is being filed pursuant to Section 12(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), by Apollo Global Management, Inc., a Delaware corporation ("AGM Inc."), as the successor registrant to Apollo Global Management, LLC, a Delaware limited liability company ("AGM LLC"). Effective at 12:01 a.m. (Eastern Time) on September 5, 2019, AGM LLC converted from a Delaware limited liability company to a Delaware corporation (the "Conversion"). In accordance with Rule 12g-3 under the Exchange Act, upon the effective time of the Conversion, the Class A common stock, $0.00001 par value per share (the "Class A Common Stock"), of AGM Inc. was deemed to be registered under Section 12(b) of the Exchange Act as AGM Inc. is deemed to be the successor registrant to AGM LLC. AGM Inc. expressly adopts the Registration Statement, as modified by this Amendment, as its own registration statement for all purposes of the Exchange Act. The Class A Common Stock will continue to trade on the New York Stock Exchange under the ticker symbol "APO."
This Amendment amends the Registration Statement as follows:
Item 1. Description of Registrant's Securities to be Registered.
A description of the Class A Common Stock is contained in "Description of Capital Stock" set forth in Exhibit 99.2 to AGM Inc.'s Current Report on Form 8-K filed on September 5, 2019, which is incorporated herein by reference.
Item 2. | Exhibits | |
Exhibit | Description | |
Number |
- Certificate of Conversion of Apollo Global Management, LLC
- Certificate of Incorporation of Apollo Global Management, Inc.
- Bylaws of Apollo Global Management, Inc.
3
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: September 5, 2019
APOLLO GLOBAL MANAGEMENT, INC.
By: /s/ John J. Suydam Name: John J. Suydam
Title: Chief Legal Officer, Vice President and Secretary
Attachments
- Original document
- Permalink
Disclaimer
Apollo Global Management LLC published this content on 05 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 September 2019 12:01:05 UTC