Item 5.02. DEPARTURE OF CERTAIN DIRECTORS OR OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
As further described below in Item 5.07, on
For more information about the Equity Plan, please read the Company's definitive
proxy statement, which was filed with the
A copy of the Amendment is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated by reference herein. The description of the Amendment in this Current Report on Form 8-K is a summary and is qualified in its entirety by reference to the complete text of the Amendment.
Item 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
On
1. To elect four persons to serve as directors of the Company until the annual
meeting of stockholders in 2020.
2. To approve the First Amendment to the Amended and Restated 2010 Equity
Compensation Plan.
3. To ratify the appointment of
auditors for the fiscal year ending
4. To conduct a non-binding, advisory vote to approve the compensation of the
Company's executives.
As ofSeptember 23, 2019 , the record date for the Annual Meeting, the Company had outstanding 6,357,113 shares of common stock. -------------------------------------------------------------------------------- Summarized below are final results of the matters voted on at the Annual Meeting: Proposal For Against Abstain Broker Non-Votes 1. Election of Directors Brad Juneau 4,293,962 287,246 758 384,596 Joseph S. Compofelice 4,293,112 287,143 1,611 384,596 Joseph G. Greenberg 4,292,922 287,353 1,591 384,596 Richard A. Shortz 4,293,101 287,154 1,611 384,596 2. To approve the First Amendment to the Amended and Restated 2010 Equity Compensation Plan. 4,067,825 511,566 2,475 384,596 3. To ratify the appointment ofMoss Adams LLP as the Company's independent auditors for 4,962,487 1,055 2,920 - the fiscal year ending June 30, 2020 4. Non-binding, advisory vote to approve the compensation of the Company's executives 4,577,434 4,053 379 384,596
Item 7.01. Regulation FD Disclosure.
The Company issued a press release on
Cautionary Note Regarding Forward-Looking Statements
Many of the statements included or incorporated in this Current Report on Form
8-K and the furnished exhibit constitute "forward-looking statements." In
particular, they include statements relating to future actions, strategies,
future operating and financial performance, and the Company's future financial
results. These forward-looking statements are based on current expectations and
projections about future events. Readers are cautioned that forward-looking
statements are not guarantees of future operating and financial performance or
results and involve substantial risks and uncertainties that cannot be predicted
or quantified, and, consequently, the actual performance of the Company may
differ materially from those expressed or implied by such forward-looking
statements. Such risks and uncertainties include, but are not limited to,
factors described from time to time in the Company's Annual Report on Form 10-K
and Quarterly Reports on Form 10-Q filed with the
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits. Exhibit No. Description of Exhibit 10.1 First Amendment to theContango ORE, Inc. Amended and Restated 2010 Equity Compensation Plan. 99.1 Press Release datedNovember 19, 2019 .
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