SEC Form 4
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | |||
OMB APPROVAL | |||
Washington, D.C. 20549 | |||
OMB Number: | 3235-0287 | ||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | ||
hours per response: | 0.5 | ||
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||||||||||||||||||||||||||||
Margulies Anne H. | HENRY SCHEIN INC[ HSIC ] | (Check all applicable) | ||||||||||||||||||||||||||||||||||
X | Director | 10% Owner | ||||||||||||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) | ||||||||||||||||||||||||||||||||||||
Officer (give title | Other (specify | |||||||||||||||||||||||||||||||||||
09/27/2019 | ||||||||||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | below) | below) | ||||||||||||||||||||||||||||||||
C/O HENRY SCHEIN, INC. | ||||||||||||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||||||||||||||||||||||||||||
135 DURYEA ROAD | ||||||||||||||||||||||||||||||||||||
Line) | ||||||||||||||||||||||||||||||||||||
X Form filed by One Reporting Person | ||||||||||||||||||||||||||||||||||||
(Street) | ||||||||||||||||||||||||||||||||||||
Form filed by More than One Reporting | ||||||||||||||||||||||||||||||||||||
MELVILLE | NY | 11747 | ||||||||||||||||||||||||||||||||||
Person | ||||||||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | ||||||||||||||||||||||||||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||||||||
1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) or | 5. Amount of | 6. Ownership | 7. Nature | |||||||||||||||||||||||||||||
Date | Execution Date, | Transaction | Disposed Of (D) (Instr. 3, 4 and | Securities | Form: Direct | of Indirect | ||||||||||||||||||||||||||||||
(Month/Day/Year) | if any | Code (Instr. | 5) | Beneficially | (D) or Indirect | Beneficial | ||||||||||||||||||||||||||||||
(Month/Day/Year) | 8) | Owned Following | (I) (Instr. 4) | Ownership | ||||||||||||||||||||||||||||||||
Reported | (Instr. 4) | |||||||||||||||||||||||||||||||||||
(A) or | ||||||||||||||||||||||||||||||||||||
Code | V | Amount | Price | Transaction(s) | ||||||||||||||||||||||||||||||||
(D) | (Instr. 3 and 4) | |||||||||||||||||||||||||||||||||||
Common Stock, par value $0.01 per share | 8,218 | D | ||||||||||||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number | 6. Date Exercisable and | 7. Title and Amount | 8. Price | 9. Number of | 10. | 11. Nature | |||||||||||||||||||||||||
Derivative | Conversion | Date | Execution Date, | Transaction | of | Expiration Date | of Securities | of | derivative | Ownership | of Indirect | |||||||||||||||||||||||||
Security (Instr. | or Exercise | (Month/Day/Year) | if any | Code (Instr. | Derivative | (Month/Day/Year) | Underlying | Derivative | Securities | Form: | Beneficial | |||||||||||||||||||||||||
3) | Price of | (Month/Day/Year) | 8) | Securities | Derivative Security | Security | Beneficially | Direct (D) | Ownership | |||||||||||||||||||||||||||
Derivative | Acquired | (Instr. 3 and 4) | (Instr. 5) | Owned | or Indirect | (Instr. 4) | ||||||||||||||||||||||||||||||
Security | (A) or | Following | (I) (Instr. 4) | |||||||||||||||||||||||||||||||||
Disposed | Reported | |||||||||||||||||||||||||||||||||||
of (D) (Instr. | Transaction(s) | |||||||||||||||||||||||||||||||||||
3, 4 and 5) | (Instr. 4) | |||||||||||||||||||||||||||||||||||
Amount | ||||||||||||||||||||||||||||||||||||
or | ||||||||||||||||||||||||||||||||||||
Number | ||||||||||||||||||||||||||||||||||||
Date | Expiration | of | ||||||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Title | Shares | |||||||||||||||||||||||||||||
Deferred | Common | |||||||||||||||||||||||||||||||||||
Stock, par | ||||||||||||||||||||||||||||||||||||
Compensation | 500(2) | 500 | 2,014(4) | |||||||||||||||||||||||||||||||||
(1) | 09/27/2019 | A | (3) | (3) | value | $0.00 | D | |||||||||||||||||||||||||||||
Plan Phantom | ||||||||||||||||||||||||||||||||||||
$0.01 per | ||||||||||||||||||||||||||||||||||||
Stock | ||||||||||||||||||||||||||||||||||||
share | ||||||||||||||||||||||||||||||||||||
Explanation of Responses:
- Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.
- Represents the number of shares of phantom stock credited to the reporting person's phantom stock account pursuant to the Issuer's Non-Employee Director Deferred Compensation Plan (the "Plan"), representing an exempt transaction under the Plan. The number of shares of phantom stock credited to the reporting person's phantom stock account is determined by dividing the amount of deferred eligible director fees by the closing price of a share of Issuer common stock on the award date.
- The balance in the reporting person's phantom share account is distributed to the reporting person in Issuer common stock following the termination of the reporting person's directorship, the reporting person's death or disability or a change of control of the Issuer.
- Represents the aggregate number of shares of phantom stock allocated to the reporting person under the Plan as of the award date based on the closing price of a share of the Issuer's common stock on the award date.
Remarks:
/s/ Jennifer Ferrero (as | 09/30/2019 | ||
Attorney-in-Fact for Anne H. | |||
Margulies) | |||
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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Henry Schein Inc. published this content on 30 September 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 30 September 2019 20:22:02 UTC