Item 1.01Entry into a Material Definitive Agreement

Fourth Amendment to the Note Purchase Agreement

On May 13, 2020, Capstone Turbine Corporation (the "Company"), certain subsidiaries of the Company and Goldman Sachs Specialty Lending Group, L.P. (the "Purchaser" and collectively, the "Parties") entered into a Fourth Amendment (the "Fourth Amendment") to the Note Purchase Agreement, dated February 4, 2019, by and among the parties thereto (as amended, the "Note Purchase Agreement") in connection with the sale of senior secured notes of the Company in a private placement exempt from registration under the Securities Act of 1933, as amended. Under the Fourth Amendment, the parties agreed to amend the Note Purchase Agreement to, among other things, amend certain repayment language with respect to a loan received from Western Alliance Bank, an Arizona corporation, under the Small Business Administration Paycheck Protection Program enabled by the Coronavirus Aid, Relief and Economic Security Act of 2020. All other provisions, terms and conditions of the Note Purchase Agreement remain in effect, as previously reported in the Current Reports on Form 8-K filed on February 5, 2019, December 9, 2019 and April 29, 2020 which are incorporated herein by reference.

The foregoing summary does not purport to be complete and is qualified in its entirety by reference to the Fourth Amendment, which is filed as Exhibit 4.1 to this Current Report on Form 8-K, and incorporated herein by reference.

Item 9.01Financial Statements and Exhibits



(d) Exhibits


Exhibit     Description
Number
4.1           Fourth Amendment to the Note Purchase Agreement, dated as of May
            13, 2020, by and among Capstone Turbine Corporation, certain
            subsidiaries of the Company and Goldman Sachs Specialty Lending
            Group, L.P.

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