RNS Number : 9138U
Diversified Gas & Oil PLC
03 April 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS
1a. Identity of the issuer or the | Diversified Gas & Oil PLC | |
underlying issuer of existing shares to | ||
which voting rights are attached: | ||
1b. Please indicate if the issuer is a non- | UK issuer (please mark with an "X" if | |
appropriate) | ||
Non-UK issuer |
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||||||
An acquisition or disposal of voting rights | ||||||||||
An acquisition or disposal of financial instruments | ||||||||||
An event changing the breakdown of voting rights | ||||||||||
Other (please specify): Change in Nature | X | |||||||||
3. Details of person subject to the notification obligation | ||||||||||
Name | HSBC Holdings PLC | |||||||||
City and country of registered office (if | London, United Kingdom | |||||||||
applicable) | ||||||||||
4. Full name of shareholder(s) (if different from 3.) | ||||||||||
Name | HSBC Bank plc | |||||||||
City and country of registered office (if | 8, Canada Square, London, E14 5HQ | |||||||||
applicable) | ||||||||||
5. Date on which the threshold was | 29 March 2019 | |||||||||
crossed or reached: | ||||||||||
6. Date on which issuer notified | 2 April 2019 | |||||||||
(DD/MM/YYYY): | ||||||||||
7. Total positions of person(s) subject to the notification obligation | ||||||||||
% of voting | % of voting rights | |||||||||
through financial | ||||||||||
rights attached | Total of both in | Total number of | ||||||||
instruments | ||||||||||
to shares (total | % (8.A + 8.B) | voting rights of issuer | ||||||||
(total of 8.B 1 + | ||||||||||
of 8. A) | ||||||||||
8.B 2) | ||||||||||
Resulting | ||||||||||
situation on the | ||||||||||
date on which | 8.309 % | 3.929 % | 12.238 % | 542,653,937 | ||||||
threshold was | ||||||||||
crossed or | ||||||||||
reached | ||||||||||
Position of | ||||||||||
previous | 8.124 % | 4.112 % | 12.236 % | |||||||
notification (if | ||||||||||
applicable) |
8.Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of | Number of voting rights | % of voting rights | ||
shares | ||||
ISIN code (if | Direct | Indirect | Direct | Indirect |
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
possible) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) |
(DTR5.2.1) | (DTR5.2.1) | |||
GB00BYX7JT74 | 45,090,486 | 8.309 % | ||
SUBTOTAL 8. A | 45,090,486 | 8.309 % | ||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting
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Type of | Expiration | Exercise/ | rights that may be | % of voting |
financial | date | Conversion Period | acquired if the | rights |
instrument | instrument is | |||
exercised/converted. | ||||
Stock Lent | 321,797 | 0.059 % | ||
SUBTOTAL 8. B 1 | 321,797 | 0.059 % | ||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of | Expiration | Exercise/ | Physical or | Number of | % of voting |
financial | date | Conversion | cash | voting rights | rights |
instrument | Period | settlement |
Swap | Cash | 21,000,000 | 3.869 % |
Settled | |||
SUBTOTAL | 21,000,000 | 3.869 % | |
8.B.2 |
9.Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person | x | |||
or legal entity (please add additional rows as necessary) | ||||
% of voting | % of voting rights | |||
through financial | Total of both if it | |||
rights if it equals | ||||
instruments if it | equals or is higher | |||
Name | or is higher than | |||
equals or is higher | than the notifiable | |||
the notifiable | than the notifiable | threshold | ||
threshold | ||||
threshold | ||||
HSBC Holdings plc | ||||
HSBC UK Holdings | ||||
Limited | ||||
HSBC Bank plc | 8.309 % | 3.929 % | 12.238 % | |
10.In case of proxy voting, please identify: Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information
The total holdings include Stock Borrowing of 1,000,000 shares
Place of | London, United Kingdom |
completion | |
Date of | 2 April 2019 |
completion | |
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.comor visit www.rns.com.
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Diversified Gas & Oil plc published this content on 03 April 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 03 April 2019 06:31:02 UTC